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Caterpillar
CAT

Overview Fund Activity

1,476 hedge funds and large institutions have $46.2B invested in Caterpillar in 2019 Q3 according to their latest regulatory filings, with 76 funds opening new positions, 530 increasing their positions, 639 reducing their positions, and 146 closing their positions.

Holders
1,476
Holders Change
-77
Holders Change %
-4.96%
% of All Funds
32.42%
Holding in Top 10
15
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-31.82%
% of All Funds
0.33%
New
76
Increased
530
Reduced
639
Closed
146
Calls
$1.28B
Puts
$1.67B
Net Calls
-$385M
Net Calls Change
-$220M

Top Buyers

1
Fisher Asset Management
1
Fisher Asset Management
Washington
$679M
2
Capital International Investors
2
Capital International Investors
California
$298M
3
Lazard Asset Management
3
Lazard Asset Management
New York
$181M
4
Invesco
4
Invesco
Georgia
$310M
5
LSV Asset Management
5
LSV Asset Management
Illinois
$413M

Top Sellers

1
ClearBridge Investments
1
ClearBridge Investments
New York
$576K
2
D.E. Shaw & Co
2
D.E. Shaw & Co
New York
$153M
3
Renaissance Technologies
3
Renaissance Technologies
New York
$15.7M
4
Capital Research Global Investors
4
Capital Research Global Investors
California
$163M
5
Norges Bank
5
Norges Bank
Norway
$608M
Name Holding Trade Value Shares
Change 		Shares
Change %
AllianceBernstein
51
AllianceBernstein
Tennessee
$135M +$20.3M +160,889 +18%
Russell Investments Group
52
Russell Investments Group
United Kingdom
$122M -$3.35M -26,492 -3%
RhumbLine Advisers
53
RhumbLine Advisers
Massachusetts
$118M +$2.97M +23,518 +3%
California State Teachers Retirement System (CalSTRS)
54
California State Teachers Retirement System (CalSTRS)
California
$117M -$1.32M -10,490 -1%
ProShare Advisors
55
ProShare Advisors
Maryland
$117M +$16.5M +130,582 +16%
AQR Capital Management
56
AQR Capital Management
Connecticut
$115M -$14.1M -111,687 -11%
AAMU
57
Amundi Asset Management US
Massachusetts
$113M -$685K -5,421 -0.6%
Barclays
58
Barclays
United Kingdom
$110M -$31.8M -251,717 -22%
New York State Teachers Retirement System (NYSTRS)
59
New York State Teachers Retirement System (NYSTRS)
New York
$107M -$544K -4,304 -0.5%
Principal Financial Group
60
Principal Financial Group
Iowa
$101M -$1.6M -12,675 -2%
HSBC Holdings
61
HSBC Holdings
United Kingdom
$99.4M +$26.5M +209,611 +36%
WRF
62
Waddell & Reed Financial
Kansas
$96.4M -$1.28M -10,154 -1%
Westfield Capital Management
63
Westfield Capital Management
Massachusetts
$93.6M -$391K -3,098 -0.4%
Janus Henderson Group
64
Janus Henderson Group
United Kingdom
$92.8M +$1.13M +8,916 +1%
State Board of Administration of Florida Retirement System
65
State Board of Administration of Florida Retirement System
Florida
$91.7M -$1.64M -12,968 -2%
Adage Capital Partners
66
Adage Capital Partners
Massachusetts
$88M -$6.48M -51,300 -7%
APG Asset Management
67
APG Asset Management
Netherlands
$87.8M +$1.26M +10,900 +1%
National Pension Service
68
National Pension Service
South Korea
$84.1M +$3.99M +31,618 +5%
ATN
69
AMF Tjänstepension
Sweden
$81.2M +$1.95M +15,445 +2%
Franklin Resources
70
Franklin Resources
California
$79.2M -$250K -1,978 -0.3%
Canada Pension Plan Investment Board
71
Canada Pension Plan Investment Board
Ontario, Canada
$76.8M -$27.1M -214,591 -26%
State of Wisconsin Investment Board
72
State of Wisconsin Investment Board
Wisconsin
$73M -$2.13M -16,842 -3%
BGIM
73
Brandywine Global Investment Management
Pennsylvania
$72.9M -$1.48M -11,696 -2%
Mitsubishi UFJ Trust & Banking
74
Mitsubishi UFJ Trust & Banking
Japan
$68M +$5.92M +46,815 +10%
Prudential Financial
75
Prudential Financial
New Jersey
$66.5M -$557K -4,410 -0.8%
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