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Caterpillar
CAT

Overview Fund Activity

1,198 hedge funds and large institutions have $36.9B invested in Caterpillar in 2014 Q4 according to their latest regulatory filings, with 135 funds opening new positions, 425 increasing their positions, 450 reducing their positions, and 67 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,198
Holders Change
+54
Holders Change %
+4.72%
% of All Funds
31.97%
Holding in Top 10
13
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-35%
% of All Funds
0.35%
New
135
Increased
425
Reduced
450
Closed
67
Calls
$1.35B
Puts
$1.82B
Net Calls
-$466M
Net Calls Change
+$699M

Top Buyers

1
Wellington Management Group
Wellington Management Group
Massachusetts
+$339M
2
American Century Companies
American Century Companies
Missouri
+$226M
3
Morgan Stanley
Morgan Stanley
New York
+$131M
4
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
+$119M
5
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
+$89.5M

Top Sellers

1
Capital Research Global Investors
Capital Research Global Investors
California
-$456M
2
Capital World Investors
Capital World Investors
California
-$342M
3
Fidelity Investments
Fidelity Investments
Massachusetts
-$189M
4
VOYA Investment Management
VOYA Investment Management
Georgia
-$159M
5
Bank of New York Mellon
Bank of New York Mellon
New York
-$112M
Name Holding Trade Value Shares
Change 		Shares
Change %
BAM
726
Burnham Asset Management
New York
$892K +$9.15K +100 +1%
MA
727
Marshwinds Advisory
Georgia
$891K +$34.3K +375 +4%
CWM
728
Concert Wealth Management
California
$885K +$201K +2,199 +29%
SFWA
729
Summit Financial Wealth Advisors
Louisiana
$885K +$885K +9,665 New
CBT
730
Central Bank & Trust
Kentucky
$884K -$54.6K -597 -6%
KL
731
KWMG LLC
Kansas
$883K +$883K +10,423 New
BCMO
732
Buckingham Capital Management (Ohio)
Ohio
$877K -$11K -120 -1%
KTC
733
Kistler-Tiffany Companies
Pennsylvania
$861K +$861K +9,406 New
DBIA
734
Dumont & Blake Investment Advisors
New Jersey
$860K -$4.58K -50 -0.5%
TYCC
735
Texas Yale Capital Corp
Florida
$857K -$75.4K -824 -8%
SACTSONJ
736
Supplemental Annuity Collective Trust (SACT) of New Jersey
New Jersey
$857K – – –
QAM
737
Quantres Asset Management
Cayman Islands
$851K -$293K -3,200 -26%
Jones Financial Companies
738
Jones Financial Companies
Missouri
$848K -$45.4K -496 -5%
FFSOTS
739
Fiduciary Financial Services of The Southwest
Texas
$832K -$60.4K -660 -7%
ACM
740
Argyle Capital Management
Pennsylvania
$828K – – –
WPC
741
White Pine Capital
Minnesota
$825K – – –
WG
742
Welch Group
Alabama
$824K +$11.3K +123 +1%
RBC
743
Ronald Blue & Co
Georgia
$820K +$14.3K +156 +2%
ATC
744
Argent Trust Company
Louisiana
$818K -$35.3K -385 -4%
IPC
745
Independent Portfolio Consultants
Florida
$818K +$421K +4,605 +106%
Fuller & Thaler Asset Management
746
Fuller & Thaler Asset Management
California
$815K +$18.3K +200 +2%
JT
747
Jump Trading
Illinois
$809K -$422K -4,611 -34%
FNBTCON
748
First National Bank & Trust Co of Newtown
Pennsylvania
$803K – – –
LBC
749
Lowe Brockenbrough & Co
Virginia
$796K -$13.7K -150 -2%
CP
750
Camelot Portfolios
Ohio
$787K +$558K +6,100 +244%
28 29
30
31 32