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Caterpillar
CAT

Overview Fund Activity

1,169 hedge funds and large institutions have $46.2B invested in Caterpillar in 2014 Q2 according to their latest regulatory filings, with 75 funds opening new positions, 383 increasing their positions, 523 reducing their positions, and 61 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,169
Holders Change
+9
Holders Change %
+0.78%
% of All Funds
33.62%
Holding in Top 10
32
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+33.33%
% of All Funds
0.92%
New
75
Increased
383
Reduced
523
Closed
61
Calls
$1.05B
Puts
$1.47B
Net Calls
-$417M
Net Calls Change
-$94.8M

Top Buyers

1
WRF
Waddell & Reed Financial
Kansas
+$467M
2
Capital Research Global Investors
Capital Research Global Investors
California
+$404M
3
Norges Bank
Norges Bank
Norway
+$290M
4
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
+$264M
5
Fidelity Investments
Fidelity Investments
Massachusetts
+$202M

Top Sellers

1
State Street
State Street
Massachusetts
-$364M
2
Goldman Sachs
Goldman Sachs
New York
-$248M
3
MNA
Manning & Napier Advisors
New York
-$158M
4
ClearBridge Investments
ClearBridge Investments
New York
-$153M
5
IGIM
I.G. Investment Management
Manitoba, Canada
-$106M
Name Holding Trade Value Shares
Change 		Shares
Change %
PAM
651
PartnerRe Asset Management
Connecticut
$1.44M -$233K -2,141 -14%
TRIM
652
Thompson Rubinstein Investment Management
Oregon
$1.43M – – –
BC
653
Barnett & Company
Tennessee
$1.43M -$21.7K -200 -1%
CWM
654
Confluence Wealth Management
Oregon
$1.43M +$39.9K +367 +3%
DPIM
655
Duff & Phelps Investment Management
Illinois
$1.42M -$18.5K -170 -1%
JAFL
656
Jay A. Fishman Ltd
Michigan
$1.42M -$86.9K -800 -6%
MFS
657
Monetta Financial Services
Illinois
$1.41M – – –
IHL
658
Investment House LLC
California
$1.41M -$120K -1,100 -8%
RG
659
Renaissance Group
Kentucky
$1.41M -$52.6K -484 -4%
OMCS
660
Old Mutual Customised Solutions
South Africa
$1.4M -$54.3K -500 -4%
ECM
661
EagleClaw Capital Management
Massachusetts
$1.4M +$255K +2,350 +22%
GP
662
Girard Partners
Pennsylvania
$1.4M +$93.3K +859 +7%
SAM
663
Sawgrass Asset Management
Florida
$1.4M -$29.9K -275 -2%
CC
664
Cognios Capital
Kansas
$1.39M -$688K -6,335 -33%
SSG
665
Summit Securities Group
New York
$1.39M +$1.33M +12,200 +2,033%
BAC
666
Boys Arnold & Co
North Carolina
$1.37M -$25.3K -233 -2%
BAS
667
Brown Advisory Securities
Maryland
$1.36M +$151K +1,389 +12%
ACP
668
Ashfield Capital Partners
California
$1.36M -$10.9K -100 -0.8%
BOC
669
Barbara Oil Co
Illinois
$1.36M – – –
JIC
670
Johnson Investment Counsel
Ohio
$1.36M +$71.6K +659 +6%
BA
671
Birinyi Associates
Connecticut
$1.35M +$21.7K +200 +2%
ST
672
Spinnaker Trust
Maine
$1.34M -$67.9K -625 -5%
WS
673
Wedbush Securities
California
$1.33M -$614K -5,654 -32%
PGIM
674
Pacific Global Investment Management
California
$1.32M +$80.8K +743 +7%
EWM
675
Evercore Wealth Management
New York
$1.31M +$32.6K +300 +3%
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