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Caterpillar
CAT

Overview Fund Activity

1,114 hedge funds and large institutions have $31.5B invested in Caterpillar in 2015 Q1 according to their latest regulatory filings, with 82 funds opening new positions, 401 increasing their positions, 476 reducing their positions, and 152 closing their positions.

Holders
1,114
Holders Change
-84
Holders Change %
-7.01%
% of All Funds
29.71%
Holding in Top 10
8
Holding in Top 10 Change
-5
Holding in Top 10 Change %
-38.46%
% of All Funds
0.21%
New
82
Increased
401
Reduced
476
Closed
152
Calls
$816M
Puts
$1.85B
Net Calls
-$1.03B
Net Calls Change
-$567M

Top Buyers

1
Harris Associates
1
Harris Associates
Illinois
$646M
2
Franklin Resources
2
Franklin Resources
California
$612M
3
Wellington Management Group
3
Wellington Management Group
Massachusetts
$893M
4
Capital World Investors
4
Capital World Investors
California
$1.33B
5
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$135M

Top Sellers

1
Fidelity Investments
1
Fidelity Investments
Massachusetts
$292M
2
JPMorgan Chase & Co
2
JPMorgan Chase & Co
New York
$88.4M
3
EVM
3
Eaton Vance Management
Massachusetts
$85.4M
4
HCM
4
Herndon Capital Management
Georgia
$0
5
Morgan Stanley
5
Morgan Stanley
New York
$267M
Name Market Value Shares Shares
Change 		Shares
Change %
Dimensional Fund Advisors
51
Dimensional Fund Advisors
Texas
$93.7M 1,170,301 +1,948 +0.2%
New York State Teachers Retirement System (NYSTRS)
52
New York State Teachers Retirement System (NYSTRS)
New York
$91.5M 1,143,390 -16,551 -1%
UBS Group
53
UBS Group
Switzerland
$90.7M 1,133,508 +350,505 +45%
WG
54
Winton Group
United Kingdom
$89.9M 1,123,542 +598,960 +114%
Mitsubishi UFJ Trust & Banking
55
Mitsubishi UFJ Trust & Banking
Japan
$89M 1,111,466 +6,250 +0.6%
JPMorgan Chase & Co
56
JPMorgan Chase & Co
New York
$88.4M 1,104,815 -3,531,310 -76%
Prudential Financial
57
Prudential Financial
New Jersey
$86.4M 1,079,550 -72,240 -6%
BIM
58
BlackRock Investment Management
Delaware
$85.5M 1,067,826 -18,387 -2%
EVM
59
Eaton Vance Management
Massachusetts
$85.4M 1,066,659 -2,609,092 -71%
PPA
60
Parametric Portfolio Associates
Washington
$73.6M 919,285 -109,827 -11%
Barclays
61
Barclays
United Kingdom
$73M 912,225 +81,024 +10%
Ameriprise
62
Ameriprise
Minnesota
$71M 887,061 -213,244 -19%
Swiss National Bank
63
Swiss National Bank
Switzerland
$70.1M 876,216 +321,700 +58%
JWBC
64
John W. Bristol & Co
New York
$69.3M 865,833 -94,711 -10%
State Board of Administration of Florida Retirement System
65
State Board of Administration of Florida Retirement System
Florida
$66.6M 832,772 -79,291 -9%
State of Wisconsin Investment Board
66
State of Wisconsin Investment Board
Wisconsin
$65.2M 814,887 -234,980 -22%
MTB
67
Mizuho Trust & Banking
Japan
$63.8M 796,839 +968 +0.1%
Canada Pension Plan Investment Board
68
Canada Pension Plan Investment Board
Ontario, Canada
$63.6M 794,600 -42,157 -5%
US Bancorp
69
US Bancorp
Minnesota
$63.4M 792,815 +49,579 +7%
CA
70
Commerzbank Aktiengesellschaft
Germany
$63.1M 788,647 -142,722 -15%
RhumbLine Advisers
71
RhumbLine Advisers
Massachusetts
$63.1M 787,868 -126,792 -14%
Principal Financial Group
72
Principal Financial Group
Iowa
$62.8M 784,382 +32,967 +4%
BGIM
73
Brandywine Global Investment Management
Pennsylvania
$61.6M 769,784 -213,562 -22%
Citadel Advisors
74
Citadel Advisors
Florida
$57.5M 718,541 +165,707 +30%
Bank of Montreal
75
Bank of Montreal
Ontario, Canada
$57.2M 715,033 -543,832 -43%
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