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Caterpillar
CAT

Overview Fund Activity

1,485 hedge funds and large institutions have $42.5B invested in Caterpillar in 2020 Q1 according to their latest regulatory filings, with 104 funds opening new positions, 561 increasing their positions, 623 reducing their positions, and 252 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,485
Holders Change
-171
Holders Change %
-10.33%
% of All Funds
32.8%
Holding in Top 10
23
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-11.54%
% of All Funds
0.51%
New
104
Increased
561
Reduced
623
Closed
252
Calls
$827M
Puts
$1.26B
Net Calls
-$430M
Net Calls Change
-$181M

Top Buyers

1
Macquarie Group
Macquarie Group
Australia
+$374M
2
Capital International Investors
Capital International Investors
California
+$250M
3
Invesco
Invesco
Georgia
+$124M
4
Wellington Management Group
Wellington Management Group
Massachusetts
+$119M
5
Boston Partners
Boston Partners
Massachusetts
+$117M

Top Sellers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
-$190M
2
Capital World Investors
Capital World Investors
California
-$190M
3
Primecap Management
Primecap Management
California
-$171M
4
Ameriprise
Ameriprise
Minnesota
-$130M
5
Westfield Capital Management
Westfield Capital Management
Massachusetts
-$116M
Name Holding Trade Value Shares
Change 		Shares
Change %
MFG
801
MidWestOne Financial Group
Iowa
$699K – – –
FBC
802
Fairfield, Bush & Co
Connecticut
$696K – – –
PIM
803
Penobscot Investment Management
Massachusetts
$696K +$71.9K +620 +12%
TPWA
804
TRUE Private Wealth Advisors
Oregon
$692K -$4.18K -36 -0.6%
MMG
805
Monetary Management Group
Missouri
$691K +$40.6K +350 +6%
AWM
806
Altium Wealth Management
New York
$690K +$208K +1,794 +43%
HWA
807
HCR Wealth Advisors
California
$688K +$688K +5,933 New
MJP
808
Michael J. Puzo
$685K -$11.6K -100 -2%
GBBWRPM
809
Genovese Burford & Brothers Wealth & Retirement Plan Management
California
$673K -$63.6K -548 -9%
BMC
810
Beaton Management Company
Massachusetts
$671K +$69.6K +600 +12%
NNP
811
Nachman Norwood & Parrott
South Carolina
$660K -$44K -379 -6%
TU
812
TDAM USA
Ontario, Canada
$652K +$73.4K +633 +13%
TNBTD
813
Trustmark National Bank Trust Department
Mississippi
$652K +$86.3K +744 +15%
WAM
814
Wealthspire Advisors (Maryland)
Maryland
$651K +$22.3K +192 +4%
BHA
815
Beech Hill Advisors
New York
$650K +$23.2K +200 +4%
BFG
816
Barber Financial Group
Kansas
$646K -$1.74K -15 -0.3%
GPA
817
Garrison Point Advisors
California
$645K -$38.9K -335 -6%
SAM
818
Sawgrass Asset Management
Florida
$642K +$201K +1,730 +46%
HAM
819
Hammer Asset Management
California
$638K -$1.37M -11,842 -68%
VST
820
Van Strum & Towne
California
$636K – – –
WFM
821
Wolff Financial Management
Michigan
$633K +$16.8K +145 +3%
FIM
822
Frontier Investment Management
Texas
$633K +$122K +1,054 +24%
FI
823
FormulaFolio Investments
Michigan
$630K -$452K -3,893 -42%
ACM
824
AlphaStar Capital Management
North Carolina
$629K -$32.2K -293 -5%
PPW
825
Parcion Private Wealth
Washington
$629K – – –
31 32
33
34 35