We are live on ! Find out more
CAT icon

Caterpillar

2,321 hedge funds and large institutions have $88B invested in Caterpillar in 2023 Q2 according to their latest regulatory filings, with 175 funds opening new positions, 932 increasing their positions, 858 reducing their positions, and 112 closing their positions.

New
Increased
Maintained
Reduced
Closed

56% more first-time investments, than exits

New positions opened: 175 | Existing positions closed: 112

6% more capital invested

Capital invested by funds: $82.8B → $88B (+$5.16B)

2% more funds holding in top 10

Funds holding in top 10: 4344 (+1)

2% more funds holding

Funds holding: 2,2782,321 (+43)

9% more repeat investments, than reductions

Existing positions increased: 932 | Existing positions reduced: 858

5.96% less ownership

Funds ownership: 75.58%69.62% (-6%)

15% less call options, than puts

Call options by funds: $2.38B | Put options by funds: $2.8B

Holders
2,321
Holders Change
+43
Holders Change %
+1.89%
% of All Funds
36.44%
Holding in Top 10
44
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+2.33%
% of All Funds
0.69%
New
175
Increased
932
Reduced
858
Closed
112
Calls
$2.38B
Puts
$2.8B
Net Calls
-$422M
Net Calls Change
+$48.4M
Name Holding Trade Value Shares
Change
Change in
Stake
FAIM
676
Financial Advocates Investment Management
Washington
$3.29M +$1.49M +6,687 +100%
SWM
677
SeaCrest Wealth Management
New York
$3.28M +$1.14M +5,106 +62%
RBA
678
Richard Bernstein Advisors
New York
$3.27M
KWM
679
Kingsview Wealth Management
Oregon
$3.27M +$325K +1,459 +12%
ClearBridge Investments
680
ClearBridge Investments
New York
$3.24M +$257K +1,154 +10%
FFP
681
FourThought Financial Partners
Florida
$3.22M +$223 +1 +0%
HKIM
682
Hayek Kallen Investment Management
Alabama
$3.21M -$33.2K -149 -1%
WTFG
683
Wells Trecaso Financial Group
Ohio
$3.2M +$2.5M +11,215 +628%
AssetMark Inc
684
AssetMark Inc
California
$3.2M -$236K -1,058 -8%
CLOS
685
Compagnie Lombard Odier SCmA
Switzerland
$3.19M -$475K -2,129 -14%
SFS
686
Sowell Financial Services
Arkansas
$3.18M +$828K +3,713 +40%
SIM
687
Studio Investment Management
Illinois
$3.18M +$114K +511 +4%
BBHC
688
Brown Brothers Harriman & Co
New York
$3.17M -$197K -885 -6%
ACIM
689
Azimuth Capital Investment Management
Michigan
$3.17M +$111K +500 +4%
BBL
690
Beck Bode LLC
Massachusetts
$3.16M +$624K +2,799 +28%
GSC
691
G&S Capital
Colorado
$3.15M +$1.12M +5,027 +65%
LIM
692
Leavell Investment Management
Alabama
$3.15M -$74.5K -334 -3%
ACL
693
Applied Capital LLC
Florida
$3.13M +$5.13K +23 +0.2%
VCM
694
Viewpoint Capital Management
Washington
$3.12M +$249K +1,115 +10%
OAJ
695
Ogorek Anthony Joseph
New York
$3.1M -$233K -1,047 -8%
SWP
696
Stratos Wealth Partners
Ohio
$3.1M -$107K -482 -4%
CSC
697
Caldwell Sutter Capital
California
$3.1M +$661K +2,963 +31%
SIP
698
Stoneridge Investment Partners
Pennsylvania
$3.09M +$79.2K +355 +3%
ATPW
699
Ashton Thomas Private Wealth
Arizona
$3.08M +$38.1K +171 +1%
SFI
700
Susquehanna Fundamental Investments
Pennsylvania
$3.08M -$6.18M -27,700 -69%

CAT Hedge Fund Activity: Q2 2023 in Review

2,321 of the 6,369 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q2 2023, worth a combined $88B — up 6.2% from $82.8B a quarter earlier.

Buyers outnumbered sellers: 175 funds opened new CAT positions and 112 closed out — a net gain of 63 holders — while 932 added to existing stakes and 858 trimmed.

The largest buyer was Altshuler Shaham, adding an estimated $252M. The largest seller was OFI Invest Asset Management, cutting an estimated $6.28B.

  • 2,321 institutional investors held Caterpillar (CAT) as of Q2 2023, up from 2,278 in Q1 2023.
  • Funds reported $88B of Caterpillar stock for Q2 2023, up 6.2% quarter-over-quarter.
  • 175 funds opened new Caterpillar positions in Q2 2023 and 112 closed out, a net change of +63 holders.
  • The largest Caterpillar buyer in Q2 2023 was Altshuler Shaham, an estimated $252M added.
  • The largest Caterpillar seller in Q2 2023 was OFI Invest Asset Management, an estimated $6.28B sold.

Based on aggregated 13F filings for Q2 2023.