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Caterpillar
CAT

Overview Fund Activity

1,929 hedge funds and large institutions have $70.9B invested in Caterpillar in 2021 Q3 according to their latest regulatory filings, with 97 funds opening new positions, 816 increasing their positions, 692 reducing their positions, and 151 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,929
Holders Change
-85
Holders Change %
-4.22%
% of All Funds
33.88%
Holding in Top 10
21
Holding in Top 10 Change
-9
Holding in Top 10 Change %
-30%
% of All Funds
0.37%
New
97
Increased
816
Reduced
692
Closed
151
Calls
$1.87B
Puts
$2.99B
Net Calls
-$1.12B
Net Calls Change
-$696M

Top Buyers

1
Two Sigma Advisers
Two Sigma Advisers
New York
+$344M
2
D.E. Shaw & Co
D.E. Shaw & Co
New York
+$263M
3
Goldman Sachs
Goldman Sachs
New York
+$232M
4
Northern Trust
Northern Trust
Illinois
+$197M
5
BlackRock
BlackRock
New York
+$161M

Top Sellers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
-$828M
2
Macquarie Group
Macquarie Group
Australia
-$382M
3
Fidelity Investments
Fidelity Investments
Massachusetts
-$283M
4
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance
Illinois
-$274M
5
Capital International Investors
Capital International Investors
California
-$197M
Name Holding Trade Value Shares
Change 		Shares
Change %
NFG
776
Next Financial Group
Texas
$1.74M -$201K -1,049 -10%
WCM
777
Whitener Capital Management
North Carolina
$1.73M -$69.2K -380 -4%
II
778
Inspire Investing
Idaho
$1.73M -$6.29M -32,778 -78%
OA
779
Oxbow Advisors
Texas
$1.73M – – –
TSWM
780
Triangle Securities Wealth Management
North Carolina
$1.71M -$8.45K -44 -0.5%
VVP
781
Venture Visionary Partners
Ohio
$1.7M +$71K +370 +4%
CFA
782
Carroll Financial Associates
North Carolina
$1.7M +$30.7K +160 +2%
KWM
783
Kingsview Wealth Management
Oregon
$1.69M -$185K -964 -10%
DT
784
Diversified Trust
Tennessee
$1.69M +$200K +1,041 +13%
LOIM
785
Liberty One Investment Management
Illinois
$1.69M -$27.6K -144 -2%
NGA
786
Naples Global Advisors
Florida
$1.69M +$61.2K +319 +4%
TPCW
787
TD Private Client Wealth
New York
$1.69M -$14.4K -75 -0.8%
RWA
788
Ropes Wealth Advisors
Massachusetts
$1.69M -$72.9K -380 -4%
UBV
789
United Bank (Virginia)
Virginia
$1.69M +$14.4K +75 +0.9%
VWA
790
V Wealth Advisors
Kansas
$1.68M -$6.53K -34 -0.4%
JIC
791
Johnson Investment Counsel
Ohio
$1.68M +$59.9K +312 +4%
PG
792
Pendal Group
Australia
$1.68M +$953K +4,968 +131%
VPIM
793
Vanguard Personalized Indexing Management
California
$1.67M +$160K +834 +11%
GSC
794
G&S Capital
Colorado
$1.66M -$1.82M -9,492 -52%
SW
795
SVB Wealth
Massachusetts
$1.66M +$184K +957 +12%
Loomis, Sayles & Company
796
Loomis, Sayles & Company
Massachusetts
$1.65M -$79.8K -416 -5%
SSWM
797
Smith Salley Wealth Management
North Carolina
$1.65M +$192 +1 +0%
JWM
798
Jupiter Wealth Management
Colorado
$1.65M +$1.65M +7,965 New
WP
799
WealthPLAN Partners
Nebraska
$1.63M +$80K +391 +5%
MCAI
800
Members Capital Advisors Inc
Wisconsin
$1.63M +$358K +1,865 +28%
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