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Caterpillar
CAT

Overview Fund Activity

1,656 hedge funds and large institutions have $54.5B invested in Caterpillar in 2019 Q4 according to their latest regulatory filings, with 279 funds opening new positions, 512 increasing their positions, 603 reducing their positions, and 79 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,656
Holders Change
+180
Holders Change %
+12.2%
% of All Funds
32.7%
Holding in Top 10
26
Holding in Top 10 Change
+11
Holding in Top 10 Change %
+73.33%
% of All Funds
0.51%
New
279
Increased
512
Reduced
603
Closed
79
Calls
$1.63B
Puts
$1.87B
Net Calls
-$249M
Net Calls Change
+$136M

Top Buyers

1
Bank of America
Bank of America
North Carolina
+$519M
2
Fidelity Investments
Fidelity Investments
Massachusetts
+$347M
3
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$336M
4
AIG
American International Group
New York
+$325M
5
Ameriprise
Ameriprise
Minnesota
+$190M

Top Sellers

1
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance
Illinois
-$270M
2
State Street
State Street
Massachusetts
-$208M
3
Vanguard Group
Vanguard Group
Pennsylvania
-$167M
4
Deutsche Bank
Deutsche Bank
Germany
-$152M
5
D.E. Shaw & Co
D.E. Shaw & Co
New York
-$149M
Name Holding Trade Value Shares
Change 		Shares
Change %
CPIA
826
Cornell Pochily Investment Advisors
New York
$923K -$179K -1,212 -16%
JSC
827
Jackson Square Capital
California
$919K +$919K +6,223 New
SW
828
SVB Wealth
Massachusetts
$907K -$7.54K -51 -0.8%
SWM
829
Sugarloaf Wealth Management
Georgia
$905K +$905K +6,125 New
AC
830
Athanor Capital
New York
$901K +$901K +6,100 New
APA
831
American Portfolios Advisors
New York
$900K +$20.1K +136 +2%
NNP
832
Nachman Norwood & Parrott
South Carolina
$896K +$76.9K +521 +9%
ACM
833
AlphaStar Capital Management
North Carolina
$890K -$13K -88 -1%
MFG
834
MidWestOne Financial Group
Iowa
$889K +$225K +1,524 +34%
BRWM
835
B. Riley Wealth Management
Tennessee
$887K +$239K +1,618 +37%
MJP
836
Michael J. Puzo
$886K – – –
FBC
837
Fairfield, Bush & Co
Connecticut
$886K – – –
CBU
838
CIBC Bank USA
Illinois
$886K +$1.04K +7 +0.1%
TPWA
839
TRUE Private Wealth Advisors
Oregon
$886K +$301K +2,040 +52%
JIM
840
Jupiter Investment Management
United Kingdom
$886K +$886K +6,000 New
LOAME
841
Lombard Odier Asset Management (Europe)
United Kingdom
$881K – – –
PTC
842
Private Trust Company
Ohio
$879K +$21.3K +144 +2%
SMC
843
Smith, Moore & Co
Missouri
$878K +$26.9K +182 +3%
CC
844
ClearArc Capital
Ohio
$871K -$383K -2,594 -31%
GPA
845
Garrison Point Advisors
California
$870K – – –
ATWA
846
Arbor Trust Wealth Advisors
Michigan
$868K +$868K +5,876 New
EH
847
Equitable Holdings
New York
$859K +$859K +5,815 New
BAM
848
Beaumont Asset Management
Texas
$847K +$847K +5,737 New
IP
849
Investment Partners
Ohio
$845K -$96.8K -656 -10%
BCM
850
BlueCrest Capital Management
Jersey
$837K +$837K +5,669 New
32 33
34
35 36