CAT icon

Caterpillar
CAT

Overview Fund Activity

1,485 hedge funds and large institutions have $42.5B invested in Caterpillar in 2020 Q1 according to their latest regulatory filings, with 104 funds opening new positions, 561 increasing their positions, 623 reducing their positions, and 252 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,485
Holders Change
-171
Holders Change %
-10.33%
% of All Funds
32.8%
Holding in Top 10
23
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-11.54%
% of All Funds
0.51%
New
104
Increased
561
Reduced
623
Closed
252
Calls
$827M
Puts
$1.26B
Net Calls
-$430M
Net Calls Change
-$181M

Top Buyers

1
Macquarie Group
Macquarie Group
Australia
+$374M
2
Capital International Investors
Capital International Investors
California
+$250M
3
Invesco
Invesco
Georgia
+$124M
4
Wellington Management Group
Wellington Management Group
Massachusetts
+$119M
5
Boston Partners
Boston Partners
Massachusetts
+$117M

Top Sellers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
-$190M
2
Capital World Investors
Capital World Investors
California
-$190M
3
Primecap Management
Primecap Management
California
-$171M
4
Ameriprise
Ameriprise
Minnesota
-$130M
5
Westfield Capital Management
Westfield Capital Management
Massachusetts
-$116M
Name Holding Trade Value Shares
Change 		Shares
Change %
FCIM
826
Fairview Capital Investment Management
California
$625K – – –
CCA
827
Checchi Capital Advisers
California
$625K +$30.3K +261 +5%
DHFB
828
Dixon Hubard Feinour & Brown
Virginia
$621K -$104K -900 -14%
WC
829
Woodstock Corp
Massachusetts
$619K -$8.7K -75 -1%
MWM
830
Mattern Wealth Management
Kansas
$619K +$69.7K +600 +13%
ESB
831
Essex Savings Bank
Connecticut
$618K -$16.5K -142 -3%
IWC
832
Integrated Wealth Concepts
Massachusetts
$618K +$90.2K +777 +17%
YMRC
833
Yorktown Management & Research Company
Virginia
$615K -$313K -2,700 -34%
TWP
834
Tempus Wealth Planning
California
$615K +$58K +500 +10%
S
835
SignatureFD
Georgia
$614K +$24.9K +214 +4%
BWAM
836
Boyd Watterson Asset Management
Ohio
$609K – – –
EB
837
Eastern Bank
Massachusetts
$607K -$168K -1,450 -22%
CPO
838
Cerity Partners OCIO
New York
$605K -$7.66K -66 -1%
RIL
839
Rothschild Investment LLC
Illinois
$602K +$12.5K +108 +2%
ZB
840
Zions Bancorporation
Utah
$602K +$88.4K +762 +17%
WIS
841
Wright Investors Service
Connecticut
$601K +$145K +1,252 +32%
PA
842
Procyon Advisors
Connecticut
$600K +$82.4K +710 +16%
FDS
843
First Dallas Securities
Texas
$598K – – –
SC
844
Sepio Capital
Utah
$597K +$259K +2,234 +77%
CCG
845
Cypress Capital Group
Florida
$595K -$31.2K -269 -5%
GRP
846
Global Retirement Partners
California
$595K +$196K +1,686 +49%
CAMG
847
CWA Asset Management Group
Florida
$593K -$200K -1,723 -25%
EIA
848
Eldridge Investment Advisors
New Hampshire
$593K +$46.4K +400 +8%
IWM
849
IHT Wealth Management
Illinois
$591K -$47K -405 -7%
CG
850
Caprock Group
Idaho
$591K +$3.72K +32 +0.6%
32 33
34
35 36