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Caterpillar

1,058 hedge funds and large institutions have $25.9B invested in Caterpillar in 2015 Q3 according to their latest regulatory filings, with 68 funds opening new positions, 400 increasing their positions, 440 reducing their positions, and 126 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.64% more ownership

Funds ownership: 65.79%66.43% (+0.64%)

9% less repeat investments, than reductions

Existing positions increased: 400 | Existing positions reduced: 440

6% less funds holding

Funds holding: 1,1281,058 (-70)

22% less capital invested

Capital invested by funds: $33.5B → $25.9B (-$7.51B)

46% less first-time investments, than exits

New positions opened: 68 | Existing positions closed: 126

46% less call options, than puts

Call options by funds: $931M | Put options by funds: $1.73B

67% less funds holding in top 10

Funds holding in top 10: 124 (-8)

Holders
1,058
Holders Change
-70
Holders Change %
-6.21%
% of All Funds
29.54%
Holding in Top 10
4
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-66.67%
% of All Funds
0.11%
New
68
Increased
400
Reduced
440
Closed
126
Calls
$931M
Puts
$1.73B
Net Calls
-$803M
Net Calls Change
-$202M
Name Holding Trade Value Shares
Change
Change in
Stake
JIM
751
Jensen Investment Management
Oregon
$384K +$6.12K +80 +1%
S
752
SignatureFD
Georgia
$384K +$13.3K +174 +3%
FFBTD
753
First Financial Bank - Trust Division
Ohio
$383K +$261K +3,411 +140%
BWAM
754
Boyd Watterson Asset Management
Ohio
$381K
VKH
755
Virtu KCG Holdings
New York
$379K -$7.51M -98,138 -94%
RIL
756
Rothschild Investment LLC
Illinois
$375K +$7.65K +100 +2%
NSIM
757
North Star Investment Management
Illinois
$370K
TYCC
758
Texas Yale Capital Corp
Florida
$363K +$207K +2,700 +95%
JWA
759
JFS Wealth Advisors
Pennsylvania
$363K +$331K +4,324 +353%
WPW
760
Waldron Private Wealth
Pennsylvania
$360K +$422K +5,516 New
Acadian Asset Management
761
Acadian Asset Management
Massachusetts
$359K -$89.9K -1,175 -18%
BBNB
762
Baker Boyer National Bank
Washington
$358K -$1.3K -17 -0.3%
GAM
763
Garrison Asset Management
Arkansas
$357K -$22.9K -300 -5%
OCM
764
One Capital Management
California
$357K +$19.1K +250 +5%
CCM
765
Chickasaw Capital Management
Tennessee
$350K -$233K -3,040 -36%
WSCM
766
Wellington Shields Capital Management
New York
$350K -$45.9K -600 -10%
SCA
767
Sippican Capital Advisors
Massachusetts
$350K
ALA
768
Atherton Lane Advisers
California
$349K -$124K -1,618 -23%
KIC
769
Keating Investment Counselors
Florida
$348K -$3.44K -45 -0.8%
IC
770
InterOcean Capital
Illinois
$347K -$288K -3,770 -42%
SPC
771
Stewart & Patten Company
California
$347K -$38.2K -500 -9%
ANRIA
772
American National Registered Investment Advisor
Texas
$344K -$6.5K -85 -2%
WDA
773
Wendell David Associates
New Hampshire
$343K -$382K -5,000 -49%
KFS
774
Kurt F. Somerville
$343K
FCIM
775
Fairview Capital Investment Management
California
$342K -$84.1K -1,100 -17%

CAT Hedge Fund Activity: Q3 2015 in Review

1,058 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q3 2015, worth a combined $25.9B — down 22% from $33.5B a quarter earlier.

Sellers outnumbered buyers: 126 funds closed out of CAT and 68 opened new positions — a net loss of 58 holders — while 440 trimmed existing stakes and 400 added.

The largest buyer was Capital Research Global Investors, adding an estimated $541M. The largest seller was Waddell & Reed Financial, cutting an estimated $499M.

  • 1,058 institutional investors held Caterpillar (CAT) as of Q3 2015, down from 1,128 in Q2 2015.
  • Funds reported $25.9B of Caterpillar stock for Q3 2015, down 22% quarter-over-quarter.
  • 68 funds opened new Caterpillar positions in Q3 2015 and 126 closed out, a net change of -58 holders.
  • The largest Caterpillar buyer in Q3 2015 was Capital Research Global Investors, an estimated $541M added.
  • The largest Caterpillar seller in Q3 2015 was Waddell & Reed Financial, an estimated $499M sold.

Based on aggregated 13F filings for Q3 2015.