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Caterpillar
CAT

Overview Fund Activity

1,092 hedge funds and large institutions have $37B invested in Caterpillar in 2016 Q3 according to their latest regulatory filings, with 106 funds opening new positions, 364 increasing their positions, 444 reducing their positions, and 55 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,092
Holders Change
+36
Holders Change %
+3.41%
% of All Funds
29.18%
Holding in Top 10
19
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+72.73%
% of All Funds
0.51%
New
106
Increased
364
Reduced
444
Closed
55
Calls
$1.07B
Puts
$1.62B
Net Calls
-$549M
Net Calls Change
-$202M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
+$341M
2
Capital World Investors
Capital World Investors
California
+$226M
3
Morgan Stanley
Morgan Stanley
New York
+$190M
4
American Century Companies
American Century Companies
Missouri
+$123M
5
EVM
Eaton Vance Management
Massachusetts
+$121M

Top Sellers

1
Capital International Investors
Capital International Investors
California
-$134M
2
Harris Associates
Harris Associates
Illinois
-$108M
3
State Street
State Street
Massachusetts
-$83.7M
4
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
-$63.4M
5
VFA
Virtus Fund Advisers
Connecticut
-$52.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
HPBT
826
High Point Bank & Trust
North Carolina
$352K – – –
CHJWM
827
Carlton Hofferkamp & Jenks Wealth Management
Texas
$351K +$66.4K +750 +23%
PFM
828
Parsec Financial Management
North Carolina
$346K +$2.04K +23 +0.6%
ASC
829
Atalanta Sosnoff Capital
New York
$346K +$346K +3,899 New
AMM
830
American Money Management
California
$342K +$800 +9 +0.2%
B
831
Bailard
California
$342K +$102K +1,147 +42%
LNC
832
Lincoln National Corp
Pennsylvania
$341K +$15.9K +179 +5%
S
833
SignatureFD
Georgia
$341K +$67.5K +760 +25%
JFA
834
JNBA Financial Advisors
Minnesota
$341K +$278K +3,123 +437%
GT
835
Greenleaf Trust
Michigan
$338K +$338K +3,813 New
BSW
836
Buckingham Strategic Wealth
Missouri
$336K +$336K +3,784 New
VWM
837
Vector Wealth Management
Minnesota
$335K +$3.28K +37 +1%
JFGIW
838
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$335K +$46.4K +523 +16%
KFA
839
Kelleher Financial Advisors
New York
$330K – – –
ISB
840
Iowa State Bank
Iowa
$330K +$84.3K +950 +34%
ANB
841
Amarillo National Bank
Texas
$330K +$330K +3,720 New
PP
842
Paloma Partners
Connecticut
$329K -$3.28M -36,933 -91%
WDA
843
Wendell David Associates
New Hampshire
$329K -$2.22K -25 -0.7%
CP
844
Camelot Portfolios
Ohio
$328K -$14.2K -160 -4%
SAM
845
Strategy Asset Managers
California
$324K – – –
AP
846
Appleton Partners
Massachusetts
$319K +$84K +945 +36%
CIA
847
Choate Investment Advisors
Massachusetts
$319K +$69.2K +780 +28%
BIM
848
Bridges Investment Management
Nebraska
$312K – – –
GF
849
Gerstein Fisher
New York
$312K +$16K +180 +5%
NB
850
Nicolet Bankshares
Wisconsin
$307K +$3.02K +34 +1%
32 33
34
35 36