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Caterpillar
CAT

Overview Fund Activity

1,057 hedge funds and large institutions have $25.9B invested in Caterpillar in 2015 Q3 according to their latest regulatory filings, with 68 funds opening new positions, 399 increasing their positions, 440 reducing their positions, and 126 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,057
Holders Change
-70
Holders Change %
-6.21%
% of All Funds
29.54%
Holding in Top 10
4
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-66.67%
% of All Funds
0.11%
New
68
Increased
399
Reduced
440
Closed
126
Calls
$931M
Puts
$1.73B
Net Calls
-$803M
Net Calls Change
-$202M

Top Buyers

1
Capital Research Global Investors
Capital Research Global Investors
California
$628M
2
Harris Associates
Harris Associates
Illinois
$1.06B
3
Invesco
Invesco
Georgia
$413M
4
Wellington Management Group
Wellington Management Group
Massachusetts
$911M
5
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
$115M

Top Sellers

1
WRF
Waddell & Reed Financial
Kansas
$25.1M
2
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
$17M
3
Bank of New York Mellon
Bank of New York Mellon
New York
$576M
4
American Century Companies
American Century Companies
Missouri
$172M
5
Westfield Capital Management
Westfield Capital Management
Massachusetts
$46.4M
Name Holding Trade Value Shares
Change 		Shares
Change %
MNBTD
776
Moody National Bank Trust Division
Texas
$341K – – –
DSC
777
Duncker Streett & Co
Missouri
$340K -$332K -5,095 -49%
BCM
778
BlueCrest Capital Management
Jersey
$339K -$2.93M -44,815 -90%
PAM
779
Premier Asset Management
Illinois
$338K +$9.79K +150 +3%
MPI
780
Mairs & Power Inc
Minnesota
$335K +$66.6K +1,020 +25%
PP
781
Patten & Patten
Tennessee
$334K -$62.2K -950 -16%
GP
782
Girard Partners
Pennsylvania
$333K +$11.1K +170 +3%
Grantham, Mayo, Van Otterloo & Co (GMO)
783
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
$333K +$333K +5,100 New
FNB
784
Farmers National Bank
Kentucky
$332K +$111K +1,706 +51%
FNB
785
First Niagara Bank
New York
$330K -$33.9K -519 -9%
GWM
786
Gupta Wealth Management
California
$330K -$33.4K -511 -9%
NIMI
787
Natixis Investment Managers International
France
$330K -$23.7K -363 -7%
RWA
788
Ropes Wealth Advisors
Massachusetts
$329K – – –
FHA
789
First Horizon Advisors
Tennessee
$329K +$50.6K +774 +18%
BAM
790
Barrett Asset Management
New York
$327K – – –
RBC
791
Ronald Blue & Co
Georgia
$326K -$162K -2,481 -33%
TBA
792
Train Babcock Advisors
New York
$324K -$22.9K -350 -7%
SIG
793
Schooner Investment Group
Pennsylvania
$322K -$161K -2,500 -33%
PTC
794
Private Trust Company
Ohio
$322K -$33K -506 -9%
TC
795
Trust Company
Kansas
$320K -$812K -12,415 -72%
IA
796
Icon Advisers
Colorado
$320K -$111K -1,700 -26%
OSNBOA
797
Old Second National Bank of Aurora
Illinois
$320K – – –
SG
798
Somerset Group
Minnesota
$319K – – –
BOTW
799
Bank of the West
California
$318K -$9.81K -150 -3%
CCM
800
Coldstream Capital Management
Washington
$318K +$1.9K +29 +0.6%
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