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Caterpillar
CAT

Overview Fund Activity

1,092 hedge funds and large institutions have $37B invested in Caterpillar in 2016 Q3 according to their latest regulatory filings, with 106 funds opening new positions, 364 increasing their positions, 444 reducing their positions, and 55 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,092
Holders Change
+36
Holders Change %
+3.41%
% of All Funds
29.18%
Holding in Top 10
19
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+72.73%
% of All Funds
0.51%
New
106
Increased
364
Reduced
444
Closed
55
Calls
$1.07B
Puts
$1.62B
Net Calls
-$549M
Net Calls Change
-$202M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
+$341M
2
Capital World Investors
Capital World Investors
California
+$226M
3
Morgan Stanley
Morgan Stanley
New York
+$190M
4
American Century Companies
American Century Companies
Missouri
+$123M
5
EVM
Eaton Vance Management
Massachusetts
+$121M

Top Sellers

1
Capital International Investors
Capital International Investors
California
-$134M
2
Harris Associates
Harris Associates
Illinois
-$108M
3
State Street
State Street
Massachusetts
-$83.7M
4
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
-$63.4M
5
VFA
Virtus Fund Advisers
Connecticut
-$52.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
DWT
776
Dorsey & Whitney Trust
South Dakota
$443K +$66.3K +746 +18%
WB
777
Webster Bank
Connecticut
$439K -$13.3K -150 -3%
CCA
778
Checchi Capital Advisers
California
$438K +$30.1K +339 +7%
PI
779
PineBridge Investments
New York
$436K +$358K +4,032 +458%
CIS
780
Capital International Sarl
California
$435K – – –
OC
781
Oarsman Capital
Wisconsin
$434K -$3.99K -45 -0.9%
TWM
782
Torch Wealth Management
Ohio
$429K +$177 +2 +0%
WAM
783
Wealthspire Advisors (Maryland)
Maryland
$427K -$2.13K -24 -0.5%
DSC
784
Duncker Streett & Co
Missouri
$427K – – –
Fisher Asset Management
785
Fisher Asset Management
Washington
$427K +$15.6K +176 +4%
ACM
786
Argentus Capital Management
Texas
$425K +$91.7K +1,034 +28%
TBA
787
Train Babcock Advisors
New York
$424K +$8.79K +99 +2%
SG
788
Somerset Group
Minnesota
$420K -$13.3K -150 -3%
RMDI
789
R.M. Davis Inc
Maine
$419K -$44.4K -500 -10%
AIM
790
Aspen Investment Management
Michigan
$419K -$6.65K -75 -2%
SPC
791
Stewart & Patten Company
California
$414K -$17.8K -200 -4%
BA
792
Birinyi Associates
Connecticut
$413K -$452K -5,094 -52%
AT
793
Arden Trust
Delaware
$409K -$982K -11,056 -71%
AF
794
Affiance Financial
Minnesota
$407K – – –
AB
795
Atlas Brown
Kentucky
$406K +$8K +90 +2%
VWA
796
V Wealth Advisors
Kansas
$405K -$7.45K -84 -2%
AB
797
AT Bancorp
Iowa
$400K – – –
WPW
798
Waldron Private Wealth
Pennsylvania
$396K – – –
FNBSF
799
First National Bank Sioux Falls
South Dakota
$396K +$191K +2,158 +94%
BA
800
BKS Advisors
Michigan
$391K -$44K -495 -10%
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