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Caterpillar
CAT

Overview Fund Activity

1,656 hedge funds and large institutions have $54.5B invested in Caterpillar in 2019 Q4 according to their latest regulatory filings, with 279 funds opening new positions, 512 increasing their positions, 603 reducing their positions, and 79 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,656
Holders Change
+180
Holders Change %
+12.2%
% of All Funds
32.7%
Holding in Top 10
26
Holding in Top 10 Change
+11
Holding in Top 10 Change %
+73.33%
% of All Funds
0.51%
New
279
Increased
512
Reduced
603
Closed
79
Calls
$1.63B
Puts
$1.87B
Net Calls
-$249M
Net Calls Change
+$136M

Top Buyers

1
Bank of America
Bank of America
North Carolina
+$519M
2
Fidelity Investments
Fidelity Investments
Massachusetts
+$347M
3
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$336M
4
AIG
American International Group
New York
+$325M
5
Ameriprise
Ameriprise
Minnesota
+$190M

Top Sellers

1
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance
Illinois
-$270M
2
State Street
State Street
Massachusetts
-$208M
3
Vanguard Group
Vanguard Group
Pennsylvania
-$167M
4
Deutsche Bank
Deutsche Bank
Germany
-$152M
5
D.E. Shaw & Co
D.E. Shaw & Co
New York
-$149M
Name Holding Trade Value Shares
Change 		Shares
Change %
IP
726
Intellectus Partners
California
$1.19M -$61.6K -417 -5%
AF
727
Ally Financial
Michigan
$1.18M – – –
YMRC
728
Yorktown Management & Research Company
Virginia
$1.18M – – –
FIG
729
FundX Investment Group
California
$1.18M – – –
CK
730
Cohen Klingenstein
New York
$1.18M – – –
GCM
731
Gables Capital Management
Florida
$1.18M +$39.1K +265 +3%
BIM
732
Bridges Investment Management
Nebraska
$1.17M +$203K +1,376 +21%
OI
733
Oakbrook Investments
Illinois
$1.17M -$33.8M -228,853 -97%
TFA
734
Teamwork Financial Advisors
Texas
$1.17M +$1.17M +7,909 New
HB
735
Homrich & Berg
Georgia
$1.17M +$145K +985 +14%
SWM
736
SeaCrest Wealth Management
New York
$1.16M +$30.1K +204 +3%
EGM
737
Engineers Gate Manager
New York
$1.16M +$1.16M +7,830 New
Nomura Holdings
738
Nomura Holdings
Japan
$1.16M -$190K -1,291 -14%
GFA
739
Gifford Fong Associates
California
$1.15M – – –
ONB
740
Old National Bancorp
Indiana
$1.15M -$196K -1,327 -15%
SCP
741
Sandhill Capital Partners
New York
$1.13M +$102K +688 +10%
HCM
742
Hodges Capital Management
Texas
$1.13M -$1.48M -10,048 -57%
QIM
743
Quest Investment Management
Oregon
$1.12M – – –
ATC
744
Adirondack Trust Company
New York
$1.12M +$6.57K +50 +0.6%
SCP
745
Syntal Capital Partners
Texas
$1.12M +$475K +3,218 +74%
Group One Trading
746
Group One Trading
Illinois
$1.11M +$1.11M +7,492 New
GT
747
Greenleaf Trust
Michigan
$1.1M +$80.2K +543 +8%
WAM
748
Weatherly Asset Management
California
$1.1M -$132K -891 -11%
RIM
749
Rampart Investment Management
Connecticut
$1.1M +$27K +183 +3%
UBV
750
United Bank (Virginia)
Virginia
$1.09M – – –
28 29
30
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