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Caterpillar
CAT

Overview Fund Activity

1,139 hedge funds and large institutions have $36.6B invested in Caterpillar in 2013 Q4 according to their latest regulatory filings, with 156 funds opening new positions, 367 increasing their positions, 484 reducing their positions, and 75 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,139
Holders Change
+68
Holders Change %
+6.35%
% of All Funds
33.08%
Holding in Top 10
27
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+22.73%
% of All Funds
0.78%
New
156
Increased
367
Reduced
484
Closed
75
Calls
$1.22B
Puts
$1.77B
Net Calls
-$543M
Net Calls Change
+$42.5M

Top Buyers

1
Capital World Investors
Capital World Investors
California
+$312M
2
Capital Research Global Investors
Capital Research Global Investors
California
+$305M
3
Wellington Management Group
Wellington Management Group
Massachusetts
+$298M
4
Goldman Sachs
Goldman Sachs
New York
+$238M
5
Westfield Capital Management
Westfield Capital Management
Massachusetts
+$133M

Top Sellers

1
Deutsche Bank
Deutsche Bank
Germany
-$167M
2
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
-$122M
3
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
-$115M
4
State Street
State Street
Massachusetts
-$106M
5
Morgan Stanley
Morgan Stanley
New York
-$87.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
QIM
776
Quest Investment Management
Oregon
$703K – – –
CPO
777
Cerity Partners OCIO
New York
$696K +$37.4K +412 +6%
CT
778
Coastline Trust
Rhode Island
$673K +$10.4K +115 +2%
JG
779
Jefferies Group
New York
$671K -$806K -8,867 -55%
ARMT
780
Amica Retiree Medical Trust
Rhode Island
$671K +$671K +7,394 New
SA
781
Strategic Advisors
New York
$665K +$13.3K +147 +2%
PSI
782
Pinnacle Summer Investments
Virginia
$663K – – –
FBT
783
First Bankers Trust
Kentucky
$657K +$122K +1,345 +23%
EVC
784
Eidelman Virant Capital
Missouri
$653K +$9.07K +100 +1%
WJA
785
Williams Jones & Associates
New York
$638K -$826K -9,093 -56%
LPC
786
Loeb Partners Corp
New York
$636K – – –
BDF
787
Balasa Dinverno & Foltz
$632K -$69.9K -770 -10%
CFA
788
Capstone Financial Advisors
Illinois
$632K +$632K +6,964 New
AHC
789
Anderson Hoagland & Co
Missouri
$622K – – –
VCAM
790
Van Cleef Asset Management
Ohio
$622K +$622K +6,852 New
IIM
791
Intact Investment Management
Quebec, Canada
$618K – – –
CCFCSB
792
Cape Cod Five Cents Savings Bank
Massachusetts
$609K +$635 +7 +0.1%
JWA
793
JFS Wealth Advisors
Pennsylvania
$607K +$72.4K +797 +14%
SAM
794
SignalPoint Asset Management
Missouri
$607K +$224K +2,468 +58%
SCM
795
SOL Capital Management
Maryland
$603K +$27.2K +300 +5%
ASN
796
Advisory Services Network
Georgia
$600K +$600K +6,604 New
T
797
TradeWorx
New Jersey
$598K +$178K +1,963 +42%
ITIM
798
Indiana Trust & Investment Management
Indiana
$595K +$4.54K +50 +0.8%
PFS
799
Prospera Financial Services
Texas
$594K +$63.3K +697 +12%
CCM
800
Cutler Capital Management
Massachusetts
$590K – – –
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