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Caterpillar
CAT

Overview Fund Activity

1,092 hedge funds and large institutions have $37B invested in Caterpillar in 2016 Q3 according to their latest regulatory filings, with 106 funds opening new positions, 364 increasing their positions, 444 reducing their positions, and 55 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,092
Holders Change
+36
Holders Change %
+3.41%
% of All Funds
29.18%
Holding in Top 10
19
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+72.73%
% of All Funds
0.51%
New
106
Increased
364
Reduced
444
Closed
55
Calls
$1.07B
Puts
$1.62B
Net Calls
-$549M
Net Calls Change
-$202M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
+$341M
2
Capital World Investors
Capital World Investors
California
+$226M
3
Morgan Stanley
Morgan Stanley
New York
+$190M
4
American Century Companies
American Century Companies
Missouri
+$123M
5
EVM
Eaton Vance Management
Massachusetts
+$121M

Top Sellers

1
Capital International Investors
Capital International Investors
California
-$134M
2
Harris Associates
Harris Associates
Illinois
-$108M
3
State Street
State Street
Massachusetts
-$83.7M
4
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
-$63.4M
5
VFA
Virtus Fund Advisers
Connecticut
-$52.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
CCM
676
Crossvault Capital Management
Texas
$672K +$90.9K +1,025 +16%
RC
677
RBO & Co
California
$668K – – –
LMIM
678
Lockheed Martin Investment Management
Maryland
$666K -$2M -22,500 -75%
PAM
679
Palisade Asset Management
Minnesota
$663K +$15.6K +176 +2%
DPIM
680
Duff & Phelps Investment Management
Illinois
$662K -$8.88K -100 -1%
QIM
681
Quest Investment Management
Oregon
$660K – – –
SCM
682
SOL Capital Management
Maryland
$656K – – –
FSA
683
Franklin Street Advisors
North Carolina
$651K -$15.5K -175 -2%
CWP
684
Capital Wealth Planning
Florida
$646K – – –
EVC
685
Eidelman Virant Capital
Missouri
$645K +$16K +180 +3%
RCM
686
Riverhead Capital Management
Delaware
$641K -$151K -1,697 -19%
B
687
BancorpSouth
Mississippi
$639K -$32.2K -363 -5%
Bessemer Group
688
Bessemer Group
New Jersey
$636K -$6.48M -72,847 -91%
SSWM
689
Smith Salley Wealth Management
North Carolina
$634K – – –
WCM
690
Windsor Capital Management
Arizona
$633K -$266 -3 -0%
MRCM
691
M&R Capital Management
New Jersey
$624K -$20.2K -471 -3%
MI
692
Montage Investments
Kansas
$616K -$23.1K -260 -4%
MBTD
693
Mechanics Bank - Trust Department
California
$610K -$15.5K -175 -2%
PWAP
694
Private Wealth Advisors (Pennsylvania)
Pennsylvania
$610K +$13.3K +150 +2%
NAMA
695
Nikko Asset Management Americas
New York
$604K – – –
PTC
696
Private Trust Company
Ohio
$604K +$187K +2,107 +45%
Millennium Management
697
Millennium Management
New York
$601K -$319K -3,590 -35%
MIP
698
Marietta Investment Partners
Wisconsin
$599K -$4.44K -50 -0.7%
TL
699
Tirschwell & Loewy
New York
$595K – – –
IPC
700
Independent Portfolio Consultants
Florida
$591K -$34.6K -390 -6%
26 27
28
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