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Caterpillar
CAT

Overview Fund Activity

1,143 hedge funds and large institutions have $38.9B invested in Caterpillar in 2017 Q1 according to their latest regulatory filings, with 96 funds opening new positions, 341 increasing their positions, 537 reducing their positions, and 101 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,143
Holders Change
-18
Holders Change %
-1.55%
% of All Funds
28.5%
Holding in Top 10
18
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-10%
% of All Funds
0.45%
New
96
Increased
341
Reduced
537
Closed
101
Calls
$758M
Puts
$1.49B
Net Calls
-$733M
Net Calls Change
+$9.04M

Top Buyers

1
BlackRock
BlackRock
New York
+$3.07B
2
Fidelity Investments
Fidelity Investments
Massachusetts
+$167M
3
Citadel Advisors
Citadel Advisors
Florida
+$153M
4
Renaissance Technologies
Renaissance Technologies
New York
+$143M
5
Morgan Stanley
Morgan Stanley
New York
+$127M

Top Sellers

1
Capital Research Global Investors
Capital Research Global Investors
California
-$435M
2
Franklin Resources
Franklin Resources
California
-$137M
3
Harris Associates
Harris Associates
Illinois
-$126M
4
Dimensional Fund Advisors
Dimensional Fund Advisors
Texas
-$114M
5
State Street
State Street
Massachusetts
-$107M
Name Holding Trade Value Shares
Change 		Shares
Change %
NAMA
701
Nikko Asset Management Americas
New York
$649K – – –
GC
702
Garde Capital
Washington
$648K – – –
MWM
703
Meridian Wealth Management
Kentucky
$648K +$648K +6,986 New
AL
704
Agran Libbie
California
$646K -$96K -1,035 -13%
CWM
705
Cornerstone Wealth Management
Missouri
$643K -$76.8K -813 -11%
GW
706
GW & Wade
Massachusetts
$643K +$119K +1,284 +23%
PAG
707
Private Advisory Group
Washington
$642K -$217K -2,341 -25%
PWSG
708
Pacific Wealth Strategies Group
California
$639K +$219K +2,359 +52%
PL
709
Plancorp LLC
Missouri
$637K +$9.74K +105 +2%
FSA
710
Franklin Street Advisors
North Carolina
$636K -$29.7K -320 -4%
CFD
711
Creative Financial Designs
Indiana
$634K -$295K -3,186 -32%
Cetera Investment Advisers
712
Cetera Investment Advisers
Illinois
$633K +$68.3K +737 +12%
IP
713
Investment Partners
Ohio
$632K +$16.3K +176 +3%
RCM
714
Riverhead Capital Management
Delaware
$631K +$137K +1,482 +28%
RWA
715
Ropes Wealth Advisors
Massachusetts
$617K -$8.16K -88 -1%
BFG
716
Barber Financial Group
Kansas
$617K -$1.76K -19 -0.3%
CI
717
Capital International
California
$612K +$37.1K +400 +6%
TL
718
Tirschwell & Loewy
New York
$611K – – –
PAA
719
Peregrine Asset Advisers
Oregon
$610K -$97.6K -1,052 -14%
DHFB
720
Dixon Hubard Feinour & Brown
Virginia
$610K +$75K +808 +14%
FBC
721
Fairfield, Bush & Co
Connecticut
$609K – – –
TSW
722
Thompson Siegel & Walmsley
Virginia
$609K – – –
MBTD
723
Mechanics Bank - Trust Department
California
$603K -$60.1K -648 -9%
GLA
724
Great Lakes Advisors
Illinois
$594K -$2.44M -26,347 -80%
CIS
725
Capital International Sarl
California
$594K +$139K +1,500 +31%
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