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Caterpillar
CAT

Overview Fund Activity

1,161 hedge funds and large institutions have $39B invested in Caterpillar in 2016 Q4 according to their latest regulatory filings, with 157 funds opening new positions, 350 increasing their positions, 468 reducing their positions, and 69 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,161
Holders Change
+69
Holders Change %
+6.32%
% of All Funds
29.07%
Holding in Top 10
20
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+5.26%
% of All Funds
0.5%
New
157
Increased
350
Reduced
468
Closed
69
Calls
$956M
Puts
$1.7B
Net Calls
-$742M
Net Calls Change
-$193M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
+$299M
2
Capital World Investors
Capital World Investors
California
+$227M
3
Morgan Stanley
Morgan Stanley
New York
+$179M
4
CCI
Columbus Circle Investors
+$108M
5
Vanguard Group
Vanguard Group
Pennsylvania
+$96.5M

Top Sellers

1
Harris Associates
Harris Associates
Illinois
-$203M
2
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
-$154M
3
Bank of New York Mellon
Bank of New York Mellon
New York
-$111M
4
Capital Research Global Investors
Capital Research Global Investors
California
-$102M
5
State Street
State Street
Massachusetts
-$101M
Name Holding Trade Value Shares
Change 		Shares
Change %
PMFA
701
Plante Moran Financial Advisors
Michigan
$668K +$563K +6,077 +539%
FSA
702
Franklin Street Advisors
North Carolina
$666K -$13.7K -148 -2%
MBTD
703
Mechanics Bank - Trust Department
California
$663K +$25.8K +278 +4%
SCM
704
SOL Capital Management
Maryland
$662K -$24.1K -260 -4%
SSWM
705
Smith Salley Wealth Management
North Carolina
$662K – – –
MLL
706
Moody Lynn & Lieberson
Massachusetts
$657K +$80.5K +868 +14%
AIA
707
Allegis Investment Advisors
Idaho
$653K +$75.9K +818 +13%
NAMA
708
Nikko Asset Management Americas
New York
$649K +$18.5K +200 +3%
GC
709
Garde Capital
Washington
$648K -$23.2K -250 -3%
FTI
710
Fiduciary Trust International
Massachusetts
$637K +$637K +6,867 New
RCG
711
Ruane, Cunniff & Goldfarb
New York
$635K -$118K -1,271 -16%
Susquehanna International Group
712
Susquehanna International Group
Pennsylvania
$633K -$1.93M -20,788 -75%
MIP
713
Marietta Investment Partners
Wisconsin
$633K +$7.41K +80 +1%
DAS
714
Dynamic Advisor Solutions
Arizona
$629K -$477K -5,146 -43%
PL
715
Plancorp LLC
Missouri
$627K +$627K +6,760 New
RWA
716
Ropes Wealth Advisors
Massachusetts
$625K +$46.4K +500 +8%
MRCM
717
M&R Capital Management
New Jersey
$622K -$14.2K -325 -2%
BFG
718
Barber Financial Group
Kansas
$618K +$618K +6,669 New
IP
719
Investment Partners
Ohio
$616K -$453K -4,880 -42%
WSC
720
Wellington Shields & Co
New York
$614K +$371 +4 +0.1%
PWAP
721
Private Wealth Advisors (Pennsylvania)
Pennsylvania
$613K -$24.9K -268 -4%
TL
722
Tirschwell & Loewy
New York
$611K -$10.7K -115 -2%
MCIM
723
Meadow Creek Investment Management
Georgia
$610K +$610K +6,578 New
FBC
724
Fairfield, Bush & Co
Connecticut
$609K – – –
CWM
725
Concert Wealth Management
California
$608K -$1.12M -12,074 -65%
27 28
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