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Caterpillar
CAT

Overview Fund Activity

1,057 hedge funds and large institutions have $25.9B invested in Caterpillar in 2015 Q3 according to their latest regulatory filings, with 68 funds opening new positions, 399 increasing their positions, 440 reducing their positions, and 126 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,057
Holders Change
-70
Holders Change %
-6.21%
% of All Funds
29.54%
Holding in Top 10
4
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-66.67%
% of All Funds
0.11%
New
68
Increased
399
Reduced
440
Closed
126
Calls
$931M
Puts
$1.73B
Net Calls
-$803M
Net Calls Change
-$202M

Top Buyers

1
Capital Research Global Investors
Capital Research Global Investors
California
+$462M
2
Harris Associates
Harris Associates
Illinois
+$307M
3
Invesco
Invesco
Georgia
+$159M
4
Wellington Management Group
Wellington Management Group
Massachusetts
+$146M
5
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
+$106M

Top Sellers

1
WRF
Waddell & Reed Financial
Kansas
-$426M
2
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
-$127M
3
Bank of New York Mellon
Bank of New York Mellon
New York
-$121M
4
American Century Companies
American Century Companies
Missouri
-$99.2M
5
Westfield Capital Management
Westfield Capital Management
Massachusetts
-$94.9M
Name Holding Trade Value Shares
Change 		Shares
Change %
PFP
651
Pinnacle Financial Partners
Tennessee
$664K +$16.3K +250 +3%
CONA
652
Capital One National Association
New York
$662K -$849 -13 -0.1%
WCBA
653
Weaver C. Barksdale & Associates
Tennessee
$662K – – –
KCPG
654
Kavar Capital Partners Group
Kansas
$650K -$35.9K -550 -5%
PIA
655
Peachtree Investment Advisors
Georgia
$643K +$93.4K +1,430 +17%
JT
656
Jump Trading
Illinois
$638K -$2.42M -36,999 -79%
FPCG
657
Fort Pitt Capital Group
Pennsylvania
$637K -$29.4K -450 -4%
WG
658
Welch Group
Alabama
$630K +$61K +933 +11%
SA
659
Strategic Advisors
New York
$630K +$181K +2,765 +40%
AMG
660
Asset Management Group
Connecticut
$625K +$88.2K +1,349 +16%
BAM
661
Burnham Asset Management
New York
$621K -$13.1K -200 -2%
CCP
662
Clarkston Capital Partners
Michigan
$620K +$620K +9,490 New
WJA
663
Williams Jones & Associates
New York
$614K -$89.5K -1,370 -13%
GL
664
GLG LLC
New York
$613K -$52K -796 -8%
DBIA
665
Dumont & Blake Investment Advisors
New Jersey
$613K -$6.53K -100 -1%
SACTSONJ
666
Supplemental Annuity Collective Trust (SACT) of New Jersey
New Jersey
$612K – – –
WS
667
Wedbush Securities
California
$607K +$11.6K +178 +2%
PL
668
Parkwood LLC
Ohio
$607K +$607K +9,293 New
Luther King Capital Management (LKCM)
669
Luther King Capital Management (LKCM)
Texas
$603K -$13.1K -200 -2%
CF
670
CenterStar Fund
Illinois
$599K -$21K – –
WA
671
WFG Advisors
Texas
$598K +$28.2K +432 +5%
FNBTCON
672
First National Bank & Trust Co of Newtown
Pennsylvania
$597K +$22.5K +345 +4%
BA
673
Birinyi Associates
Connecticut
$592K +$249K +3,800 +72%
ACM
674
Argentus Capital Management
Texas
$591K -$72.6K -1,110 -11%
BFA
675
Bragg Financial Advisors
North Carolina
$570K -$38.5K -589 -6%
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27
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