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Caterpillar
CAT

Overview Fund Activity

1,485 hedge funds and large institutions have $42.5B invested in Caterpillar in 2020 Q1 according to their latest regulatory filings, with 104 funds opening new positions, 561 increasing their positions, 623 reducing their positions, and 252 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,485
Holders Change
-171
Holders Change %
-10.33%
% of All Funds
32.8%
Holding in Top 10
23
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-11.54%
% of All Funds
0.51%
New
104
Increased
561
Reduced
623
Closed
252
Calls
$827M
Puts
$1.26B
Net Calls
-$430M
Net Calls Change
-$181M

Top Buyers

1
Macquarie Group
Macquarie Group
Australia
+$374M
2
Capital International Investors
Capital International Investors
California
+$250M
3
Invesco
Invesco
Georgia
+$124M
4
Wellington Management Group
Wellington Management Group
Massachusetts
+$119M
5
Boston Partners
Boston Partners
Massachusetts
+$117M

Top Sellers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
-$190M
2
Capital World Investors
Capital World Investors
California
-$190M
3
Primecap Management
Primecap Management
California
-$171M
4
Ameriprise
Ameriprise
Minnesota
-$130M
5
Westfield Capital Management
Westfield Capital Management
Massachusetts
-$116M
Name Holding Trade Value Shares
Change 		Shares
Change %
SCP
701
Sandhill Capital Partners
New York
$947K +$60.8K +524 +7%
BG
702
Bahl & Gaynor
Ohio
$945K -$54.2K -467 -5%
NGA
703
Naples Global Advisors
Florida
$943K +$106K +918 +13%
SFSIG
704
San Francisco Sentry Investment Group
California
$940K -$422K -3,637 -31%
WTB
705
Washington Trust Bank
Washington
$937K +$284K +2,450 +44%
DSN
706
D. Scott Neal
Kentucky
$933K – – –
BS
707
Boenning & Scattergood
Pennsylvania
$932K -$671K -5,785 -42%
CFG
708
Citizens Financial Group
Rhode Island
$932K -$77.4K -667 -8%
PAM
709
Palisade Asset Management
Minnesota
$932K +$97.5K +840 +12%
MCWS
710
McKinley Carter Wealth Services
West Virginia
$930K -$3.37K -29 -0.4%
CK
711
Cohen Klingenstein
New York
$928K – – –
BAM
712
Belpointe Asset Management
Nevada
$927K +$368K +3,173 +66%
WT
713
Washington Trust
Rhode Island
$916K +$916K +7,899 New
BUB
714
BBVA USA Bancshares
Texas
$913K +$154K +1,327 +20%
PT
715
Plimoth Trust
Massachusetts
$911K -$21.6K -186 -2%
LNC
716
Lincoln National Corp
Pennsylvania
$908K +$51.1K +440 +6%
GFA
717
Gifford Fong Associates
California
$905K – – –
BIM
718
Bridges Investment Management
Nebraska
$897K -$23.2K -200 -3%
FTC
719
Farmers Trust Company
Ohio
$892K -$69.7K -600 -7%
EFS
720
Essex Financial Services
Connecticut
$889K +$40K +345 +5%
QIM
721
Quest Investment Management
Oregon
$883K – – –
GT
722
Greenleaf Trust
Michigan
$879K +$14.6K +126 +2%
OIA
723
OneDigital Investment Advisors
Kansas
$872K +$39.2K +338 +5%
TCOT
724
Trust Company of Toledo
Ohio
$868K +$10.8K +93 +1%
SSWM
725
Smith Salley Wealth Management
North Carolina
$859K – – –
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