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Caterpillar

1,532 hedge funds and large institutions have $60.8B invested in Caterpillar in 2018 Q3 according to their latest regulatory filings, with 129 funds opening new positions, 553 increasing their positions, 553 reducing their positions, and 99 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more first-time investments, than exits

New positions opened: 129 | Existing positions closed: 99

12% more capital invested

Capital invested by funds: $54.5B → $60.8B (+$6.34B)

10% more funds holding in top 10

Funds holding in top 10: 2932 (+3)

1% more funds holding

Funds holding: 1,5141,532 (+18)

0% more repeat investments, than reductions

Existing positions increased: 553 | Existing positions reduced: 553

0.04% less ownership

Funds ownership: 67.38%67.33% (-0.04%)

4% less call options, than puts

Call options by funds: $1.92B | Put options by funds: $2.01B

Holders
1,532
Holders Change
+18
Holders Change %
+1.19%
% of All Funds
35.02%
Holding in Top 10
32
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+10.34%
% of All Funds
0.73%
New
129
Increased
553
Reduced
553
Closed
99
Calls
$1.92B
Puts
$2.01B
Net Calls
-$87.3M
Net Calls Change
+$395M
Name Holding Trade Value Shares
Change
Change in
Stake
PWSG
751
Pacific Wealth Strategies Group
California
$1.24M +$75K +530 +7%
AF
752
Arrow Financial
New York
$1.24M +$426K +3,011 +59%
DSN
753
D. Scott Neal
Kentucky
$1.23M
FIG
754
FundX Investment Group
California
$1.22M
SACTSONJ
755
Supplemental Annuity Collective Trust (SACT) of New Jersey
New Jersey
$1.22M
WPW
756
Winthrop Partners - WNY
New York
$1.22M
DAM
757
Doheny Asset Management
California
$1.22M +$831K +5,875 +280%
CPA
758
Court Place Advisors
Maryland
$1.21M
WCF
759
West Coast Financial
California
$1.21M +$914K +6,459 +438%
BIM
760
Bridges Investment Management
Nebraska
$1.21M
FHB
761
First Hawaiian Bank
Hawaii
$1.21M +$1.12M +7,901 New
KJWM
762
Kiley Juergens Wealth Management
Washington
$1.2M +$73.6K +520 +7%
AI
763
Atria Investments
North Carolina
$1.2M -$330K -2,334 -23%
SC
764
Savant Capital
Illinois
$1.2M -$1.13K -8 -0.1%
GFA
765
Gifford Fong Associates
California
$1.19M
FI
766
FormulaFolio Investments
Michigan
$1.19M +$178K +1,255 +19%
GT
767
Greenleaf Trust
Michigan
$1.18M +$49.8K +352 +5%
FHA
768
First Horizon Advisors
Tennessee
$1.18M
CAMG
769
CWA Asset Management Group
Florida
$1.18M +$199K +1,404 +22%
LCM
770
Landscape Capital Management
New Jersey
$1.18M +$1.09M +7,718 New
BC
771
Burleson & Co
California
$1.17M +$141 +1 +0%
CC
772
Cipher Capital
New York
$1.17M -$3.58M -25,337 -77%
KTC
773
Kistler-Tiffany Companies
Pennsylvania
$1.17M +$141 +1 +0%
BC
774
Brinker Capital
Pennsylvania
$1.17M -$12.7K -90 -1%
QIM
775
Quest Investment Management
Oregon
$1.16M

CAT Hedge Fund Activity: Q3 2018 in Review

1,532 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q3 2018, worth a combined $60.8B — up 12% from $54.5B a quarter earlier.

Buyers outnumbered sellers: 129 funds opened new CAT positions and 99 closed out — a net gain of 30 holders — while 553 added to existing stakes and 553 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $414M. The largest seller was Wellington Management Group, cutting an estimated $621M.

  • 1,532 institutional investors held Caterpillar (CAT) as of Q3 2018, up from 1,514 in Q2 2018.
  • Funds reported $60.8B of Caterpillar stock for Q3 2018, up 12% quarter-over-quarter.
  • 129 funds opened new Caterpillar positions in Q3 2018 and 99 closed out, a net change of +30 holders.
  • The largest Caterpillar buyer in Q3 2018 was Capital Research Global Investors, an estimated $414M added.
  • The largest Caterpillar seller in Q3 2018 was Wellington Management Group, an estimated $621M sold.

Based on aggregated 13F filings for Q3 2018.