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Caterpillar
CAT

Overview Fund Activity

1,651 hedge funds and large institutions have $55.4B invested in Caterpillar in 2020 Q3 according to their latest regulatory filings, with 213 funds opening new positions, 582 increasing their positions, 608 reducing their positions, and 88 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,651
Holders Change
+111
Holders Change %
+7.21%
% of All Funds
33.4%
Holding in Top 10
22
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+29.41%
% of All Funds
0.45%
New
213
Increased
582
Reduced
608
Closed
88
Calls
$1.65B
Puts
$1.62B
Net Calls
+$22.6M
Net Calls Change
+$213M

Top Buyers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$719M
2
Diamond Hill Capital Management
Diamond Hill Capital Management
Ohio
+$162M
3
Fidelity Investments
Fidelity Investments
Massachusetts
+$133M
4
Capital Research Global Investors
Capital Research Global Investors
California
+$121M
5
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
+$118M

Top Sellers

1
State Street
State Street
Massachusetts
-$168M
2
Goldman Sachs
Goldman Sachs
New York
-$149M
3
Citadel Advisors
Citadel Advisors
Florida
-$123M
4
Vanguard Group
Vanguard Group
Pennsylvania
-$88.3M
5
Macquarie Group
Macquarie Group
Australia
-$87.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
ECM
801
ExodusPoint Capital Management
New York
$1.09M -$1.08M -7,251 -50%
WI
802
Wintrust Investments
Illinois
$1.09M +$151K +1,179 +16%
WSC
803
Wellington Shields & Co
New York
$1.09M -$29.8K -200 -3%
FTC
804
Farmers Trust Company
Ohio
$1.09M -$59.7K -400 -5%
WHG
805
Westwood Holdings Group
Texas
$1.09M +$1.09M +7,270 New
IAMOG
806
Investors Asset Management of Georgia
Georgia
$1.08M -$8.95K -60 -0.8%
BA
807
BCM Advisors
Louisiana
$1.06M – – –
ANTB
808
AMG National Trust Bank
Colorado
$1.06M – – –
EVC
809
Eidelman Virant Capital
Missouri
$1.06M – – –
KTC
810
Kistler-Tiffany Companies
Pennsylvania
$1.05M – – –
BSW
811
Buckingham Strategic Wealth
Missouri
$1.05M +$142K +953 +16%
WWM
812
Windsor Wealth Management
Indiana
$1.05M +$327K +2,006 +45%
TC
813
Truvestments Capital
Florida
$1.05M +$969K +6,500 +1,208%
MAM
814
Morse Asset Management
Connecticut
$1.05M +$706K +4,735 +207%
SAM
815
Sequent Asset Management
Texas
$1.05M +$746 +5 +0.1%
APW
816
Aurora Private Wealth
New Jersey
$1.04M +$19.1K +128 +2%
GI
817
GAMCO Investors
Connecticut
$1.03M -$73.4K -492 -7%
NFG
818
Nations Financial Group
Iowa
$1.03M -$26.6K -178 -3%
MPI
819
Mairs & Power Inc
Minnesota
$1.03M -$69.8K -468 -6%
AAM
820
AR Asset Management
California
$1.03M – – –
FPCP
821
Fort Point Capital Partners
California
$1.02M -$40K -268 -4%
WA
822
WBH Advisory
Maryland
$1.02M -$24.2K -162 -2%
OIA
823
OneDigital Investment Advisors
Kansas
$1.02M -$94.1K -631 -8%
DT
824
Diversified Trust
Tennessee
$1.02M +$622K +4,171 +158%
SCA
825
STALEY CAPITAL ADVISERS
Pennsylvania
$1.01M -$298K -2,000 -23%
31 32
33
34 35