CAT icon

Caterpillar
CAT

Overview Fund Activity

1,083 hedge funds and large institutions have $30.6B invested in Caterpillar in 2016 Q1 according to their latest regulatory filings, with 102 funds opening new positions, 414 increasing their positions, 410 reducing their positions, and 69 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,083
Holders Change
+18
Holders Change %
+1.69%
% of All Funds
28.9%
Holding in Top 10
17
Holding in Top 10 Change
+10
Holding in Top 10 Change %
+142.86%
% of All Funds
0.45%
New
102
Increased
414
Reduced
410
Closed
69
Calls
$1.02B
Puts
$1.65B
Net Calls
-$621M
Net Calls Change
+$433M

Top Buyers

1
BFA
BlackRock Fund Advisors
California
+$255M
2
Invesco
Invesco
Georgia
+$114M
3
Norges Bank
Norges Bank
Norway
+$93.9M
4
Capital Research Global Investors
Capital Research Global Investors
California
+$85.9M
5
Los Angeles Capital Management
Los Angeles Capital Management
California
+$43.2M

Top Sellers

1
Capital World Investors
Capital World Investors
California
-$509M
2
ACM
Americafirst Capital Management
California
-$420M
3
LSV Asset Management
LSV Asset Management
Illinois
-$172M
4
Vanguard Group
Vanguard Group
Pennsylvania
-$170M
5
Harris Associates
Harris Associates
Illinois
-$150M
Name Holding Trade Value Shares
Change 		Shares
Change %
BAM
776
Barrett Asset Management
New York
$383K – – –
MIP
777
Marietta Investment Partners
Wisconsin
$383K +$383K +5,000 New
MAM
778
Meeder Asset Management
Ohio
$383K +$383K +5,000 New
SCM
779
Southport Capital Management
Tennessee
$382K +$12.2K +160 +3%
ZF
780
Zhang Financial
Michigan
$381K +$91.8K +1,200 +32%
GBBWRPM
781
Genovese Burford & Brothers Wealth & Retirement Plan Management
California
$379K – – –
TL
782
Tirschwell & Loewy
New York
$379K +$5.74K +75 +2%
PTC
783
Private Trust Company
Ohio
$379K +$9.93K +130 +3%
WAM
784
Wealthspire Advisors (Maryland)
Maryland
$378K -$58.3K -761 -13%
RMDI
785
R.M. Davis Inc
Maine
$377K -$174K -2,280 -32%
AIM
786
Aspen Investment Management
Michigan
$377K +$91.9K +1,200 +32%
TRCT
787
Tower Research Capital (TRC)
New York
$377K +$354K +4,615 +1,538%
SCP
788
Sandhill Capital Partners
New York
$375K -$341K -4,459 -48%
SG
789
Somerset Group
Minnesota
$374K – – –
MMG
790
Monetary Management Group
Missouri
$373K -$123K -1,600 -25%
YIA
791
YHB Investment Advisors
Connecticut
$372K -$385K -5,040 -51%
SPC
792
Stewart & Patten Company
California
$372K +$15.3K +200 +4%
DSC
793
Duncker Streett & Co
Missouri
$368K – – –
Grantham, Mayo, Van Otterloo & Co (GMO)
794
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
$367K -$22.9K -300 -6%
FHC
795
First Heartland Consultants
Missouri
$366K +$19.2K +251 +6%
ADL
796
Asset Dedication LLC
California
$365K -$42.7K -558 -10%
Geode Capital Management
797
Geode Capital Management
Massachusetts
$363K +$6.62K +86,689 +2%
CCA
798
Checchi Capital Advisers
California
$363K -$126K -1,648 -26%
MPI
799
Mairs & Power Inc
Minnesota
$362K -$23K -300 -6%
TBA
800
Train Babcock Advisors
New York
$362K -$7.66K -100 -2%
30 31
32
33 34