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Caterpillar
CAT

Overview Fund Activity

1,651 hedge funds and large institutions have $55.4B invested in Caterpillar in 2020 Q3 according to their latest regulatory filings, with 213 funds opening new positions, 582 increasing their positions, 608 reducing their positions, and 88 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,651
Holders Change
+111
Holders Change %
+7.21%
% of All Funds
33.4%
Holding in Top 10
22
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+29.41%
% of All Funds
0.45%
New
213
Increased
582
Reduced
608
Closed
88
Calls
$1.65B
Puts
$1.62B
Net Calls
+$22.6M
Net Calls Change
+$213M

Top Buyers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$719M
2
Diamond Hill Capital Management
Diamond Hill Capital Management
Ohio
+$162M
3
Fidelity Investments
Fidelity Investments
Massachusetts
+$133M
4
Capital Research Global Investors
Capital Research Global Investors
California
+$121M
5
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
+$118M

Top Sellers

1
State Street
State Street
Massachusetts
-$168M
2
Goldman Sachs
Goldman Sachs
New York
-$149M
3
Citadel Advisors
Citadel Advisors
Florida
-$123M
4
Vanguard Group
Vanguard Group
Pennsylvania
-$88.3M
5
Macquarie Group
Macquarie Group
Australia
-$87.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
HKAM
776
Horizon Kinetics Asset Management
New York
$1.17M +$130K +870 +12%
SCM
777
Spreng Capital Management
Ohio
$1.17M +$6.71K +45 +0.6%
GFA
778
Gifford Fong Associates
California
$1.16M – – –
BS
779
Boenning & Scattergood
Pennsylvania
$1.16M -$22.2K -149 -2%
ANB
780
Amarillo National Bank
Texas
$1.16M -$220K -1,472 -16%
NCGI
781
Next Century Growth Investors
Minnesota
$1.15M -$153K -1,028 -12%
EA
782
Ellsworth Advisors
Ohio
$1.15M -$7.31K -49 -0.6%
NGA
783
Naples Global Advisors
Florida
$1.15M +$1.04K +7 +0.1%
BG
784
Bahl & Gaynor
Ohio
$1.15M -$14.9K -100 -1%
LNC
785
Lincoln National Corp
Pennsylvania
$1.14M +$57.9K +388 +5%
CIA
786
Cascade Investment Advisors
Oregon
$1.14M +$13.1K +88 +1%
QIM
787
Quest Investment Management
Oregon
$1.14M – – –
WCM
788
Whitener Capital Management
North Carolina
$1.13M +$571K +3,830 +101%
SCP
789
Syntal Capital Partners
Texas
$1.13M -$691K -4,635 -38%
WTB
790
Washington Trust Bank
Washington
$1.13M -$2.84K -19 -0.3%
APA
791
American Portfolios Advisors
New York
$1.12M +$615K +4,123 +122%
OIA
792
Optimum Investment Advisors
Illinois
$1.12M -$160K -1,075 -13%
PT
793
Plimoth Trust
Massachusetts
$1.12M -$46.8K -314 -4%
VAS
794
Vestmark Advisory Solutions
Massachusetts
$1.12M +$180K +1,205 +19%
LAM
795
L2 Asset Management
Massachusetts
$1.11M +$132K +888 +14%
UBV
796
United Bank (Virginia)
Virginia
$1.1M +$30.1K +202 +3%
SSWM
797
Smith Salley Wealth Management
North Carolina
$1.1M +$149 +1 +0%
CAAS
798
Capital Asset Advisory Services
Michigan
$1.1M +$536K +3,601 +96%
AB
799
Atlas Brown
Kentucky
$1.09M -$23K -154 -2%
CCA
800
Cobblestone Capital Advisors
New York
$1.09M +$3.13K +21 +0.3%
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