CAT icon

Caterpillar
CAT

Overview Fund Activity

1,929 hedge funds and large institutions have $70.9B invested in Caterpillar in 2021 Q3 according to their latest regulatory filings, with 97 funds opening new positions, 816 increasing their positions, 692 reducing their positions, and 151 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,929
Holders Change
-85
Holders Change %
-4.22%
% of All Funds
33.88%
Holding in Top 10
21
Holding in Top 10 Change
-9
Holding in Top 10 Change %
-30%
% of All Funds
0.37%
New
97
Increased
816
Reduced
692
Closed
151
Calls
$1.87B
Puts
$2.99B
Net Calls
-$1.12B
Net Calls Change
-$696M

Top Buyers

1
Two Sigma Advisers
Two Sigma Advisers
New York
+$344M
2
D.E. Shaw & Co
D.E. Shaw & Co
New York
+$263M
3
Goldman Sachs
Goldman Sachs
New York
+$232M
4
Northern Trust
Northern Trust
Illinois
+$197M
5
BlackRock
BlackRock
New York
+$161M

Top Sellers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
-$828M
2
Macquarie Group
Macquarie Group
Australia
-$382M
3
Fidelity Investments
Fidelity Investments
Massachusetts
-$283M
4
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance
Illinois
-$274M
5
Capital International Investors
Capital International Investors
California
-$197M
Name Holding Trade Value Shares
Change 		Shares
Change %
WSFS
751
Wilmington Savings Fund Society
Delaware
$1.82M -$13.4K -70 -0.7%
NHC
752
Nicholas Hoffman & Company
Georgia
$1.81M -$130K -675 -7%
OPA
753
Old Port Advisors
Maine
$1.81M -$81.6K -425 -4%
PAM
754
Palisade Asset Management
Minnesota
$1.81M +$13.8K +72 +0.8%
NAM
755
NorthCoast Asset Management
Connecticut
$1.81M +$1.81M +9,422 New
MYLI
756
Meiji Yasuda Life Insurance
Japan
$1.81M +$45.1K +235 +3%
WSC
757
Wellington Shields & Co
New York
$1.81M – – –
RIA
758
Regal Investment Advisors
Michigan
$1.8M +$346K +1,801 +24%
GTAM
759
Global Trust Asset Management
Florida
$1.79M +$851K +4,433 +91%
DCM
760
Donaldson Capital Management
Indiana
$1.79M -$150K -779 -8%
CL
761
Choreo LLC
Illinois
$1.79M -$12.1K -63 -0.7%
DIA
762
Dana Investment Advisors
Wisconsin
$1.78M +$43.2K +225 +2%
WWM
763
Windsor Wealth Management
Indiana
$1.78M +$146K +752 +9%
MMHP
764
Murphy Middleton Hinkle & Parker
Georgia
$1.78M -$2.3K -12 -0.1%
SCM
765
Spreng Capital Management
Ohio
$1.77M +$82.6K +425 +5%
LRPA
766
L. Roy Papp & Associates
Arizona
$1.77M +$38.4K +200 +2%
AIM
767
Anchor Investment Management
South Carolina
$1.77M +$87.7K +457 +5%
DWT
768
Dorsey & Whitney Trust
South Dakota
$1.76M -$25.5K -133 -1%
AIC
769
Argus Investors Counsel
New York
$1.76M -$1.69M -8,820 -49%
FWM
770
Focused Wealth Management
New York
$1.76M -$12.9K -67 -0.7%
1SB
771
1ST Source Bank
Indiana
$1.75M -$13.4K -70 -0.8%
Cerity Partners
772
Cerity Partners
New York
$1.75M +$724K +3,775 +71%
AHC
773
Adell Harriman & Carpenter
Texas
$1.74M +$374K +1,950 +27%
PA
774
PFG Advisors
Arizona
$1.74M +$944K +4,918 +119%
TI
775
Trexquant Investment
Connecticut
$1.74M -$4.26M -22,161 -71%
29 30
31
32 33