CAT icon

Caterpillar
CAT

Overview Fund Activity

1,144 hedge funds and large institutions have $40.4B invested in Caterpillar in 2014 Q3 according to their latest regulatory filings, with 50 funds opening new positions, 375 increasing their positions, 511 reducing their positions, and 61 closing their positions.

Holders
1,144
Holders Change
-25
Holders Change %
-2.14%
% of All Funds
33.22%
Holding in Top 10
20
Holding in Top 10 Change
-12
Holding in Top 10 Change %
-37.5%
% of All Funds
0.58%
New
50
Increased
375
Reduced
511
Closed
61
Calls
$841M
Puts
$2.01B
Net Calls
-$1.16B
Net Calls Change
-$748M

Top Buyers

1
WRF
1
Waddell & Reed Financial
Kansas
$759M
2
HCM
2
Herndon Capital Management
Georgia
$148M
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$266M
4
Vanguard Group
4
Vanguard Group
Pennsylvania
$3.74B
5
Wellington Management Group
5
Wellington Management Group
Massachusetts
$514M

Top Sellers

1
Capital World Investors
1
Capital World Investors
California
$1.87B
2
Fidelity Investments
2
Fidelity Investments
Massachusetts
$988M
3
Norges Bank
3
Norges Bank
Norway
$349M
4
Goldman Sachs
4
Goldman Sachs
New York
$206M
5
JPMorgan Chase & Co
5
JPMorgan Chase & Co
New York
$331M
Name Market Value Shares Shares
Change 		Shares
Change %
BlackRock
51
BlackRock
New York
$134M 1,350,626 -897 -0.1%
CGT
52
Capital Guardian Trust
California
$132M 1,335,172 -102,268 -7%
Lord, Abbett & Co
53
Lord, Abbett & Co
New Jersey
$125M 1,263,004 -1,391,491 -52%
PP
54
Prudential plc
United Kingdom
$123M 1,245,368 +243,008 +24%
New York State Teachers Retirement System (NYSTRS)
55
New York State Teachers Retirement System (NYSTRS)
New York
$119M 1,199,096 -7,898 -0.7%
Westfield Capital Management
56
Westfield Capital Management
Massachusetts
$118M 1,191,194 -225,454 -16%
California State Teachers Retirement System (CalSTRS)
57
California State Teachers Retirement System (CalSTRS)
California
$117M 1,180,916 +39,965 +4%
Capital International Investors
58
Capital International Investors
California
$113M 1,142,700 +163,300 +17%
Prudential Financial
59
Prudential Financial
New Jersey
$110M 1,110,960 -243,154 -18%
CA
60
Commerzbank Aktiengesellschaft
Germany
$108M 1,093,649 +472,417 +76%
BIM
61
BlackRock Investment Management
Delaware
$108M 1,090,714 +5,120 +0.5%
Dimensional Fund Advisors
62
Dimensional Fund Advisors
Texas
$107M 1,077,676 +55,400 +5%
Mitsubishi UFJ Trust & Banking
63
Mitsubishi UFJ Trust & Banking
Japan
$106M 1,075,300 -158,359 -13%
American Century Companies
64
American Century Companies
Missouri
$106M 1,074,978 +42,262 +4%
PPA
65
Parametric Portfolio Associates
Washington
$104M 1,045,872 +38,831 +4%
State of Wisconsin Investment Board
66
State of Wisconsin Investment Board
Wisconsin
$100M 1,014,677 +55,490 +6%
JWBC
67
John W. Bristol & Co
New York
$97.4M 983,059 -40,563 -4%
SBAM
68
Santa Barbara Asset Management
California
$91M 918,579 +161,552 +21%
State Board of Administration of Florida Retirement System
69
State Board of Administration of Florida Retirement System
Florida
$90.3M 911,378 -49,190 -5%
BGIM
70
Brandywine Global Investment Management
Pennsylvania
$88.9M 897,451 -6,624 -0.7%
Harris Associates
71
Harris Associates
Illinois
$85.1M 859,799 +35,625 +4%
BNP Paribas Financial Markets
72
BNP Paribas Financial Markets
France
$84.5M 852,777 +358,214 +72%
Jennison Associates
73
Jennison Associates
New York
$82.3M 831,545 +3,076 +0.4%
Susquehanna International Group
74
Susquehanna International Group
Pennsylvania
$80.7M 814,787 +51,443 +7%
RhumbLine Advisers
75
RhumbLine Advisers
Massachusetts
$79.9M 806,980 -43,918 -5%
1 2
3
4 5