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Caterpillar
CAT

Overview Fund Activity

1,114 hedge funds and large institutions have $31.5B invested in Caterpillar in 2015 Q1 according to their latest regulatory filings, with 82 funds opening new positions, 401 increasing their positions, 476 reducing their positions, and 152 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,114
Holders Change
-84
Holders Change %
-7.01%
% of All Funds
29.71%
Holding in Top 10
8
Holding in Top 10 Change
-5
Holding in Top 10 Change %
-38.46%
% of All Funds
0.21%
New
82
Increased
401
Reduced
476
Closed
152
Calls
$816M
Puts
$1.85B
Net Calls
-$1.03B
Net Calls Change
-$567M

Top Buyers

1
Harris Associates
Harris Associates
Illinois
+$565M
2
Franklin Resources
Franklin Resources
California
+$256M
3
Wellington Management Group
Wellington Management Group
Massachusetts
+$181M
4
Capital World Investors
Capital World Investors
California
+$119M
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$95M

Top Sellers

1
Fidelity Investments
Fidelity Investments
Massachusetts
-$342M
2
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
-$283M
3
EVM
Eaton Vance Management
Massachusetts
-$209M
4
HCM
Herndon Capital Management
Georgia
-$135M
5
Morgan Stanley
Morgan Stanley
New York
-$122M
Name Holding Trade Value Shares
Change 		Shares
Change %
LOT
751
Lombard Odier Transatlantic
Quebec, Canada
$565K – – –
JAFL
752
Jay A. Fishman Ltd
Michigan
$564K -$440K -5,500 -44%
NSIM
753
North Star Investment Management
Illinois
$564K -$20K -250 -3%
PAM
754
Premier Asset Management
Illinois
$563K +$12K +150 +2%
AHC
755
Anderson Hoagland & Co
Missouri
$560K – – –
VCM
756
Violich Capital Management
California
$558K -$38K -475 -6%
WPC
757
White Pine Capital
Minnesota
$551K -$170K -2,125 -24%
SPC
758
Stewart & Patten Company
California
$551K -$28K -350 -5%
FSA
759
Franklin Street Advisors
North Carolina
$546K – – –
GAM
760
Garrison Asset Management
Arkansas
$546K +$171K +2,133 +45%
FNB
761
First Niagara Bank
New York
$545K +$121K +1,512 +29%
SWP
762
Stratos Wealth Partners
Ohio
$542K -$65.9K -823 -11%
ZIM
763
Zacks Investment Management
Illinois
$537K +$537K +6,709 New
CWM
764
Concert Wealth Management
California
$532K +$69K +1,446 +15%
JIM
765
Jensen Investment Management
Oregon
$529K +$132K +1,650 +33%
DSN
766
D. Scott Neal
Kentucky
$527K +$3.44K +43 +0.7%
SAM
767
SignalPoint Asset Management
Missouri
$524K +$121K +1,513 +30%
Los Angeles Capital Management
768
Los Angeles Capital Management
California
$523K -$7.39M -92,311 -93%
PIA
769
Peachtree Investment Advisors
Georgia
$523K +$401K +5,015 +329%
GP
770
Girard Partners
Pennsylvania
$516K -$125K -1,561 -19%
LA
771
Lucus Advisors
New York
$515K +$135K +1,690 +36%
JPTCCM
772
J.P. Turner & Co Capital Management
Georgia
$515K +$306K +3,806 +146%
SCM
773
SOL Capital Management
Maryland
$512K +$8.01K +100 +2%
CCFCSB
774
Cape Cod Five Cents Savings Bank
Massachusetts
$511K -$25.6K -320 -5%
FCIM
775
Fairview Capital Investment Management
California
$507K – – –
29 30
31
32 33