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Caterpillar
CAT

Overview Fund Activity

1,656 hedge funds and large institutions have $54.5B invested in Caterpillar in 2019 Q4 according to their latest regulatory filings, with 279 funds opening new positions, 512 increasing their positions, 603 reducing their positions, and 79 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,656
Holders Change
+180
Holders Change %
+12.2%
% of All Funds
32.7%
Holding in Top 10
26
Holding in Top 10 Change
+11
Holding in Top 10 Change %
+73.33%
% of All Funds
0.51%
New
279
Increased
512
Reduced
603
Closed
79
Calls
$1.63B
Puts
$1.87B
Net Calls
-$249M
Net Calls Change
+$136M

Top Buyers

1
Bank of America
Bank of America
North Carolina
+$519M
2
Fidelity Investments
Fidelity Investments
Massachusetts
+$347M
3
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$336M
4
AIG
American International Group
New York
+$325M
5
Ameriprise
Ameriprise
Minnesota
+$190M

Top Sellers

1
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance
Illinois
-$270M
2
State Street
State Street
Massachusetts
-$208M
3
Vanguard Group
Vanguard Group
Pennsylvania
-$167M
4
Deutsche Bank
Deutsche Bank
Germany
-$152M
5
D.E. Shaw & Co
D.E. Shaw & Co
New York
-$149M
Name Holding Trade Value Shares
Change 		Shares
Change %
JWCA
776
J.W. Cole Advisors
Florida
$1.02M +$1.02M +6,887 New
CCT
777
Country Club Trust
Missouri
$1.01M +$1.33K +9 +0.1%
PA
778
PSI Advisors
Florida
$1.01M +$1.01M +6,855 New
CAMG
779
CWA Asset Management Group
Florida
$1.01M +$89.4K +605 +10%
SFO
780
Stokes Family Office
Louisiana
$1.01M +$1.01M +6,639 New
BSW
781
Buckingham Strategic Wealth
Missouri
$1.01M +$9.01K +61 +0.9%
WAP
782
Wealthcare Advisory Partners
Pennsylvania
$1.01M +$1.33K +9 +0.1%
AAM
783
AR Asset Management
California
$1.01M – – –
CCMG
784
Clark Capital Management Group
Pennsylvania
$1M +$739 +5 +0.1%
HAM
785
Highstreet Asset Management
Ontario, Canada
$1M -$353K -2,394 -26%
CL
786
CPWM LLC
Washington
$1M -$142K -964 -12%
TSW
787
Thompson Siegel & Walmsley
Virginia
$994K +$10.3K +70 +1%
ZCA
788
Zeke Capital Advisors
Pennsylvania
$993K +$59.5K +403 +6%
BCP
789
Blackhawk Capital Partners
Wisconsin
$992K – – –
CT
790
Clearstead Trust
Maine
$989K – – –
JHCP
791
Jackson Hole Capital Partners
Oklahoma
$988K – – –
CT
792
Columbia Trust
Oregon
$987K +$987K +6,690 New
EB
793
Eastern Bank
Massachusetts
$986K -$419K -2,836 -30%
SRAM
794
Stone Ridge Asset Management
New York
$986K +$29.5K +200 +3%
RA
795
RFG Advisory
Alabama
$985K +$324K +2,190 +49%
APW
796
Aurora Private Wealth
New Jersey
$980K +$980K +6,639 New
IFWM
797
Institute for Wealth Management
Colorado
$973K -$17.1K -116 -2%
CFA
798
Carroll Financial Associates
North Carolina
$972K +$29.7K +201 +3%
SIM
799
Stratos Investment Management
Ohio
$968K +$302K +2,042 +45%
MAFM
800
Mid Atlantic Financial Management
Pennsylvania
$967K +$11.4K +77 +1%
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