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Caterpillar
CAT

Overview Fund Activity

1,161 hedge funds and large institutions have $39B invested in Caterpillar in 2016 Q4 according to their latest regulatory filings, with 157 funds opening new positions, 350 increasing their positions, 468 reducing their positions, and 69 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,161
Holders Change
+69
Holders Change %
+6.32%
% of All Funds
29.07%
Holding in Top 10
20
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+5.26%
% of All Funds
0.5%
New
157
Increased
350
Reduced
468
Closed
69
Calls
$956M
Puts
$1.7B
Net Calls
-$742M
Net Calls Change
-$193M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
+$299M
2
Capital World Investors
Capital World Investors
California
+$227M
3
Morgan Stanley
Morgan Stanley
New York
+$179M
4
CCI
Columbus Circle Investors
+$108M
5
Vanguard Group
Vanguard Group
Pennsylvania
+$96.5M

Top Sellers

1
Harris Associates
Harris Associates
Illinois
-$203M
2
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
-$154M
3
Bank of New York Mellon
Bank of New York Mellon
New York
-$111M
4
Capital Research Global Investors
Capital Research Global Investors
California
-$102M
5
State Street
State Street
Massachusetts
-$101M
Name Holding Trade Value Shares
Change 		Shares
Change %
WAM
801
Wealthspire Advisors (Maryland)
Maryland
$438K -$8.72K -94 -2%
RMDI
802
R.M. Davis Inc
Maine
$438K – – –
AIM
803
Aspen Investment Management
Michigan
$438K – – –
BA
804
Birinyi Associates
Connecticut
$432K – – –
QC
805
Quadrature Capital
United Kingdom
$429K -$6.96M -75,063 -94%
GAM
806
Garrison Asset Management
Arkansas
$426K -$95.2K -1,026 -18%
AT
807
Arden Trust
Delaware
$425K -$1.3K -14 -0.3%
AF
808
Affiance Financial
Minnesota
$425K – – –
UF
809
Univest Financial
Pennsylvania
$424K -$44.2K -477 -9%
AB
810
AT Bancorp
Iowa
$423K +$5.1K +55 +1%
TWM
811
Torch Wealth Management
Ohio
$421K -$27.8K -299 -6%
PWSG
812
Pacific Wealth Strategies Group
California
$420K +$420K +4,532 New
AF
813
Arrow Financial
New York
$416K +$9.26K +100 +2%
FNBSF
814
First National Bank Sioux Falls
South Dakota
$414K – – –
VWA
815
V Wealth Advisors
Kansas
$413K -$12.4K -133 -3%
ZB
816
Zions Bancorporation
Utah
$407K +$166K +1,794 +69%
Hudson Bay Capital Management
817
Hudson Bay Capital Management
Connecticut
$407K +$407K +4,393 New
AB
818
Atlas Brown
Kentucky
$406K – – –
TAM
819
Taurus Asset Management
New York
$405K – – –
SBWM
820
Sunflower Bank Wealth Management
Arizona
$401K – – –
Kovitz Investment Group Partners
821
Kovitz Investment Group Partners
Illinois
$399K -$151K -1,626 -27%
SFSG
822
Stearns Financial Services Group
North Carolina
$399K +$741 +8 +0.2%
QAM
823
Quantres Asset Management
Cayman Islands
$399K +$399K +4,300 New
MMG
824
Monetary Management Group
Missouri
$398K -$64.9K -700 -14%
BHBT
825
Burke & Herbert Bank & Trust
Virginia
$396K – – –
31 32
33
34 35