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Caterpillar
CAT

Overview Fund Activity

1,198 hedge funds and large institutions have $36.9B invested in Caterpillar in 2014 Q4 according to their latest regulatory filings, with 135 funds opening new positions, 425 increasing their positions, 450 reducing their positions, and 67 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,198
Holders Change
+54
Holders Change %
+4.72%
% of All Funds
31.97%
Holding in Top 10
13
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-35%
% of All Funds
0.35%
New
135
Increased
425
Reduced
450
Closed
67
Calls
$1.35B
Puts
$1.82B
Net Calls
-$466M
Net Calls Change
+$699M

Top Buyers

1
Wellington Management Group
Wellington Management Group
Massachusetts
+$339M
2
American Century Companies
American Century Companies
Missouri
+$226M
3
Morgan Stanley
Morgan Stanley
New York
+$131M
4
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
+$119M
5
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
+$89.5M

Top Sellers

1
Capital Research Global Investors
Capital Research Global Investors
California
-$456M
2
Capital World Investors
Capital World Investors
California
-$342M
3
Fidelity Investments
Fidelity Investments
Massachusetts
-$189M
4
VOYA Investment Management
VOYA Investment Management
Georgia
-$159M
5
Bank of New York Mellon
Bank of New York Mellon
New York
-$112M
Name Holding Trade Value Shares
Change 		Shares
Change %
QIM
776
Quest Investment Management
Oregon
$704K – – –
KIG
777
Kovitz Investment Group
Illinois
$703K -$15.6K -170 -2%
EWA
778
EP Wealth Advisors
California
$702K +$61.4K +671 +10%
CBU
779
CIBC Bank USA
Illinois
$696K -$5.95K -65 -0.8%
SWP
780
Stratos Wealth Partners
Ohio
$695K +$99.8K +1,091 +17%
FTI
781
Fiduciary Trust International
Massachusetts
$694K +$4.76K +52 +0.7%
PAA
782
Peregrine Asset Advisers
Oregon
$692K +$549 +6 +0.1%
IP
783
Investment Partners
Ohio
$688K +$688K +7,515 New
VCM
784
Violich Capital Management
California
$682K -$91.5K -1,000 -12%
TSW
785
Thompson Siegel & Walmsley
Virginia
$682K -$9.16K -100 -1%
PSI
786
Pinnacle Summer Investments
Virginia
$678K +$53.2K +616 +9%
Fisher Asset Management
787
Fisher Asset Management
Washington
$677K -$8.97K -98 -1%
NSIM
788
North Star Investment Management
Illinois
$668K -$22.9K -250 -3%
EVC
789
Eidelman Virant Capital
Missouri
$666K +$16.5K +180 +3%
FBT
790
First Bankers Trust
Kentucky
$662K -$36.6K -400 -5%
GC
791
Garde Capital
Washington
$662K -$7.68K -84 -1%
SPC
792
Stewart & Patten Company
California
$661K -$4.57K -50 -0.7%
SCP
793
Sandhill Capital Partners
New York
$655K -$549 -6 -0.1%
RMAM
794
Raab & Moskowitz Asset Management
New Jersey
$654K -$1.42M -15,465 -68%
PFS
795
Prospera Financial Services
Texas
$650K +$7.24K +79 +1%
BOTW
796
Bank of the West
California
$649K +$67.3K +736 +12%
SA
797
Strategic Advisors
New York
$647K +$22.3K +244 +4%
LOT
798
Lombard Odier Transatlantic
Quebec, Canada
$646K +$646K +7,055 New
CCM
799
Chickasaw Capital Management
Tennessee
$637K +$637K +6,955 New
LG
800
LaFleur & Godfrey
Michigan
$631K +$65.9K +720 +12%
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