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Caterpillar
CAT

Overview Fund Activity

1,057 hedge funds and large institutions have $25.9B invested in Caterpillar in 2015 Q3 according to their latest regulatory filings, with 68 funds opening new positions, 399 increasing their positions, 440 reducing their positions, and 126 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,057
Holders Change
-70
Holders Change %
-6.21%
% of All Funds
29.54%
Holding in Top 10
4
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-66.67%
% of All Funds
0.11%
New
68
Increased
399
Reduced
440
Closed
126
Calls
$931M
Puts
$1.73B
Net Calls
-$803M
Net Calls Change
-$202M

Top Buyers

1
Capital Research Global Investors
Capital Research Global Investors
California
+$462M
2
Harris Associates
Harris Associates
Illinois
+$307M
3
Invesco
Invesco
Georgia
+$159M
4
Wellington Management Group
Wellington Management Group
Massachusetts
+$146M
5
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
+$106M

Top Sellers

1
WRF
Waddell & Reed Financial
Kansas
-$426M
2
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
-$127M
3
Bank of New York Mellon
Bank of New York Mellon
New York
-$121M
4
American Century Companies
American Century Companies
Missouri
-$99.2M
5
Westfield Capital Management
Westfield Capital Management
Massachusetts
-$94.9M
Name Holding Trade Value Shares
Change 		Shares
Change %
WT
676
Washington Trust
Rhode Island
$568K -$130K -1,989 -19%
RC
677
Roundview Capital
New Jersey
$568K +$2.61K +40 +0.5%
SJIM
678
St. Johns Investment Management
Florida
$563K -$53K -811 -9%
HI
679
Hudock Inc
Pennsylvania
$563K +$12.9K +198 +2%
CAM
680
CG Asset Management
New York
$562K -$934K -14,285 -62%
SAM
681
Sawgrass Asset Management
Florida
$556K – – –
KTC
682
Kistler-Tiffany Companies
Pennsylvania
$554K -$55.6K -850 -9%
TIA
683
Tiemann Investment Advisors
California
$553K -$4.91K -75 -0.9%
TSS
684
Thomas Story & Son
Indiana
$549K – – –
SIM
685
Sterling Investment Management
Arizona
$549K +$65 +1 +0%
NFG
686
Next Financial Group
Texas
$548K +$16.3K +250 +3%
CG
687
Clinton Group
New York
$545K +$545K +8,338 New
AT
688
Acadia Trust
Maine
$544K -$9.49K -145 -2%
BDF
689
Balasa Dinverno & Foltz
$542K +$36.8K +563 +7%
MF
690
Magnetar Financial
Illinois
$540K +$540K +8,258 New
CL
691
CPWM LLC
Washington
$538K +$6.41K +98 +1%
IAMOG
692
Investors Asset Management of Georgia
Georgia
$532K – – –
RT
693
Rockland Trust
Massachusetts
$532K +$532K +8,136 New
GW
694
GW & Wade
Massachusetts
$531K +$152K +2,319 +40%
CTI
695
Community Trust & Investment
Kentucky
$529K – – –
PHS
696
Pekin Hardy Strauss
Illinois
$529K +$13.1K +201 +3%
CTA
697
Chesley Taft & Associates
Illinois
$527K -$3.33K -51 -0.6%
DSN
698
D. Scott Neal
Kentucky
$525K -$9.8K -150 -2%
SSWM
699
Smith Salley Wealth Management
North Carolina
$517K -$2.01M -30,828 -80%
CD
700
Carl Domino
Florida
$515K -$714K -10,925 -58%
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