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Caterpillar
CAT

Overview Fund Activity

1,127 hedge funds and large institutions have $33.5B invested in Caterpillar in 2015 Q2 according to their latest regulatory filings, with 93 funds opening new positions, 375 increasing their positions, 483 reducing their positions, and 68 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,127
Holders Change
+13
Holders Change %
+1.17%
% of All Funds
30.39%
Holding in Top 10
12
Holding in Top 10 Change
+4
Holding in Top 10 Change %
+50%
% of All Funds
0.32%
New
93
Increased
375
Reduced
483
Closed
68
Calls
$865M
Puts
$1.47B
Net Calls
-$601M
Net Calls Change
+$432M

Top Buyers

1
Capital World Investors
1
Capital World Investors
California
$2.16B
2
Harris Associates
2
Harris Associates
Illinois
$975M
3
CS
3
Credit Suisse
Switzerland
$257M
4
Citigroup
4
Citigroup
New York
$71.2M
5
Wellington Management Group
5
Wellington Management Group
Massachusetts
$992M

Top Sellers

1
State Street
1
State Street
Massachusetts
$4.79B
2
Goldman Sachs
2
Goldman Sachs
New York
$121M
3
Fidelity Investments
3
Fidelity Investments
Massachusetts
$212M
4
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$46.9M
5
BIT
5
BlackRock Institutional Trust
California
$1.3B
Name Holding Trade Value Shares
Change 		Shares
Change %
NGA
801
Naples Global Advisors
Florida
$458K -$42.9K -506 -9%
MAM
802
Mizuho Asset Management
Japan
$457K +$114K +1,345 +33%
KIC
803
Keating Investment Counselors
Florida
$455K +$20.4K +240 +5%
SCA
804
Sippican Capital Advisors
Massachusetts
$454K – – –
WPC
805
White Pine Capital
Minnesota
$453K -$132K -1,550 -23%
ANRIA
806
American National Registered Investment Advisor
Texas
$453K – – –
TBA
807
Train Babcock Advisors
New York
$450K -$25.5K -300 -5%
BA
808
Birinyi Associates
Connecticut
$445K -$84.8K -1,000 -16%
KFS
809
Kurt F. Somerville
$445K – – –
WB
810
Webster Bank
Connecticut
$444K -$31.4K -370 -7%
MNBTD
811
Moody National Bank Trust Division
Texas
$443K -$25K -295 -5%
OCM
812
One Capital Management
California
$442K +$3.4K +40 +0.8%
OWP
813
Obermeyer Wealth Partners
Colorado
$441K -$5.2M -61,326 -92%
VCM
814
Violich Capital Management
California
$439K -$153K -1,800 -26%
RWA
815
Ropes Wealth Advisors
Massachusetts
$427K – – –
PAM
816
Premier Asset Management
Illinois
$426K -$170K -2,005 -29%
BOTW
817
Bank of the West
California
$425K -$46.6K -550 -10%
BAM
818
Barrett Asset Management
New York
$425K -$42.4K -500 -9%
B
819
BancorpSouth
Mississippi
$424K – – –
GP
820
Girard Partners
Pennsylvania
$418K -$129K -1,522 -24%
ECM
821
Estabrook Capital Management
New York
$416K -$673K -7,930 -62%
OSNBOA
822
Old Second National Bank of Aurora
Illinois
$415K +$17K +200 +4%
SG
823
Somerset Group
Minnesota
$414K – – –
CIA
824
Choate Investment Advisors
Massachusetts
$412K +$18.3K +216 +5%
CCM
825
Coldstream Capital Management
Washington
$410K +$142K +1,677 +53%
31 32
33
34 35