We are live on ! Find out more
CAT icon

Caterpillar

1,514 hedge funds and large institutions have $54.5B invested in Caterpillar in 2018 Q2 according to their latest regulatory filings, with 114 funds opening new positions, 584 increasing their positions, 543 reducing their positions, and 90 closing their positions.

New
Increased
Maintained
Reduced
Closed

27% more first-time investments, than exits

New positions opened: 114 | Existing positions closed: 90

8% more repeat investments, than reductions

Existing positions increased: 584 | Existing positions reduced: 543

0% more funds holding

Funds holding: 1,5071,514 (+7)

0.72% less ownership

Funds ownership: 68.1%67.38% (-0.72%)

9% less capital invested

Capital invested by funds: $59.8B → $54.5B (-$5.36B)

26% less call options, than puts

Call options by funds: $1.4B | Put options by funds: $1.89B

36% less funds holding in top 10

Funds holding in top 10: 4529 (-16)

Holders
1,514
Holders Change
+7
Holders Change %
+0.46%
% of All Funds
34.65%
Holding in Top 10
29
Holding in Top 10 Change
-16
Holding in Top 10 Change %
-35.56%
% of All Funds
0.66%
New
114
Increased
584
Reduced
543
Closed
90
Calls
$1.4B
Puts
$1.89B
Net Calls
-$482M
Net Calls Change
+$526M
Name Holding Trade Value Shares
Change
Change in
Stake
FWM
826
Focused Wealth Management
New York
$950K -$19.3K -129 -2%
SCP
827
Syntal Capital Partners
Texas
$946K -$331K -2,214 -24%
ECM
828
ETrade Capital Management
Virginia
$944K +$52.1K +349 +5%
IIA
829
IPG Investment Advisors
California
$941K -$399K -2,667 -28%
DHFB
830
Dixon Hubard Feinour & Brown
Virginia
$941K +$78.7K +527 +8%
IP
831
Investment Partners
Ohio
$933K -$148K -992 -13%
PTC
832
Private Trust Company
Ohio
$932K +$23.5K +157 +2%
CL
833
CPWM LLC
Washington
$927K -$1.79K -12 -0.2%
WTB
834
Washington Trust Bank
Washington
$915K -$6.28K -42 -0.6%
CT
835
Clearstead Trust
Maine
$909K
TSW
836
Thompson Siegel & Walmsley
Virginia
$904K
BFG
837
Barber Financial Group
Kansas
$895K -$5.68K -38 -0.6%
HW
838
Hancock Whitney
Mississippi
$894K +$5.08K +34 +0.5%
SAM
839
Sompo Asset Management
Japan
$893K +$983K +6,580 New
CA
840
Cynosure Advisors
Utah
$891K
FI
841
FormulaFolio Investments
Michigan
$887K +$977K +6,541 New
H
842
HoyleCohen
California
$880K -$412K -2,759 -30%
CRC
843
Curi RMB Capital
Illinois
$878K -$13.1K -88 -1%
MSAM
844
Moloney Securities Asset Management
Missouri
$876K +$111K +740 +13%
CONA
845
Capital One National Association
New York
$875K +$62.9K +421 +7%
DWT
846
Dorsey & Whitney Trust
South Dakota
$874K +$54.2K +363 +6%
DPIM
847
Duff & Phelps Investment Management
Illinois
$869K
FAIM
848
Financial Advocates Investment Management
Washington
$869K +$55.9K +374 +6%
PFPT
849
Pinnacle Financial Partners (Tennessee)
Tennessee
$863K +$140K +935 +17%
HSA
850
HBK Sorce Advisory
Pennsylvania
$860K +$126K +844 +15%

CAT Hedge Fund Activity: Q2 2018 in Review

1,514 of the 4,369 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q2 2018, worth a combined $54.5B — down 9% from $59.8B a quarter earlier.

Buyers outnumbered sellers: 114 funds opened new CAT positions and 90 closed out — a net gain of 24 holders — while 584 added to existing stakes and 543 trimmed.

The largest buyer was Cornerstone Wealth Management, adding an estimated $186M. The largest seller was Wellington Management Group, cutting an estimated $231M.

  • 1,514 institutional investors held Caterpillar (CAT) as of Q2 2018, up from 1,507 in Q1 2018.
  • Funds reported $54.5B of Caterpillar stock for Q2 2018, down 9% quarter-over-quarter.
  • 114 funds opened new Caterpillar positions in Q2 2018 and 90 closed out, a net change of +24 holders.
  • The largest Caterpillar buyer in Q2 2018 was Cornerstone Wealth Management, an estimated $186M added.
  • The largest Caterpillar seller in Q2 2018 was Wellington Management Group, an estimated $231M sold.

Based on aggregated 13F filings for Q2 2018.