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Caterpillar
CAT

Overview Fund Activity

1,656 hedge funds and large institutions have $54.5B invested in Caterpillar in 2019 Q4 according to their latest regulatory filings, with 279 funds opening new positions, 512 increasing their positions, 603 reducing their positions, and 79 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,656
Holders Change
+180
Holders Change %
+12.2%
% of All Funds
32.7%
Holding in Top 10
26
Holding in Top 10 Change
+11
Holding in Top 10 Change %
+73.33%
% of All Funds
0.51%
New
279
Increased
512
Reduced
603
Closed
79
Calls
$1.63B
Puts
$1.87B
Net Calls
-$249M
Net Calls Change
+$136M

Top Buyers

1
Bank of America
Bank of America
North Carolina
+$519M
2
Fidelity Investments
Fidelity Investments
Massachusetts
+$347M
3
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$336M
4
AIG
American International Group
New York
+$325M
5
Ameriprise
Ameriprise
Minnesota
+$190M

Top Sellers

1
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance
Illinois
-$270M
2
State Street
State Street
Massachusetts
-$208M
3
Vanguard Group
Vanguard Group
Pennsylvania
-$167M
4
Deutsche Bank
Deutsche Bank
Germany
-$152M
5
D.E. Shaw & Co
D.E. Shaw & Co
New York
-$149M
Name Holding Trade Value Shares
Change 		Shares
Change %
S
676
Seeyond
France
$1.4M -$110K -746 -7%
TIA
677
Trust Investment Advisors
Indiana
$1.4M – – –
HKAM
678
Horizon Kinetics Asset Management
New York
$1.4M -$13.7K -93 -1%
PAM
679
Private Asset Management
California
$1.4M -$66.8K -452 -5%
MSAM
680
Moloney Securities Asset Management
Missouri
$1.4M +$55.5K +376 +4%
OIA
681
Optimum Investment Advisors
Illinois
$1.39M -$20.7K -140 -1%
FI
682
FormulaFolio Investments
Michigan
$1.38M -$65.7K -445 -5%
CL
683
Choreo LLC
Illinois
$1.37M +$52K +352 +4%
DCM
684
Davidson Capital Management
Texas
$1.37M +$1.37M +9,248 New
CF
685
CNA Financial
Illinois
$1.36M – – –
FTI
686
Fiduciary Trust International
Massachusetts
$1.36M +$264K +1,788 +24%
AMG
687
Asset Management Group
Connecticut
$1.35M +$8.12K +55 +0.6%
Connor, Clark & Lunn Investment Management (CC&L)
688
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
$1.35M +$1.35M +9,145 New
IRF
689
IBM Retirement Fund
New York
$1.34M -$85.5K -579 -6%
MMHP
690
Murphy Middleton Hinkle & Parker
Georgia
$1.34M +$21.9K +148 +2%
H
691
HoyleCohen
California
$1.33M -$13.3K -90 -1%
CA
692
Cumberland Advisors
Florida
$1.33M +$805K +5,450 +154%
SC
693
Savant Capital
Illinois
$1.33M +$150K +1,013 +13%
TSWM
694
Triangle Securities Wealth Management
North Carolina
$1.32M +$13K +88 +1%
ACI
695
Alpha Cubed Investments
California
$1.32M +$51K +345 +4%
PNC
696
Park National Corp
Ohio
$1.32M – – –
CAN
697
Claraphi Advisory Network
United States
$1.32M -$1.63K -11 -0.1%
GHAM
698
Gilman Hill Asset Management
Connecticut
$1.32M +$60.1K +407 +5%
BPC
699
Banque Pictet & Cie
Switzerland
$1.31M +$142K +960 +12%
JFA
700
Johanson Financial Advisors
California
$1.31M +$1.3M +191,419 +11,442%
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