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Caterpillar
CAT

Overview Fund Activity

2,388 hedge funds and large institutions have $97.2B invested in Caterpillar in 2023 Q3 according to their latest regulatory filings, with 189 funds opening new positions, 902 increasing their positions, 898 reducing their positions, and 80 closing their positions.

Holders
2,388
Holders Change
+79
Holders Change %
+3.42%
% of All Funds
38.08%
Holding in Top 10
74
Holding in Top 10 Change
+30
Holding in Top 10 Change %
+68.18%
% of All Funds
1.18%
New
189
Increased
902
Reduced
898
Closed
80
Calls
$2.6B
Puts
$3.31B
Net Calls
-$708M
Net Calls Change
-$286M

Top Buyers

1
Winslow Capital Management
1
Winslow Capital Management
Minnesota
$305M
2
Bank of America
2
Bank of America
North Carolina
$1.41B
3
Fidelity Investments
3
Fidelity Investments
Massachusetts
$1.65B
4
T. Rowe Price Associates
4
T. Rowe Price Associates
Maryland
$486M
5
1832 Asset Management
5
1832 Asset Management
Ontario, Canada
$119M

Top Sellers

1
AS
1
Altshuler Shaham
Israel
$2.52M
2
State Street
2
State Street
Massachusetts
$10.3B
3
VOYA Investment Management
3
VOYA Investment Management
Georgia
$89M
4
DZ Bank
4
DZ Bank
Germany
$312M
5
BlackRock
5
BlackRock
New York
$9.06B
Name Market Value Shares Shares
Change 		Shares
Change %
New York State Common Retirement Fund
51
New York State Common Retirement Fund
New York
$215M 786,853 -50,774 -6%
LPL Financial
52
LPL Financial
California
$208M 760,366 +36,984 +5%
Prudential Financial
53
Prudential Financial
New Jersey
$207M 758,017 +101,145 +15%
Mitsubishi UFJ Asset Management
54
Mitsubishi UFJ Asset Management
Japan
$202M 738,135 +35,317 +5%
Citigroup
55
Citigroup
New York
$201M 736,556 -191,167 -21%
Corient Private Wealth
56
Corient Private Wealth
Florida
$194M 710,560 -28 -0%
Envestnet Asset Management
57
Envestnet Asset Management
Illinois
$181M 664,308 +143,077 +27%
Principal Financial Group
58
Principal Financial Group
Iowa
$181M 662,218 +62,985 +11%
RJA
59
Raymond James & Associates
Florida
$178M 650,348 +17,724 +3%
US Bancorp
60
US Bancorp
Minnesota
$177M 649,517 -12,561 -2%
Stifel Financial
61
Stifel Financial
Missouri
$176M 643,253 +5,494 +0.9%
Jane Street
62
Jane Street
New York
$175M 640,261 +195,447 +44%
AllianceBernstein
63
AllianceBernstein
Tennessee
$169M 619,012 -24,362 -4%
New York State Teachers Retirement System (NYSTRS)
64
New York State Teachers Retirement System (NYSTRS)
New York
$152M 557,873 -25,334 -4%
Neuberger Berman Group
65
Neuberger Berman Group
New York
$152M 557,257 -280,234 -33%
State Board of Administration of Florida Retirement System
66
State Board of Administration of Florida Retirement System
Florida
$148M 542,404 -23,790 -4%
Massachusetts Financial Services
67
Massachusetts Financial Services
Massachusetts
$146M 536,083 +208,952 +64%
DekaBank Deutsche Girozentrale
68
DekaBank Deutsche Girozentrale
Germany
$145M 529,864 -26,097 -5%
ZIM
69
Zacks Investment Management
Illinois
$143M 522,458 +3,042 +0.6%
HighTower Advisors
70
HighTower Advisors
Illinois
$135M 495,940 +18,646 +4%
Baird Financial Group
71
Baird Financial Group
Wisconsin
$133M 488,834 +13,525 +3%
Axa
72
Axa
France
$133M 488,667 -29,189 -6%
Boston Partners
73
Boston Partners
Massachusetts
$133M 493,604 -131,858 -21%
Fifth Third Bancorp
74
Fifth Third Bancorp
Ohio
$129M 472,544 +47,008 +11%
Manulife (Manufacturers Life Insurance)
75
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$128M 470,069 -2,558 -0.5%
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