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Caterpillar

1,058 hedge funds and large institutions have $25.9B invested in Caterpillar in 2015 Q3 according to their latest regulatory filings, with 68 funds opening new positions, 400 increasing their positions, 440 reducing their positions, and 126 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.64% more ownership

Funds ownership: 65.79%66.43% (+0.64%)

9% less repeat investments, than reductions

Existing positions increased: 400 | Existing positions reduced: 440

6% less funds holding

Funds holding: 1,1281,058 (-70)

22% less capital invested

Capital invested by funds: $33.5B → $25.9B (-$7.51B)

46% less first-time investments, than exits

New positions opened: 68 | Existing positions closed: 126

46% less call options, than puts

Call options by funds: $931M | Put options by funds: $1.73B

67% less funds holding in top 10

Funds holding in top 10: 124 (-8)

Holders
1,058
Holders Change
-70
Holders Change %
-6.21%
% of All Funds
29.54%
Holding in Top 10
4
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-66.67%
% of All Funds
0.11%
New
68
Increased
400
Reduced
440
Closed
126
Calls
$931M
Puts
$1.73B
Net Calls
-$803M
Net Calls Change
-$202M
Name Holding Trade Value Shares
Change
Change in
Stake
CD
701
Carl Domino
Florida
$515K -$836K -10,925 -58%
FTI
702
Fiduciary Trust International
Massachusetts
$514K +$5.81K +76 +1%
SC
703
Savant Capital
Illinois
$514K +$43.9K +574 +8%
FWM
704
Frontier Wealth Management
Missouri
$514K +$372K +4,868 +162%
MCM
705
Mork Capital Management
California
$510K
BCM
706
BBT Capital Management
Texas
$508K +$45.6K +596 +8%
FSA
707
Franklin Street Advisors
North Carolina
$507K +$32.1K +420 +6%
MRCM
708
M&R Capital Management
New Jersey
$505K -$12.8K -167 -2%
QIM
709
Quest Investment Management
Oregon
$499K
PAA
710
Peregrine Asset Advisers
Oregon
$496K -$4.76M -62,241 -89%
PAM
711
PT Asset Management
Illinois
$493K +$577K +7,545 New
SWP
712
Stratos Wealth Partners
Ohio
$483K -$327K -4,277 -37%
WC
713
Whitnell & Co
Illinois
$477K -$650K -8,497 -54%
RWA
714
River Wealth Advisors
Pennsylvania
$477K -$19.9K -260 -3%
GC
715
Garde Capital
Washington
$473K
FA
716
FDx Advisors
Illinois
$473K -$440K -5,755 -44%
ATC
717
Argent Trust Company
Louisiana
$472K -$96.4K -1,260 -15%
CCA
718
Checchi Capital Advisers
California
$470K +$16.3K +213 +3%
HAG
719
HighPoint Advisor Group
Illinois
$468K +$548K +7,166 New
Jones Financial Companies
720
Jones Financial Companies
Missouri
$466K -$27.3K -357 -5%
AHC
721
Anderson Hoagland & Co
Missouri
$466K +$22.9K +300 +4%
EVC
722
Eidelman Virant Capital
Missouri
$464K -$15.5K -203 -3%
FBT
723
First Bankers Trust
Kentucky
$459K -$15.3K -200 -3%
RB
724
Rodgers Brothers
Pennsylvania
$457K +$226K +2,952 +73%
KIG
725
Kovitz Investment Group
Illinois
$446K -$16.5K -216 -3%

CAT Hedge Fund Activity: Q3 2015 in Review

1,058 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q3 2015, worth a combined $25.9B — down 22% from $33.5B a quarter earlier.

Sellers outnumbered buyers: 126 funds closed out of CAT and 68 opened new positions — a net loss of 58 holders — while 440 trimmed existing stakes and 400 added.

The largest buyer was Capital Research Global Investors, adding an estimated $541M. The largest seller was Waddell & Reed Financial, cutting an estimated $499M.

  • 1,058 institutional investors held Caterpillar (CAT) as of Q3 2015, down from 1,128 in Q2 2015.
  • Funds reported $25.9B of Caterpillar stock for Q3 2015, down 22% quarter-over-quarter.
  • 68 funds opened new Caterpillar positions in Q3 2015 and 126 closed out, a net change of -58 holders.
  • The largest Caterpillar buyer in Q3 2015 was Capital Research Global Investors, an estimated $541M added.
  • The largest Caterpillar seller in Q3 2015 was Waddell & Reed Financial, an estimated $499M sold.

Based on aggregated 13F filings for Q3 2015.