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Caterpillar
CAT

Overview Fund Activity

1,651 hedge funds and large institutions have $55.4B invested in Caterpillar in 2020 Q3 according to their latest regulatory filings, with 213 funds opening new positions, 582 increasing their positions, 608 reducing their positions, and 88 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,651
Holders Change
+111
Holders Change %
+7.21%
% of All Funds
33.4%
Holding in Top 10
22
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+29.41%
% of All Funds
0.45%
New
213
Increased
582
Reduced
608
Closed
88
Calls
$1.65B
Puts
$1.62B
Net Calls
+$22.6M
Net Calls Change
+$213M

Top Buyers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$719M
2
Diamond Hill Capital Management
Diamond Hill Capital Management
Ohio
+$162M
3
Fidelity Investments
Fidelity Investments
Massachusetts
+$133M
4
Capital Research Global Investors
Capital Research Global Investors
California
+$121M
5
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
+$118M

Top Sellers

1
State Street
State Street
Massachusetts
-$168M
2
Goldman Sachs
Goldman Sachs
New York
-$149M
3
Citadel Advisors
Citadel Advisors
Florida
-$123M
4
Vanguard Group
Vanguard Group
Pennsylvania
-$88.3M
5
Macquarie Group
Macquarie Group
Australia
-$87.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
CFGS
826
Concourse Financial Group Securities
Alabama
$1.01M -$38.9K -261 -4%
OL
827
Optas LLC
Texas
$1.01M +$85.2K +571 +9%
FAIM
828
Financial Advocates Investment Management
Washington
$1.01M +$58.9K +395 +6%
PA
829
PSI Advisors
Florida
$1M -$118K -790 -11%
MYAM
830
Meiji Yasuda Asset Management
Japan
$1M -$647K -4,340 -39%
CT
831
Clearstead Trust
Maine
$999K – – –
RA
832
RFG Advisory
Alabama
$994K +$17.9K +120 +2%
PI
833
PEAK6 Investments
Illinois
$993K -$13.2M -88,579 -93%
VIA
834
Vident Investment Advisory
Georgia
$983K -$77.2K -517 -7%
TIA
835
Tiemann Investment Advisors
California
$982K +$14.9K +100 +2%
MAM
836
Mastrapasqua Asset Management
Tennessee
$973K +$199K +1,335 +26%
DLA
837
Douglas Lane & Associates
New York
$972K -$41.2K -276 -4%
FSA
838
Franklin Street Advisors
North Carolina
$969K – – –
BFA
839
Bragg Financial Advisors
North Carolina
$963K +$18.2K +122 +2%
CI Investments Inc
840
CI Investments Inc
Ontario, Canada
$961K +$961K +6,444 New
CPIA
841
Cornell Pochily Investment Advisors
New York
$953K +$5.22K +35 +0.6%
DPIM
842
Duff & Phelps Investment Management
Illinois
$952K – – –
HPC
843
HM Payson & Co
Maine
$951K -$63.4K -425 -6%
HTC
844
Haverford Trust Company
Pennsylvania
$943K -$30.9K -207 -3%
WAP
845
Wealthcare Advisory Partners
Pennsylvania
$941K -$23.7K -159 -2%
CCMW
846
Cypress Capital Management (Wyoming)
Wyoming
$935K -$24.8K -156 -3%
SCM
847
SOL Capital Management
Maryland
$935K – – –
CL
848
CPWM LLC
Washington
$933K -$79.5K -533 -8%
TSW
849
Thompson Siegel & Walmsley
Virginia
$933K -$70.9K -475 -7%
BHA
850
Beech Hill Advisors
New York
$925K +$74.6K +500 +9%
32 33
34
35 36