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Caterpillar
CAT

Overview Fund Activity

1,143 hedge funds and large institutions have $38.9B invested in Caterpillar in 2017 Q1 according to their latest regulatory filings, with 96 funds opening new positions, 341 increasing their positions, 537 reducing their positions, and 101 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,143
Holders Change
-18
Holders Change %
-1.55%
% of All Funds
28.5%
Holding in Top 10
18
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-10%
% of All Funds
0.45%
New
96
Increased
341
Reduced
537
Closed
101
Calls
$758M
Puts
$1.49B
Net Calls
-$733M
Net Calls Change
+$9.04M

Top Buyers

1
BlackRock
BlackRock
New York
+$3.07B
2
Fidelity Investments
Fidelity Investments
Massachusetts
+$167M
3
Citadel Advisors
Citadel Advisors
Florida
+$153M
4
Renaissance Technologies
Renaissance Technologies
New York
+$143M
5
Morgan Stanley
Morgan Stanley
New York
+$127M

Top Sellers

1
Capital Research Global Investors
Capital Research Global Investors
California
-$435M
2
Franklin Resources
Franklin Resources
California
-$137M
3
Harris Associates
Harris Associates
Illinois
-$126M
4
Dimensional Fund Advisors
Dimensional Fund Advisors
Texas
-$114M
5
State Street
State Street
Massachusetts
-$107M
Name Holding Trade Value Shares
Change 		Shares
Change %
MPI
676
Mairs & Power Inc
Minnesota
$720K +$7.42K +80 +1%
FWM
677
Focused Wealth Management
New York
$719K -$11.3K -122 -2%
IAMOG
678
Investors Asset Management of Georgia
Georgia
$716K -$78.8K -850 -10%
DLA
679
Douglas Lane & Associates
New York
$708K -$170K -1,837 -19%
PTC
680
Private Trust Company
Ohio
$700K +$131K +1,413 +23%
AIA
681
Allegis Investment Advisors
Idaho
$698K +$44.9K +484 +7%
IPC
682
Independent Portfolio Consultants
Florida
$697K +$232K +2,495 +50%
TIA
683
Tiemann Investment Advisors
California
$693K -$13.9K -150 -2%
LNC
684
Lincoln National Corp
Pennsylvania
$693K +$476K +5,131 +219%
RCAG
685
Rehmann Capital Advisory Group
Michigan
$692K -$102K -1,097 -13%
QIM
686
Quest Investment Management
Oregon
$690K – – –
Verition Fund Management
687
Verition Fund Management
Connecticut
$685K +$354K +3,815 +107%
PAM
688
Palisade Asset Management
Minnesota
$683K -$9.27K -100 -1%
CWP
689
Capital Wealth Planning
Florida
$675K – – –
WA
690
Waverly Advisors
Alabama
$670K +$670K +7,224 New
EVC
691
Eidelman Virant Capital
Missouri
$669K – – –
CCM
692
Crossvault Capital Management
Texas
$666K +$78.9K +850 +13%
SCM
693
SOL Capital Management
Maryland
$662K – – –
SSWM
694
Smith Salley Wealth Management
North Carolina
$662K – – –
FTI
695
Fiduciary Trust International
Massachusetts
$661K +$23.6K +254 +4%
GP
696
Girard Partners
Pennsylvania
$661K +$140K +1,510 +27%
DPIM
697
Duff & Phelps Investment Management
Illinois
$658K -$13K -140 -2%
TYCC
698
Texas Yale Capital Corp
Florida
$657K -$214K -2,310 -25%
CL
699
CPWM LLC
Washington
$657K -$111K -1,198 -14%
PMFA
700
Plante Moran Financial Advisors
Michigan
$655K -$13.2K -142 -2%
26 27
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