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Caterpillar
CAT

Overview Fund Activity

1,160 hedge funds and large institutions have $40.7B invested in Caterpillar in 2014 Q1 according to their latest regulatory filings, with 106 funds opening new positions, 382 increasing their positions, 524 reducing their positions, and 72 closing their positions.

Holders
1,160
Holders Change
+21
Holders Change %
+1.84%
% of All Funds
33.53%
Holding in Top 10
24
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-11.11%
% of All Funds
0.69%
New
106
Increased
382
Reduced
524
Closed
72
Calls
$1.19B
Puts
$1.52B
Net Calls
-$322M
Net Calls Change
+$222M

Top Buyers

1
Fidelity Investments
1
Fidelity Investments
Massachusetts
$1.21B
2
Invesco
2
Invesco
Georgia
$404M
3
Fidelity International
3
Fidelity International
Bermuda
$186M
4
Wellington Management Group
4
Wellington Management Group
Massachusetts
$494M
5
O
5
OppenheimerFunds
New York
$155M

Top Sellers

1
State Street
1
State Street
Massachusetts
$6.16B
2
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$44.1M
3
MNA
3
Manning & Napier Advisors
New York
$152M
4
Franklin Resources
4
Franklin Resources
California
$473M
5
Capital World Investors
5
Capital World Investors
California
$2.6B
Name Market Value Shares Shares
Change 		Shares
Change %
Adage Capital Partners
51
Adage Capital Partners
Massachusetts
$120M 1,203,859 -140,432 -10%
California State Teachers Retirement System (CalSTRS)
52
California State Teachers Retirement System (CalSTRS)
California
$119M 1,196,451 +5,700 +0.5%
Prudential Financial
53
Prudential Financial
New Jersey
$117M 1,178,070 +119,670 +11%
Credit Agricole
54
Credit Agricole
France
$116M 1,172,099 -46,103 -4%
MAA
55
Managed Account Advisors
New Jersey
$109M 1,095,541 +224,445 +26%
WRF
56
Waddell & Reed Financial
Kansas
$108M 1,087,035 +260,314 +31%
IGIM
57
I.G. Investment Management
Manitoba, Canada
$107M 1,077,465 -545,305 -34%
DRZID
58
DePrince Race & Zollo Inc (DRZ)
Florida
$105M 1,059,903 -57,650 -5%
JWBC
59
John W. Bristol & Co
New York
$104M 1,048,226 -15,799 -1%
APG Asset Management
60
APG Asset Management
Netherlands
$103M 1,040,420 +70,196 +7%
BIM
61
BlackRock Investment Management
Delaware
$103M 1,036,637 +29,030 +3%
State Board of Administration of Florida Retirement System
62
State Board of Administration of Florida Retirement System
Florida
$98.3M 989,350 -105,972 -10%
Capital International Investors
63
Capital International Investors
California
$97.3M 979,400 – –
PPA
64
Parametric Portfolio Associates
Washington
$95.5M 961,062 +52,463 +6%
PP
65
Prudential plc
United Kingdom
$93.8M 943,538 -722,834 -43%
U
66
UBS
Switzerland
$92.9M 934,877 +33,868 +4%
State of Wisconsin Investment Board
67
State of Wisconsin Investment Board
Wisconsin
$87M 875,137 +610 +0.1%
American Century Companies
68
American Century Companies
Missouri
$85.3M 858,204 +374,730 +78%
BNP Paribas Financial Markets
69
BNP Paribas Financial Markets
France
$85.3M 808,883 +310,975 +62%
Dimensional Fund Advisors
70
Dimensional Fund Advisors
Texas
$85.2M 857,293 +193,635 +29%
MTB
71
Mizuho Trust & Banking
Japan
$85.2M 856,925 -55,740 -6%
BGIM
72
Brandywine Global Investment Management
Pennsylvania
$84.1M 846,580 -370,165 -30%
RhumbLine Advisers
73
RhumbLine Advisers
Massachusetts
$84M 844,833 +18,468 +2%
Harris Associates
74
Harris Associates
Illinois
$81M 815,176 -149,462 -15%
SB
75
Suntrust Banks
Georgia
$80.7M 811,754 -374,405 -32%
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