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Caterpillar
CAT

Overview Fund Activity

1,057 hedge funds and large institutions have $25.9B invested in Caterpillar in 2015 Q3 according to their latest regulatory filings, with 68 funds opening new positions, 399 increasing their positions, 440 reducing their positions, and 126 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,057
Holders Change
-70
Holders Change %
-6.21%
% of All Funds
29.54%
Holding in Top 10
4
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-66.67%
% of All Funds
0.11%
New
68
Increased
399
Reduced
440
Closed
126
Calls
$931M
Puts
$1.73B
Net Calls
-$803M
Net Calls Change
-$202M

Top Buyers

1
Capital Research Global Investors
Capital Research Global Investors
California
$628M
2
Harris Associates
Harris Associates
Illinois
$1.06B
3
Invesco
Invesco
Georgia
$413M
4
Wellington Management Group
Wellington Management Group
Massachusetts
$911M
5
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
$115M

Top Sellers

1
WRF
Waddell & Reed Financial
Kansas
$25.1M
2
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
$17M
3
Bank of New York Mellon
Bank of New York Mellon
New York
$576M
4
American Century Companies
American Century Companies
Missouri
$172M
5
Westfield Capital Management
Westfield Capital Management
Massachusetts
$46.4M
Name Holding Trade Value Shares
Change 		Shares
Change %
S
751
SignatureFD
Georgia
$384K +$11.4K +174 +3%
FFBTD
752
First Financial Bank - Trust Division
Ohio
$383K +$223K +3,411 +140%
BWAM
753
Boyd Watterson Asset Management
Ohio
$381K – – –
VKH
754
Virtu KCG Holdings
New York
$379K -$6.41M -98,138 -94%
RIL
755
Rothschild Investment LLC
Illinois
$375K +$6.55K +100 +2%
NSIM
756
North Star Investment Management
Illinois
$370K – – –
TYCC
757
Texas Yale Capital Corp
Florida
$363K +$176K +2,700 +95%
JWA
758
JFS Wealth Advisors
Pennsylvania
$363K +$283K +4,324 +353%
WPW
759
Waldron Private Wealth
Pennsylvania
$360K +$360K +5,516 New
Acadian Asset Management
760
Acadian Asset Management
Massachusetts
$359K -$76.8K -1,175 -18%
BBNB
761
Baker Boyer National Bank
Washington
$358K -$1.11K -17 -0.3%
GAM
762
Garrison Asset Management
Arkansas
$357K -$19.6K -300 -5%
OCM
763
One Capital Management
California
$357K +$16.4K +250 +5%
CCM
764
Chickasaw Capital Management
Tennessee
$350K -$199K -3,040 -36%
WSCM
765
Wellington Shields Capital Management
New York
$350K -$39.2K -600 -10%
SCA
766
Sippican Capital Advisors
Massachusetts
$350K – – –
ALA
767
Atherton Lane Advisers
California
$349K -$106K -1,618 -23%
KIC
768
Keating Investment Counselors
Florida
$348K -$2.94K -45 -0.8%
IC
769
InterOcean Capital
Illinois
$347K -$247K -3,770 -42%
SPC
770
Stewart & Patten Company
California
$347K -$32.7K -500 -9%
ANRIA
771
American National Registered Investment Advisor
Texas
$344K -$5.56K -85 -2%
WDA
772
Wendell David Associates
New Hampshire
$343K -$325K -5,000 -49%
KFS
773
Kurt F. Somerville
$343K – – –
FCIM
774
Fairview Capital Investment Management
California
$342K -$71.9K -1,100 -17%
WB
775
Webster Bank
Connecticut
$342K – – –
29 30
31
32 33