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Caterpillar
CAT

Overview Fund Activity

1,057 hedge funds and large institutions have $25.9B invested in Caterpillar in 2015 Q3 according to their latest regulatory filings, with 68 funds opening new positions, 399 increasing their positions, 440 reducing their positions, and 126 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,057
Holders Change
-70
Holders Change %
-6.21%
% of All Funds
29.54%
Holding in Top 10
4
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-66.67%
% of All Funds
0.11%
New
68
Increased
399
Reduced
440
Closed
126
Calls
$931M
Puts
$1.73B
Net Calls
-$803M
Net Calls Change
-$202M

Top Buyers

1
Capital Research Global Investors
1
Capital Research Global Investors
California
$628M
2
Harris Associates
2
Harris Associates
Illinois
$1.06B
3
Invesco
3
Invesco
Georgia
$413M
4
Wellington Management Group
4
Wellington Management Group
Massachusetts
$911M
5
Massachusetts Financial Services
5
Massachusetts Financial Services
Massachusetts
$115M

Top Sellers

1
WRF
1
Waddell & Reed Financial
Kansas
$25.1M
2
Lord, Abbett & Co
2
Lord, Abbett & Co
New Jersey
$17M
3
Bank of New York Mellon
3
Bank of New York Mellon
New York
$576M
4
American Century Companies
4
American Century Companies
Missouri
$172M
5
Westfield Capital Management
5
Westfield Capital Management
Massachusetts
$46.4M
Name Holding Trade Value Shares
Change 		Shares
Change %
NG
826
Northstar Group
New York
$279K +$7.1K +108 +3%
AIM
827
Ada Investment Management
New York
$278K +$278K +3,630 New
OWP
828
Obermeyer Wealth Partners
Colorado
$277K -$62.6K -960 -18%
TCOT
829
Trust Company of Toledo
Ohio
$277K -$13.1K -200 -5%
HPBT
830
High Point Bank & Trust
North Carolina
$272K +$25.9K +397 +11%
MYAM
831
Meiji Yasuda Asset Management
Japan
$270K -$195K -2,989 -42%
ASN
832
Advisory Services Network
Georgia
$269K -$45.1K -691 -14%
UAS
833
United Asset Strategies
New York
$268K -$155K -2,375 -37%
FMC
834
First Merchants Corp
Indiana
$268K -$8.18K -125 -3%
CCM
835
Catawba Capital Management
Virginia
$268K -$1.96K -30 -0.7%
AAM
836
Aureus Asset Management
Massachusetts
$267K -$36.6K -560 -12%
IIC
837
Ironwood Investment Counsel
Arizona
$267K +$117K +2,453 +78%
PL
838
Plancorp LLC
Missouri
$267K +$267K +4,080 New
W
839
Wealthfront
California
$266K -$333K -5,104 -56%
BHA
840
Beech Hill Advisors
New York
$264K +$19.6K +300 +8%
PFM
841
Parsec Financial Management
North Carolina
$263K +$107K +1,635 +68%
PAIA
842
Park Avenue Institutional Advisers
New York
$262K -$4.83K -74 -2%
VC
843
Vicus Capital
Pennsylvania
$262K +$392 +6 +0.1%
KA
844
Kovack Advisors
Florida
$262K +$108K +1,651 +70%
ARMT
845
Amica Retiree Medical Trust
Rhode Island
$261K – – –
DAM
846
Deltec Asset Management
New York
$261K – – –
LNC
847
Lincoln National Corp
Pennsylvania
$261K +$23.8K +362 +10%
AB
848
Atlas Brown
Kentucky
$260K +$65 +1 +0%
PVWM
849
Point View Wealth Management
New Jersey
$258K +$258K +3,955 New
PL
850
Perpetual Ltd
Australia
$253K -$114K -1,737 -31%
32 33
34
35 36