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Caterpillar
CAT

Overview Fund Activity

2,309 hedge funds and large institutions have $87.9B invested in Caterpillar in 2023 Q2 according to their latest regulatory filings, with 174 funds opening new positions, 925 increasing their positions, 855 reducing their positions, and 111 closing their positions.

Holders
2,309
Holders Change
+43
Holders Change %
+1.9%
% of All Funds
36.42%
Holding in Top 10
44
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+2.33%
% of All Funds
0.69%
New
174
Increased
925
Reduced
855
Closed
111
Calls
$2.38B
Puts
$2.8B
Net Calls
-$422M
Net Calls Change
+$48.4M

Top Buyers

1
AS
1
Altshuler Shaham
Israel
$506M
2
VOYA Investment Management
2
VOYA Investment Management
Georgia
$348M
3
Ameriprise
3
Ameriprise
Minnesota
$529M
4
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$567M
5
DZ Bank
5
DZ Bank
Germany
$541M

Top Sellers

1
OIAM
1
OFI Invest Asset Management
France
$29.3M
2
BlackRock
2
BlackRock
New York
$8.34B
3
Citigroup
3
Citigroup
New York
$228M
4
TD Asset Management
4
TD Asset Management
Ontario, Canada
$60.6M
5
Hudson Bay Capital Management
5
Hudson Bay Capital Management
Connecticut
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Neuberger Berman Group
51
Neuberger Berman Group
New York
$206M 837,491 -697,811 -45%
Nordea Investment Management
52
Nordea Investment Management
Sweden
$190M 774,490 +294,159 +61%
Bank of Montreal
53
Bank of Montreal
Ontario, Canada
$189M 766,630 -67,186 -8%
LPL Financial
54
LPL Financial
California
$178M 723,382 +36,443 +5%
Corient Private Wealth
55
Corient Private Wealth
Florida
$175M 710,588 +64,783 +10%
Mitsubishi UFJ Asset Management
56
Mitsubishi UFJ Asset Management
Japan
$173M 702,818 -7,973 -1%
US Bancorp
57
US Bancorp
Minnesota
$163M 662,078 -33,355 -5%
Prudential Financial
58
Prudential Financial
New Jersey
$162M 656,872 -182,853 -22%
AllianceBernstein
59
AllianceBernstein
Tennessee
$158M 643,374 +5,393 +0.8%
Schroder Investment Management Group
60
Schroder Investment Management Group
United Kingdom
$157M 638,653 +39,333 +7%
Stifel Financial
61
Stifel Financial
Missouri
$157M 637,759 +2,002 +0.3%
RJA
62
Raymond James & Associates
Florida
$156M 632,624 -11,840 -2%
Boston Partners
63
Boston Partners
Massachusetts
$155M 625,462 -443,723 -42%
Los Angeles Capital Management
64
Los Angeles Capital Management
California
$151M 613,468 +123,773 +25%
Principal Financial Group
65
Principal Financial Group
Iowa
$147M 599,233 -18,694 -3%
New York State Teachers Retirement System (NYSTRS)
66
New York State Teachers Retirement System (NYSTRS)
New York
$143M 583,207 -32,225 -5%
State Board of Administration of Florida Retirement System
67
State Board of Administration of Florida Retirement System
Florida
$139M 566,194 -27,414 -5%
DekaBank Deutsche Girozentrale
68
DekaBank Deutsche Girozentrale
Germany
$136M 555,961 +70,589 +15%
D.E. Shaw & Co
69
D.E. Shaw & Co
New York
$133M 541,824 +76,140 +16%
Millennium Management
70
Millennium Management
New York
$132M 535,520 +314,870 +143%
Envestnet Asset Management
71
Envestnet Asset Management
Illinois
$128M 521,231 -529,601 -50%
ZIM
72
Zacks Investment Management
Illinois
$128M 519,416 +9,735 +2%
Korea Investment Corp
73
Korea Investment Corp
South Korea
$125M 506,713 -48,206 -9%
HighTower Advisors
74
HighTower Advisors
Illinois
$117M 477,294 +14,474 +3%
Axa
75
Axa
France
$117M 517,856 -12,948 -2%
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