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Caterpillar

1,532 hedge funds and large institutions have $60.8B invested in Caterpillar in 2018 Q3 according to their latest regulatory filings, with 129 funds opening new positions, 553 increasing their positions, 553 reducing their positions, and 99 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more first-time investments, than exits

New positions opened: 129 | Existing positions closed: 99

12% more capital invested

Capital invested by funds: $54.5B → $60.8B (+$6.34B)

10% more funds holding in top 10

Funds holding in top 10: 2932 (+3)

1% more funds holding

Funds holding: 1,5141,532 (+18)

0% more repeat investments, than reductions

Existing positions increased: 553 | Existing positions reduced: 553

0.04% less ownership

Funds ownership: 67.38%67.33% (-0.04%)

4% less call options, than puts

Call options by funds: $1.92B | Put options by funds: $2.01B

Holders
1,532
Holders Change
+18
Holders Change %
+1.19%
% of All Funds
35.02%
Holding in Top 10
32
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+10.34%
% of All Funds
0.73%
New
129
Increased
553
Reduced
553
Closed
99
Calls
$1.92B
Puts
$2.01B
Net Calls
-$87.3M
Net Calls Change
+$395M
Name Holding Trade Value Shares
Change
Change in
Stake
TFS
776
TrustCore Financial Services
Tennessee
$1.16M +$10.5K +74 +1%
CG
777
Caprock Group
Idaho
$1.15M -$11.5K -81 -1%
SCP
778
Syntal Capital Partners
Texas
$1.15M +$80.9K +572 +8%
EFS
779
Essex Financial Services
Connecticut
$1.15M -$70.3K -497 -6%
CFA
780
Cahill Financial Advisors
Minnesota
$1.15M +$22.3K +158 +2%
FA
781
FDx Advisors
Illinois
$1.15M -$811K -5,732 -43%
PT
782
Plimoth Trust
Massachusetts
$1.14M +$4.95K +35 +0.5%
DLA
783
Douglas Lane & Associates
New York
$1.13M -$23.9K -169 -2%
PFS
784
Prospera Financial Services
Texas
$1.13M -$5.85M -41,385 -83%
TIA
785
Tiemann Investment Advisors
California
$1.12M +$38.9K +275 +4%
SSWM
786
Smith Salley Wealth Management
North Carolina
$1.11M +$11.3K +80 +1%
PAM
787
Palisade Asset Management
Minnesota
$1.11M -$31.1K -220 -3%
SAM
788
Sawgrass Asset Management
Florida
$1.11M
IAMOG
789
Investors Asset Management of Georgia
Georgia
$1.11M
CB
790
Community Bank
New York
$1.11M
AB
791
Atlas Brown
Kentucky
$1.1M +$18.1K +128 +2%
FTI
792
Fiduciary Trust International
Massachusetts
$1.1M -$92.5K -654 -8%
CBU
793
CIBC Bank USA
Illinois
$1.1M
FWM
794
Frontier Wealth Management
Missouri
$1.1M -$15K -106 -1%
ANB
795
Amarillo National Bank
Texas
$1.1M +$283K +2,000 +39%
Bessemer Group
796
Bessemer Group
New Jersey
$1.09M +$6.37K +45 +0.6%
GP
797
Girard Partners
Pennsylvania
$1.09M -$139K -984 -12%
BUB
798
BBVA USA Bancshares
Texas
$1.09M -$53.3K -377 -5%
EVC
799
Eidelman Virant Capital
Missouri
$1.08M
LP
800
LMR Partners
United Kingdom
$1.08M -$118K -834 -11%

CAT Hedge Fund Activity: Q3 2018 in Review

1,532 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q3 2018, worth a combined $60.8B — up 12% from $54.5B a quarter earlier.

Buyers outnumbered sellers: 129 funds opened new CAT positions and 99 closed out — a net gain of 30 holders — while 553 added to existing stakes and 553 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $414M. The largest seller was Wellington Management Group, cutting an estimated $621M.

  • 1,532 institutional investors held Caterpillar (CAT) as of Q3 2018, up from 1,514 in Q2 2018.
  • Funds reported $60.8B of Caterpillar stock for Q3 2018, up 12% quarter-over-quarter.
  • 129 funds opened new Caterpillar positions in Q3 2018 and 99 closed out, a net change of +30 holders.
  • The largest Caterpillar buyer in Q3 2018 was Capital Research Global Investors, an estimated $414M added.
  • The largest Caterpillar seller in Q3 2018 was Wellington Management Group, an estimated $621M sold.

Based on aggregated 13F filings for Q3 2018.