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Caterpillar

1,058 hedge funds and large institutions have $25.9B invested in Caterpillar in 2015 Q3 according to their latest regulatory filings, with 68 funds opening new positions, 400 increasing their positions, 440 reducing their positions, and 126 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.64% more ownership

Funds ownership: 65.79%66.43% (+0.64%)

9% less repeat investments, than reductions

Existing positions increased: 400 | Existing positions reduced: 440

6% less funds holding

Funds holding: 1,1281,058 (-70)

22% less capital invested

Capital invested by funds: $33.5B → $25.9B (-$7.51B)

46% less first-time investments, than exits

New positions opened: 68 | Existing positions closed: 126

46% less call options, than puts

Call options by funds: $931M | Put options by funds: $1.73B

67% less funds holding in top 10

Funds holding in top 10: 124 (-8)

Holders
1,058
Holders Change
-70
Holders Change %
-6.21%
% of All Funds
29.54%
Holding in Top 10
4
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-66.67%
% of All Funds
0.11%
New
68
Increased
400
Reduced
440
Closed
126
Calls
$931M
Puts
$1.73B
Net Calls
-$803M
Net Calls Change
-$202M
Name Holding Trade Value Shares
Change
Change in
Stake
WB
776
Webster Bank
Connecticut
$342K
MNBTD
777
Moody National Bank Trust Division
Texas
$341K
DSC
778
Duncker Streett & Co
Missouri
$340K -$390K -5,095 -49%
BCM
779
BlueCrest Capital Management
Jersey
$339K -$3.43M -44,815 -90%
PAM
780
Premier Asset Management
Illinois
$338K +$11.5K +150 +3%
MPI
781
Mairs & Power Inc
Minnesota
$335K +$78K +1,020 +25%
PP
782
Patten & Patten
Tennessee
$334K -$72.7K -950 -16%
GP
783
Girard Partners
Pennsylvania
$333K +$13K +170 +3%
Grantham, Mayo, Van Otterloo & Co (GMO)
784
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
$333K +$390K +5,100 New
FNB
785
Farmers National Bank
Kentucky
$332K +$130K +1,706 +51%
FNB
786
First Niagara Bank
New York
$330K -$39.7K -519 -9%
GWM
787
Gupta Wealth Management
California
$330K -$39.1K -511 -9%
NIMI
788
Natixis Investment Managers International
France
$330K -$27.8K -363 -7%
RWA
789
Ropes Wealth Advisors
Massachusetts
$329K
FHA
790
First Horizon Advisors
Tennessee
$329K +$59.2K +774 +18%
BAM
791
Barrett Asset Management
New York
$327K
RBC
792
Ronald Blue & Co
Georgia
$326K -$190K -2,481 -33%
TBA
793
Train Babcock Advisors
New York
$324K -$26.8K -350 -7%
SIG
794
Schooner Investment Group
Pennsylvania
$322K -$191K -2,500 -33%
PTC
795
Private Trust Company
Ohio
$322K -$38.7K -506 -9%
TC
796
Trust Company
Kansas
$320K -$950K -12,415 -72%
IA
797
Icon Advisers
Colorado
$320K -$130K -1,700 -26%
OSNBOA
798
Old Second National Bank of Aurora
Illinois
$320K
SG
799
Somerset Group
Minnesota
$319K
BOTW
800
Bank of the West
California
$318K -$11.5K -150 -3%

CAT Hedge Fund Activity: Q3 2015 in Review

1,058 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q3 2015, worth a combined $25.9B — down 22% from $33.5B a quarter earlier.

Sellers outnumbered buyers: 126 funds closed out of CAT and 68 opened new positions — a net loss of 58 holders — while 440 trimmed existing stakes and 400 added.

The largest buyer was Capital Research Global Investors, adding an estimated $541M. The largest seller was Waddell & Reed Financial, cutting an estimated $499M.

  • 1,058 institutional investors held Caterpillar (CAT) as of Q3 2015, down from 1,128 in Q2 2015.
  • Funds reported $25.9B of Caterpillar stock for Q3 2015, down 22% quarter-over-quarter.
  • 68 funds opened new Caterpillar positions in Q3 2015 and 126 closed out, a net change of -58 holders.
  • The largest Caterpillar buyer in Q3 2015 was Capital Research Global Investors, an estimated $541M added.
  • The largest Caterpillar seller in Q3 2015 was Waddell & Reed Financial, an estimated $499M sold.

Based on aggregated 13F filings for Q3 2015.