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Caterpillar
CAT

Overview Fund Activity

1,057 hedge funds and large institutions have $25.9B invested in Caterpillar in 2015 Q3 according to their latest regulatory filings, with 68 funds opening new positions, 399 increasing their positions, 440 reducing their positions, and 126 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,057
Holders Change
-70
Holders Change %
-6.21%
% of All Funds
29.54%
Holding in Top 10
4
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-66.67%
% of All Funds
0.11%
New
68
Increased
399
Reduced
440
Closed
126
Calls
$931M
Puts
$1.73B
Net Calls
-$803M
Net Calls Change
-$202M

Top Buyers

1
Capital Research Global Investors
Capital Research Global Investors
California
$628M
2
Harris Associates
Harris Associates
Illinois
$1.06B
3
Invesco
Invesco
Georgia
$413M
4
Wellington Management Group
Wellington Management Group
Massachusetts
$911M
5
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
$115M

Top Sellers

1
WRF
Waddell & Reed Financial
Kansas
$25.1M
2
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
$17M
3
Bank of New York Mellon
Bank of New York Mellon
New York
$576M
4
American Century Companies
American Century Companies
Missouri
$172M
5
Westfield Capital Management
Westfield Capital Management
Massachusetts
$46.4M
Name Holding Trade Value Shares
Change 		Shares
Change %
FTI
701
Fiduciary Trust International
Massachusetts
$514K +$4.97K +76 +1%
SC
702
Savant Capital
Illinois
$514K +$37.5K +574 +8%
FWM
703
Frontier Wealth Management
Missouri
$514K +$318K +4,868 +162%
MCM
704
Mork Capital Management
California
$510K – – –
BCM
705
BBT Capital Management
Texas
$508K +$39K +596 +8%
FSA
706
Franklin Street Advisors
North Carolina
$507K +$27.4K +420 +6%
MRCM
707
M&R Capital Management
New Jersey
$505K -$10.9K -167 -2%
QIM
708
Quest Investment Management
Oregon
$499K – – –
PAA
709
Peregrine Asset Advisers
Oregon
$496K -$4.07M -62,241 -89%
PAM
710
PT Asset Management
Illinois
$493K +$493K +7,545 New
SWP
711
Stratos Wealth Partners
Ohio
$483K -$280K -4,277 -37%
WC
712
Whitnell & Co
Illinois
$477K -$555K -8,497 -54%
RWA
713
River Wealth Advisors
Pennsylvania
$477K -$17K -260 -3%
GC
714
Garde Capital
Washington
$473K – – –
FA
715
FDx Advisors
Illinois
$473K -$376K -5,755 -44%
ATC
716
Argent Trust Company
Louisiana
$472K -$82.4K -1,260 -15%
CCA
717
Checchi Capital Advisers
California
$470K +$13.9K +213 +3%
HAG
718
HighPoint Advisor Group
Illinois
$468K +$468K +7,166 New
Jones Financial Companies
719
Jones Financial Companies
Missouri
$466K -$23.3K -357 -5%
AHC
720
Anderson Hoagland & Co
Missouri
$466K +$19.6K +300 +4%
EVC
721
Eidelman Virant Capital
Missouri
$464K -$13.3K -203 -3%
FBT
722
First Bankers Trust
Kentucky
$459K -$13.1K -200 -3%
RB
723
Rodgers Brothers
Pennsylvania
$457K +$193K +2,952 +73%
KIG
724
Kovitz Investment Group
Illinois
$446K -$14.1K -216 -3%
CIP
725
Cornerstone Investment Partners
Georgia
$443K -$85K -1,300 -16%
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