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Caterpillar
CAT

Overview Fund Activity

1,065 hedge funds and large institutions have $28.2B invested in Caterpillar in 2015 Q4 according to their latest regulatory filings, with 107 funds opening new positions, 308 increasing their positions, 515 reducing their positions, and 87 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,065
Holders Change
+8
Holders Change %
+0.76%
% of All Funds
27.97%
Holding in Top 10
7
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+75%
% of All Funds
0.18%
New
107
Increased
308
Reduced
515
Closed
87
Calls
$746M
Puts
$1.8B
Net Calls
-$1.05B
Net Calls Change
-$251M

Top Buyers

1
ACM
Americafirst Capital Management
California
$420M
2
Capital Research Global Investors
Capital Research Global Investors
California
$1.04B
3
AIG
American International Group
New York
$347M
4
Invesco
Invesco
Georgia
$587M
5
Capital International Investors
Capital International Investors
California
$134M

Top Sellers

1
Capital World Investors
Capital World Investors
California
$1.52B
2
American Century Companies
American Century Companies
Missouri
$17.7M
3
SG Americas Securities
SG Americas Securities
New York
$16.1M
4
Bank of America
Bank of America
North Carolina
$313M
5
Northern Trust
Northern Trust
Illinois
$466M
Name Holding Trade Value Shares
Change 		Shares
Change %
MHS
751
M Holdings Securities
Oregon
$382K -$48.7K -716 -11%
GAM
752
Garrison Asset Management
Arkansas
$381K +$10.2K +150 +3%
RIL
753
Rothschild Investment LLC
Illinois
$380K -$9.17K -135 -2%
ASN
754
Advisory Services Network
Georgia
$380K +$100K +1,479 +36%
GWM
755
Gupta Wealth Management
California
$379K +$36.3K +534 +11%
CCM
756
Crossvault Capital Management
Texas
$379K +$379K +5,575 New
OC
757
Oarsman Capital
Wisconsin
$376K -$66.6K -980 -15%
FNB
758
Farmers National Bank
Kentucky
$375K +$29.6K +435 +9%
VAM
759
Visium Asset Management
New York
$374K -$388K -5,701 -51%
Acadian Asset Management
760
Acadian Asset Management
Massachusetts
$369K -$3.73K -55 -1%
IT
761
Independence Trust
Tennessee
$367K +$367K +5,399 New
LNWWM
762
Laird Norton Wetherby Wealth Management
California
$365K -$65.8K -968 -15%
KIC
763
Keating Investment Counselors
Florida
$365K +$3.4K +50 +0.9%
SCA
764
Sippican Capital Advisors
Massachusetts
$364K – – –
WPW
765
Waldron Private Wealth
Pennsylvania
$363K -$11.1K -163 -3%
ADL
766
Asset Dedication LLC
California
$362K +$362K +5,330 New
B
767
Barings
North Carolina
$361K -$1.44M -21,100 -80%
Fiera Capital (Canada)
768
Fiera Capital (Canada)
Quebec, Canada
$358K +$358K +5,280 New
KFS
769
Kurt F. Somerville
$357K – – –
ANRIA
770
American National Registered Investment Advisor
Texas
$357K – – –
FFC
771
First Financial Corp
Indiana
$356K -$50.9K -749 -13%
FCIM
772
Fairview Capital Investment Management
California
$356K – – –
OSNBOA
773
Old Second National Bank of Aurora
Illinois
$356K +$23.5K +345 +7%
MNBTD
774
Moody National Bank Trust Division
Texas
$355K – – –
HA
775
Hamel Associates
New Jersey
$352K -$658K -9,675 -65%
29 30
31
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