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Caterpillar
CAT

Overview Fund Activity

1,161 hedge funds and large institutions have $39B invested in Caterpillar in 2016 Q4 according to their latest regulatory filings, with 157 funds opening new positions, 350 increasing their positions, 468 reducing their positions, and 69 closing their positions.

Holders
1,161
Holders Change
+69
Holders Change %
+6.32%
% of All Funds
29.07%
Holding in Top 10
20
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+5.26%
% of All Funds
0.5%
New
157
Increased
350
Reduced
468
Closed
69
Calls
$956M
Puts
$1.7B
Net Calls
-$742M
Net Calls Change
-$193M

Top Buyers

1
Fidelity Investments
1
Fidelity Investments
Massachusetts
$1.46B
2
Capital World Investors
2
Capital World Investors
California
$1.92B
3
Morgan Stanley
3
Morgan Stanley
New York
$838M
4
CCI
4
Columbus Circle Investors
$108M
5
Vanguard Group
5
Vanguard Group
Pennsylvania
$3.48B

Top Sellers

1
Harris Associates
1
Harris Associates
Illinois
$968M
2
Massachusetts Financial Services
2
Massachusetts Financial Services
Massachusetts
$0
3
Bank of New York Mellon
3
Bank of New York Mellon
New York
$776M
4
Capital Research Global Investors
4
Capital Research Global Investors
California
$1.51B
5
State Street
5
State Street
Massachusetts
$4.97B
Name Holding Trade Value Shares
Change 		Shares
Change %
TA
51
Teachers Advisors
New York
$98.6M +$2.74M +29,493 +3%
Asset Management One
52
Asset Management One
Japan
$94.6M +$89M +959,686 +1,612%
American Century Companies
53
American Century Companies
Missouri
$91.9M -$89M -959,704 -49%
New York State Teachers Retirement System (NYSTRS)
54
New York State Teachers Retirement System (NYSTRS)
New York
$91.7M -$648K -6,990 -0.7%
AllianceBernstein
55
AllianceBernstein
Tennessee
$91.5M -$4.48M -48,255 -5%
SG Americas Securities
56
SG Americas Securities
New York
$89.7M +$73M +786,702 +435%
State of New Jersey Common Pension Fund D
57
State of New Jersey Common Pension Fund D
New Jersey
$88.4M -$6.49M -70,000 -7%
Schroder Investment Management Group
58
Schroder Investment Management Group
United Kingdom
$85.4M -$9.04M -97,528 -10%
RhumbLine Advisers
59
RhumbLine Advisers
Massachusetts
$83.2M +$4.09M +44,054 +5%
Prudential Financial
60
Prudential Financial
New Jersey
$76.5M -$1.28M -13,800 -2%
Bank of Montreal
61
Bank of Montreal
Ontario, Canada
$75.7M +$141K +1,473 +0.2%
Korea Investment Corp
62
Korea Investment Corp
South Korea
$75.4M +$18.1M +195,189 +32%
Principal Financial Group
63
Principal Financial Group
Iowa
$75.4M +$54.2K +584 +0.1%
State Board of Administration of Florida Retirement System
64
State Board of Administration of Florida Retirement System
Florida
$74.5M +$991K +10,691 +1%
Lazard Asset Management
65
Lazard Asset Management
New York
$74.5M +$21.6M +232,692 +41%
Barclays
66
Barclays
United Kingdom
$72.6M +$28.2M +304,530 +64%
PI
67
PGGM Investments
Netherlands
$72.2M -$2.13M -22,934 -3%
BJ
68
BlackRock Japan
Japan
$72M +$554K +5,971 +0.8%
BNP Paribas Financial Markets
69
BNP Paribas Financial Markets
France
$71.4M +$9.56M +103,133 +15%
ORIO
70
Old Republic International (ORI)
Illinois
$70M – – –
JHIU
71
Janus Henderson Investors US
Colorado
$64.4M +$36.7M +396,030 +133%
Fidelity International
72
Fidelity International
Bermuda
$63.6M -$6.87M -74,116 -10%
Royal Bank of Canada
73
Royal Bank of Canada
Ontario, Canada
$62.9M -$33.8M -364,344 -35%
WRF
74
Waddell & Reed Financial
Kansas
$61.4M +$61.4M +661,573 New
Russell Investments Group
75
Russell Investments Group
United Kingdom
$60.5M +$60.5M +648,204 New
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