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Caterpillar
CAT

Overview Fund Activity

1,198 hedge funds and large institutions have $36.9B invested in Caterpillar in 2014 Q4 according to their latest regulatory filings, with 135 funds opening new positions, 425 increasing their positions, 450 reducing their positions, and 67 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,198
Holders Change
+54
Holders Change %
+4.72%
% of All Funds
31.97%
Holding in Top 10
13
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-35%
% of All Funds
0.35%
New
135
Increased
425
Reduced
450
Closed
67
Calls
$1.35B
Puts
$1.82B
Net Calls
-$466M
Net Calls Change
+$699M

Top Buyers

1
Wellington Management Group
Wellington Management Group
Massachusetts
+$339M
2
American Century Companies
American Century Companies
Missouri
+$226M
3
Morgan Stanley
Morgan Stanley
New York
+$131M
4
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
+$119M
5
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
+$89.5M

Top Sellers

1
Capital Research Global Investors
Capital Research Global Investors
California
-$456M
2
Capital World Investors
Capital World Investors
California
-$342M
3
Fidelity Investments
Fidelity Investments
Massachusetts
-$189M
4
VOYA Investment Management
VOYA Investment Management
Georgia
-$159M
5
Bank of New York Mellon
Bank of New York Mellon
New York
-$112M
Name Holding Trade Value Shares
Change 		Shares
Change %
EGM
826
Engineers Gate Manager
New York
$549K +$549K +5,994 New
WSCM
827
Wellington Shields Capital Management
New York
$546K – – –
BKBG
828
BHF Kleinwort Benson Group
Belgium
$536K +$18.5K +202 +4%
BWAM
829
Boyd Watterson Asset Management
Ohio
$534K – – –
OC
830
Oarsman Capital
Wisconsin
$532K -$64K -700 -11%
AWA
831
AmeriServ Wealth Advisors
Pennsylvania
$531K – – –
WB
832
Webster Bank
Connecticut
$531K +$9.16K +100 +2%
MHS
833
M Holdings Securities
Oregon
$529K -$9.61K -105 -2%
KT
834
Kanaly Trust
Texas
$529K +$2.02K +22 +0.4%
S
835
SignatureFD
Georgia
$529K +$3.02K +33 +0.6%
PP
836
Patten & Patten
Tennessee
$520K +$22K +240 +4%
KIA
837
King Investment Advisors
Texas
$518K – – –
BBNB
838
Baker Boyer National Bank
Washington
$517K +$1.56K +17 +0.3%
ANRIA
839
American National Registered Investment Advisor
Texas
$515K -$4.21K -46 -0.8%
HCM
840
Horrell Capital Management
Arkansas
$514K +$733 +8 +0.1%
FHC
841
First Heartland Consultants
Missouri
$514K +$17.2K +188 +3%
GL
842
GLG LLC
New York
$513K -$4.98M -54,400 -91%
CPA
843
Court Place Advisors
Maryland
$510K – – –
NGA
844
Naples Global Advisors
Florida
$510K +$11.3K +124 +2%
FBC
845
Fairfield, Bush & Co
Connecticut
$509K – – –
AC
846
Allstate Corporation
Illinois
$506K -$3.85M -42,102 -88%
MNBTD
847
Moody National Bank Trust Division
Texas
$505K -$12.8K -140 -2%
SFFS
848
Stonehage Fleming Financial Services
Jersey
$505K +$505K +5,512 New
GW
849
GW & Wade
Massachusetts
$503K +$503K +5,492 New
EPM
850
Equitec Proprietary Markets
Illinois
$500K +$500K +5,465 New
32 33
34
35 36