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Caterpillar
CAT

Overview Fund Activity

1,929 hedge funds and large institutions have $70.9B invested in Caterpillar in 2021 Q3 according to their latest regulatory filings, with 97 funds opening new positions, 816 increasing their positions, 692 reducing their positions, and 151 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,929
Holders Change
-85
Holders Change %
-4.22%
% of All Funds
33.88%
Holding in Top 10
21
Holding in Top 10 Change
-9
Holding in Top 10 Change %
-30%
% of All Funds
0.37%
New
97
Increased
816
Reduced
692
Closed
151
Calls
$1.87B
Puts
$2.99B
Net Calls
-$1.12B
Net Calls Change
-$696M

Top Buyers

1
Two Sigma Advisers
Two Sigma Advisers
New York
+$344M
2
D.E. Shaw & Co
D.E. Shaw & Co
New York
+$263M
3
Goldman Sachs
Goldman Sachs
New York
+$232M
4
Northern Trust
Northern Trust
Illinois
+$197M
5
BlackRock
BlackRock
New York
+$161M

Top Sellers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
-$828M
2
Macquarie Group
Macquarie Group
Australia
-$382M
3
Fidelity Investments
Fidelity Investments
Massachusetts
-$283M
4
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance
Illinois
-$274M
5
Capital International Investors
Capital International Investors
California
-$197M
Name Holding Trade Value Shares
Change 		Shares
Change %
AF
801
Allworth Financial
California
$1.63M +$1.25M +6,492 +326%
PA
802
Probity Advisors
Texas
$1.62M +$113K +589 +7%
BSW
803
Buckingham Strategic Wealth
Missouri
$1.62M +$36.7K +191 +2%
SM
804
Sciencast Management
New Jersey
$1.62M -$1.09M -5,775 -40%
MCWS
805
McKinley Carter Wealth Services
West Virginia
$1.62M -$82.2K -428 -5%
CAN
806
Claraphi Advisory Network
United States
$1.61M -$267K -1,391 -14%
CPA
807
Court Place Advisors
Maryland
$1.61M -$8.45K -44 -0.5%
MS
808
Maven Securities
Jersey
$1.61M +$873K +4,547 +119%
PNC
809
Park National Corp
Ohio
$1.6M -$9.6K -50 -0.6%
SWM
810
SeaCrest Wealth Management
New York
$1.6M -$62K -323 -4%
DFA
811
DHJJ Financial Advisors
Illinois
$1.6M – – –
CT
812
Columbia Trust
Oregon
$1.59M +$43K +224 +3%
RCM
813
RB Capital Management
Nevada
$1.59M +$48.7K +254 +3%
VCA
814
Verdence Capital Advisors
Maryland
$1.58M -$345K -1,798 -18%
AAM
815
Arabesque Asset Management
United Kingdom
$1.58M +$1.58M +8,243 New
SBIA
816
Sheaff Brock Investment Advisors
Indiana
$1.58M +$106K +554 +7%
AF
817
Advisornet Financial
Minnesota
$1.57M +$68.5K +357 +5%
S
818
SignatureFD
Georgia
$1.57M +$18.8K +98 +1%
IP
819
Intellectus Partners
California
$1.57M +$574K +2,991 +58%
FIM
820
Fruth Investment Management
Texas
$1.56M -$21.1K -110 -1%
TIA
821
Trust Investment Advisors
Indiana
$1.56M -$126K -657 -7%
VI
822
Vestcor Inc
New Brunswick, Canada
$1.55M -$206K -1,075 -12%
SA
823
Strategic Advisors
New York
$1.54M +$1.29M +6,715 +508%
CK
824
Cohen Klingenstein
New York
$1.54M – – –
PDN
825
Pensionfund DSM Netherlands
Netherlands
$1.54M +$1.54M +8,000 New
31 32
33
34 35