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Caterpillar

1,058 hedge funds and large institutions have $25.9B invested in Caterpillar in 2015 Q3 according to their latest regulatory filings, with 68 funds opening new positions, 400 increasing their positions, 440 reducing their positions, and 126 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.64% more ownership

Funds ownership: 65.79%66.43% (+0.64%)

9% less repeat investments, than reductions

Existing positions increased: 400 | Existing positions reduced: 440

6% less funds holding

Funds holding: 1,1281,058 (-70)

22% less capital invested

Capital invested by funds: $33.5B → $25.9B (-$7.51B)

46% less first-time investments, than exits

New positions opened: 68 | Existing positions closed: 126

46% less call options, than puts

Call options by funds: $931M | Put options by funds: $1.73B

67% less funds holding in top 10

Funds holding in top 10: 124 (-8)

Holders
1,058
Holders Change
-70
Holders Change %
-6.21%
% of All Funds
29.54%
Holding in Top 10
4
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-66.67%
% of All Funds
0.11%
New
68
Increased
400
Reduced
440
Closed
126
Calls
$931M
Puts
$1.73B
Net Calls
-$803M
Net Calls Change
-$202M
Name Holding Trade Value Shares
Change
Change in
Stake
BFA
676
Bragg Financial Advisors
North Carolina
$570K -$45.1K -589 -6%
WT
677
Washington Trust
Rhode Island
$568K -$152K -1,989 -19%
RC
678
Roundview Capital
New Jersey
$568K +$3.06K +40 +0.5%
SJIM
679
St. Johns Investment Management
Florida
$563K -$62K -811 -9%
HI
680
Hudock Inc
Pennsylvania
$563K +$15.1K +198 +2%
CAM
681
CG Asset Management
New York
$562K -$1.09M -14,285 -62%
SAM
682
Sawgrass Asset Management
Florida
$556K
KTC
683
Kistler-Tiffany Companies
Pennsylvania
$554K -$65K -850 -9%
TIA
684
Tiemann Investment Advisors
California
$553K -$5.74K -75 -0.9%
TSS
685
Thomas Story & Son
Indiana
$549K
SIM
686
Sterling Investment Management
Arizona
$549K +$76 +1 +0%
NFG
687
Next Financial Group
Texas
$548K +$19.1K +250 +3%
CG
688
Clinton Group
New York
$545K +$638K +8,338 New
AT
689
Acadia Trust
Maine
$544K -$11.1K -145 -2%
BDF
690
Balasa Dinverno & Foltz
$542K +$43.1K +563 +7%
MF
691
Magnetar Financial
Illinois
$540K +$632K +8,258 New
CL
692
CPWM LLC
Washington
$538K +$7.5K +98 +1%
IAMOG
693
Investors Asset Management of Georgia
Georgia
$532K
RT
694
Rockland Trust
Massachusetts
$532K +$622K +8,136 New
GW
695
GW & Wade
Massachusetts
$531K +$177K +2,319 +40%
CTI
696
Community Trust & Investment
Kentucky
$529K
PHS
697
Pekin Hardy Strauss
Illinois
$529K +$15.4K +201 +3%
CTA
698
Chesley Taft & Associates
Illinois
$527K -$3.9K -51 -0.6%
DSN
699
D. Scott Neal
Kentucky
$525K -$11.5K -150 -2%
SSWM
700
Smith Salley Wealth Management
North Carolina
$517K -$2.36M -30,828 -80%

CAT Hedge Fund Activity: Q3 2015 in Review

1,058 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q3 2015, worth a combined $25.9B — down 22% from $33.5B a quarter earlier.

Sellers outnumbered buyers: 126 funds closed out of CAT and 68 opened new positions — a net loss of 58 holders — while 440 trimmed existing stakes and 400 added.

The largest buyer was Capital Research Global Investors, adding an estimated $541M. The largest seller was Waddell & Reed Financial, cutting an estimated $499M.

  • 1,058 institutional investors held Caterpillar (CAT) as of Q3 2015, down from 1,128 in Q2 2015.
  • Funds reported $25.9B of Caterpillar stock for Q3 2015, down 22% quarter-over-quarter.
  • 68 funds opened new Caterpillar positions in Q3 2015 and 126 closed out, a net change of -58 holders.
  • The largest Caterpillar buyer in Q3 2015 was Capital Research Global Investors, an estimated $541M added.
  • The largest Caterpillar seller in Q3 2015 was Waddell & Reed Financial, an estimated $499M sold.

Based on aggregated 13F filings for Q3 2015.