CAT icon

Caterpillar
CAT

Overview Fund Activity

1,558 hedge funds and large institutions have $48.7B invested in Caterpillar in 2018 Q4 according to their latest regulatory filings, with 199 funds opening new positions, 564 increasing their positions, 581 reducing their positions, and 155 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,558
Holders Change
+29
Holders Change %
+1.9%
% of All Funds
34.77%
Holding in Top 10
29
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-9.38%
% of All Funds
0.65%
New
199
Increased
564
Reduced
581
Closed
155
Calls
$1.55B
Puts
$1.74B
Net Calls
-$189M
Net Calls Change
-$102M

Top Buyers

1
Sanders Capital
Sanders Capital
Florida
+$375M
2
Vanguard Group
Vanguard Group
Pennsylvania
+$174M
3
Harris Associates
Harris Associates
Illinois
+$125M
4
DCM
Discovery Capital Management
Connecticut
+$100M
5
LSV Asset Management
LSV Asset Management
Illinois
+$76.9M

Top Sellers

1
Capital World Investors
Capital World Investors
California
-$676M
2
Jennison Associates
Jennison Associates
New York
-$664M
3
SCM
Suvretta Capital Management
New York
-$194M
4
Fidelity Investments
Fidelity Investments
Massachusetts
-$161M
5
Janus Henderson Group
Janus Henderson Group
United Kingdom
-$119M
Name Holding Trade Value Shares
Change 		Shares
Change %
EF
651
Empirical Finance
Pennsylvania
$1.45M +$1.45M +11,436 New
LCM
652
Landscape Capital Management
New Jersey
$1.45M +$468K +3,680 +48%
RWA
653
Ropes Wealth Advisors
Massachusetts
$1.44M -$10.8K -85 -0.7%
LRPA
654
L. Roy Papp & Associates
Arizona
$1.44M +$31.8K +250 +2%
CWP
655
Capital Wealth Planning
Florida
$1.43M -$1.23M -9,650 -46%
GIA
656
Guyasuta Investment Advisors
Pennsylvania
$1.43M – – –
FCM
657
Flinton Capital Management
Pennsylvania
$1.42M -$234K -1,840 -14%
PK
658
Pflug Koory
Nebraska
$1.41M – – –
KFC
659
Klingenstein Fields & Co
New York
$1.41M – – –
Cetera Investment Advisers
660
Cetera Investment Advisers
Illinois
$1.41M +$32.8K +258 +2%
VSI
661
Verde Servicos Internacionais
Brazil
$1.41M -$809K -6,371 -37%
HK
662
Horizon Kinetics
New York
$1.4M +$47.2K +371 +3%
GIM
663
Guardian Investment Management
California
$1.39M -$24.5K -193 -2%
IP
664
Intellectus Partners
California
$1.38M -$1.21M -9,525 -47%
FNBTCON
665
First National Bank & Trust Co of Newtown
Pennsylvania
$1.38M – – –
VCAM
666
Van Cleef Asset Management
Ohio
$1.37M +$34.3K +270 +3%
HT
667
HAP Trading
New York
$1.37M -$6.7M -52,757 -83%
BFEC
668
Benjamin F. Edwards & Company
Missouri
$1.37M +$86.1K +677 +7%
HI
669
Hudock Inc
Pennsylvania
$1.35M +$43.5K +346 +3%
HAM
670
Highstreet Asset Management
Ontario, Canada
$1.35M -$281K -2,209 -17%
WG
671
Welch Group
Alabama
$1.34M -$508 -4 -0%
CT
672
Coastline Trust
Rhode Island
$1.34M +$635 +5 +0%
RCM
673
Radnor Capital Management
Pennsylvania
$1.34M – – –
SCP
674
Stamos Capital Partners
California
$1.33M +$1.33M +10,471 New
CIP
675
Convergence Investment Partners
Florida
$1.33M +$8.26K +65 +0.6%
25 26
27
28 29