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Caterpillar

2,321 hedge funds and large institutions have $88B invested in Caterpillar in 2023 Q2 according to their latest regulatory filings, with 175 funds opening new positions, 932 increasing their positions, 858 reducing their positions, and 112 closing their positions.

New
Increased
Maintained
Reduced
Closed

56% more first-time investments, than exits

New positions opened: 175 | Existing positions closed: 112

6% more capital invested

Capital invested by funds: $82.8B → $88B (+$5.16B)

2% more funds holding in top 10

Funds holding in top 10: 4344 (+1)

2% more funds holding

Funds holding: 2,2782,321 (+43)

9% more repeat investments, than reductions

Existing positions increased: 932 | Existing positions reduced: 858

5.96% less ownership

Funds ownership: 75.58%69.62% (-6%)

15% less call options, than puts

Call options by funds: $2.38B | Put options by funds: $2.8B

Holders
2,321
Holders Change
+43
Holders Change %
+1.89%
% of All Funds
36.44%
Holding in Top 10
44
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+2.33%
% of All Funds
0.69%
New
175
Increased
932
Reduced
858
Closed
112
Calls
$2.38B
Puts
$2.8B
Net Calls
-$422M
Net Calls Change
+$48.4M
Name Holding Trade Value Shares
Change
Change in
Stake
Neuberger Berman Group
51
Neuberger Berman Group
New York
$206M -$156M -697,811 -45%
Nordea Investment Management
52
Nordea Investment Management
Sweden
$190M +$65.6M +294,159 +61%
Bank of Montreal
53
Bank of Montreal
Ontario, Canada
$189M -$15M -67,186 -8%
LPL Financial
54
LPL Financial
California
$178M +$8.13M +36,443 +5%
Corient Private Wealth
55
Corient Private Wealth
Florida
$175M +$14.4M +64,783 +10%
Mitsubishi UFJ Asset Management
56
Mitsubishi UFJ Asset Management
Japan
$173M -$1.78M -7,973 -1%
US Bancorp
57
US Bancorp
Minnesota
$163M -$7.44M -33,355 -5%
Prudential Financial
58
Prudential Financial
New Jersey
$162M -$40.8M -182,853 -22%
AllianceBernstein
59
AllianceBernstein
Tennessee
$158M +$1.2M +5,393 +0.8%
Schroder Investment Management Group
60
Schroder Investment Management Group
United Kingdom
$157M +$8.77M +39,333 +7%
Stifel Financial
61
Stifel Financial
Missouri
$157M +$446K +2,002 +0.3%
RJA
62
Raymond James & Associates
Florida
$156M -$2.64M -11,840 -2%
Boston Partners
63
Boston Partners
Massachusetts
$155M -$98.9M -443,723 -42%
Los Angeles Capital Management
64
Los Angeles Capital Management
California
$151M +$27.6M +123,773 +25%
Principal Financial Group
65
Principal Financial Group
Iowa
$147M -$4.17M -18,694 -3%
New York State Teachers Retirement System (NYSTRS)
66
New York State Teachers Retirement System (NYSTRS)
New York
$143M -$7.18M -32,225 -5%
State Board of Administration of Florida Retirement System
67
State Board of Administration of Florida Retirement System
Florida
$139M -$6.11M -27,414 -5%
DekaBank Deutsche Girozentrale
68
DekaBank Deutsche Girozentrale
Germany
$136M +$15.7M +70,589 +15%
D.E. Shaw & Co
69
D.E. Shaw & Co
New York
$133M +$17M +76,140 +16%
Millennium Management
70
Millennium Management
New York
$132M +$70.2M +314,870 +143%
Envestnet Asset Management
71
Envestnet Asset Management
Illinois
$128M -$118M -529,601 -50%
ZIM
72
Zacks Investment Management
Illinois
$128M +$2.17M +9,735 +2%
Korea Investment Corp
73
Korea Investment Corp
South Korea
$125M -$10.7M -48,206 -9%
HighTower Advisors
74
HighTower Advisors
Illinois
$117M +$3.23M +14,474 +3%
Axa
75
Axa
France
$117M -$2.89M -12,948 -2%

CAT Hedge Fund Activity: Q2 2023 in Review

2,321 of the 6,369 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q2 2023, worth a combined $88B — up 6.2% from $82.8B a quarter earlier.

Buyers outnumbered sellers: 175 funds opened new CAT positions and 112 closed out — a net gain of 63 holders — while 932 added to existing stakes and 858 trimmed.

The largest buyer was Altshuler Shaham, adding an estimated $252M. The largest seller was OFI Invest Asset Management, cutting an estimated $6.28B.

  • 2,321 institutional investors held Caterpillar (CAT) as of Q2 2023, up from 2,278 in Q1 2023.
  • Funds reported $88B of Caterpillar stock for Q2 2023, up 6.2% quarter-over-quarter.
  • 175 funds opened new Caterpillar positions in Q2 2023 and 112 closed out, a net change of +63 holders.
  • The largest Caterpillar buyer in Q2 2023 was Altshuler Shaham, an estimated $252M added.
  • The largest Caterpillar seller in Q2 2023 was OFI Invest Asset Management, an estimated $6.28B sold.

Based on aggregated 13F filings for Q2 2023.