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Caterpillar

1,058 hedge funds and large institutions have $25.9B invested in Caterpillar in 2015 Q3 according to their latest regulatory filings, with 68 funds opening new positions, 400 increasing their positions, 440 reducing their positions, and 126 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.64% more ownership

Funds ownership: 65.79%66.43% (+0.64%)

9% less repeat investments, than reductions

Existing positions increased: 400 | Existing positions reduced: 440

6% less funds holding

Funds holding: 1,1281,058 (-70)

22% less capital invested

Capital invested by funds: $33.5B → $25.9B (-$7.51B)

46% less first-time investments, than exits

New positions opened: 68 | Existing positions closed: 126

46% less call options, than puts

Call options by funds: $931M | Put options by funds: $1.73B

67% less funds holding in top 10

Funds holding in top 10: 124 (-8)

Holders
1,058
Holders Change
-70
Holders Change %
-6.21%
% of All Funds
29.54%
Holding in Top 10
4
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-66.67%
% of All Funds
0.11%
New
68
Increased
400
Reduced
440
Closed
126
Calls
$931M
Puts
$1.73B
Net Calls
-$803M
Net Calls Change
-$202M
Name Holding Trade Value Shares
Change
Change in
Stake
DCLA
651
Douglas C. Lane & Associates
New York
$667K -$14.8K -194 -2%
PFPT
652
Pinnacle Financial Partners (Tennessee)
Tennessee
$664K +$19.1K +250 +3%
CONA
653
Capital One National Association
New York
$662K -$994 -13 -0.1%
WCBA
654
Weaver C. Barksdale & Associates
Tennessee
$662K
KCPG
655
Kavar Capital Partners Group
Kansas
$650K -$42.1K -550 -5%
PIA
656
Peachtree Investment Advisors
Georgia
$643K +$109K +1,430 +17%
JT
657
Jump Trading
Illinois
$638K -$2.83M -36,999 -79%
FPCG
658
Fort Pitt Capital Group
Pennsylvania
$637K -$34.4K -450 -4%
WG
659
Welch Group
Alabama
$630K +$71.4K +933 +11%
SA
660
Strategic Advisors
New York
$630K +$211K +2,765 +40%
AMG
661
Asset Management Group
Connecticut
$625K +$103K +1,349 +16%
BAM
662
Burnham Asset Management
New York
$621K -$15.3K -200 -2%
CCP
663
Clarkston Capital Partners
Michigan
$620K +$726K +9,490 New
WJA
664
Williams Jones & Associates
New York
$614K -$105K -1,370 -13%
GL
665
GLG LLC
New York
$613K -$60.9K -796 -8%
DBIA
666
Dumont & Blake Investment Advisors
New Jersey
$613K -$7.65K -100 -1%
SACTSONJ
667
Supplemental Annuity Collective Trust (SACT) of New Jersey
New Jersey
$612K
WS
668
Wedbush Securities
California
$607K +$13.6K +178 +2%
PL
669
Parkwood LLC
Ohio
$607K +$711K +9,293 New
Luther King Capital Management (LKCM)
670
Luther King Capital Management (LKCM)
Texas
$603K -$15.3K -200 -2%
CF
671
CenterStar Fund
Illinois
$599K
WA
672
WFG Advisors
Texas
$598K +$33K +432 +5%
FNBTCON
673
First National Bank & Trust Co of Newtown
Pennsylvania
$597K +$26.4K +345 +4%
BA
674
Birinyi Associates
Connecticut
$592K +$291K +3,800 +72%
ACM
675
Argentus Capital Management
Texas
$591K -$84.9K -1,110 -11%

CAT Hedge Fund Activity: Q3 2015 in Review

1,058 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q3 2015, worth a combined $25.9B — down 22% from $33.5B a quarter earlier.

Sellers outnumbered buyers: 126 funds closed out of CAT and 68 opened new positions — a net loss of 58 holders — while 440 trimmed existing stakes and 400 added.

The largest buyer was Capital Research Global Investors, adding an estimated $541M. The largest seller was Waddell & Reed Financial, cutting an estimated $499M.

  • 1,058 institutional investors held Caterpillar (CAT) as of Q3 2015, down from 1,128 in Q2 2015.
  • Funds reported $25.9B of Caterpillar stock for Q3 2015, down 22% quarter-over-quarter.
  • 68 funds opened new Caterpillar positions in Q3 2015 and 126 closed out, a net change of -58 holders.
  • The largest Caterpillar buyer in Q3 2015 was Capital Research Global Investors, an estimated $541M added.
  • The largest Caterpillar seller in Q3 2015 was Waddell & Reed Financial, an estimated $499M sold.

Based on aggregated 13F filings for Q3 2015.