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Caterpillar
CAT

Overview Fund Activity

1,065 hedge funds and large institutions have $28.2B invested in Caterpillar in 2015 Q4 according to their latest regulatory filings, with 107 funds opening new positions, 308 increasing their positions, 515 reducing their positions, and 87 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,065
Holders Change
+8
Holders Change %
+0.76%
% of All Funds
27.97%
Holding in Top 10
7
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+75%
% of All Funds
0.18%
New
107
Increased
308
Reduced
515
Closed
87
Calls
$746M
Puts
$1.8B
Net Calls
-$1.05B
Net Calls Change
-$251M

Top Buyers

1
ACM
Americafirst Capital Management
California
+$420M
2
Capital Research Global Investors
Capital Research Global Investors
California
+$384M
3
AIG
American International Group
New York
+$318M
4
Invesco
Invesco
Georgia
+$158M
5
Capital International Investors
Capital International Investors
California
+$102M

Top Sellers

1
Capital World Investors
Capital World Investors
California
-$245M
2
American Century Companies
American Century Companies
Missouri
-$161M
3
SG Americas Securities
SG Americas Securities
New York
-$91.7M
4
Bank of America
Bank of America
North Carolina
-$59.2M
5
Northern Trust
Northern Trust
Illinois
-$48.3M
Name Holding Trade Value Shares
Change 		Shares
Change %
BIC
801
Bridges Investment Counsel
Nebraska
$317K – – –
FNT
802
First National Trust
Pennsylvania
$311K +$5.04K +74 +2%
AB
803
AT Bancorp
Iowa
$310K – – –
VF
804
Virtu Financial
New York
$309K +$309K +4,544 New
FHC
805
First Heartland Consultants
Missouri
$307K -$1.15K -17 -0.4%
LOAMS
806
Lombard Odier Asset Management (Switzerland)
Switzerland
$307K – – –
SLG
807
Stanley-Laman Group
Pennsylvania
$306K -$4.48K -66 -1%
MFW
808
Mosaic Family Wealth
Missouri
$304K +$304K +4,476 New
IB
809
Intrust Bank
Kansas
$303K +$6.93K +102 +2%
KA
810
Kovack Advisors
Florida
$303K +$30.2K +444 +11%
BA
811
BKS Advisors
Michigan
$301K -$6.4K -94 -2%
LA
812
Lucus Advisors
New York
$300K +$300K +4,416 New
IP
813
Isthmus Partners
Wisconsin
$299K – – –
TAM
814
Taurus Asset Management
New York
$297K – – –
HTC
815
Haverford Trust Company
Pennsylvania
$297K +$39K +575 +15%
GHA
816
GW Henssler & Associates
Georgia
$296K +$296K +4,360 New
OCM
817
One Capital Management
California
$295K -$75.1K -1,107 -20%
CCM
818
Coldstream Capital Management
Washington
$295K -$35.3K -520 -11%
VWM
819
Vector Wealth Management
Minnesota
$295K – – –
RBC
820
Ronald Blue & Co
Georgia
$292K -$47K -690 -14%
ST
821
Smithfield Trust
Pennsylvania
$291K -$5.92K -87 -2%
IC
822
InterOcean Capital
Illinois
$288K -$72.8K -1,070 -20%
AIM
823
Ada Investment Management
New York
$288K +$41.7K +614 +17%
TWM
824
Torch Wealth Management
Ohio
$284K -$12.5K -184 -4%
FIM
825
Freedom Investment Management
Connecticut
$282K -$484K -7,121 -63%
31 32
33
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