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Caterpillar
CAT

Overview Fund Activity

1,929 hedge funds and large institutions have $70.9B invested in Caterpillar in 2021 Q3 according to their latest regulatory filings, with 97 funds opening new positions, 816 increasing their positions, 692 reducing their positions, and 151 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,929
Holders Change
-85
Holders Change %
-4.22%
% of All Funds
33.88%
Holding in Top 10
21
Holding in Top 10 Change
-9
Holding in Top 10 Change %
-30%
% of All Funds
0.37%
New
97
Increased
816
Reduced
692
Closed
151
Calls
$1.87B
Puts
$2.99B
Net Calls
-$1.12B
Net Calls Change
-$696M

Top Buyers

1
Two Sigma Advisers
Two Sigma Advisers
New York
+$344M
2
D.E. Shaw & Co
D.E. Shaw & Co
New York
+$263M
3
Goldman Sachs
Goldman Sachs
New York
+$232M
4
Northern Trust
Northern Trust
Illinois
+$197M
5
BlackRock
BlackRock
New York
+$161M

Top Sellers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
-$828M
2
Macquarie Group
Macquarie Group
Australia
-$382M
3
Fidelity Investments
Fidelity Investments
Massachusetts
-$283M
4
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance
Illinois
-$274M
5
Capital International Investors
Capital International Investors
California
-$197M
Name Holding Trade Value Shares
Change 		Shares
Change %
HFA
626
HC Financial Advisors
California
$2.68M – – –
IMOV
627
Investment Management of Virginia
Virginia
$2.67M +$12.3K +64 +0.5%
EA
628
Ellsworth Advisors
Ohio
$2.66M +$625K +3,254 +31%
F
629
F3Logic
Minnesota
$2.66M +$149K +772 +6%
OQS
630
Occudo Quantitative Strategies
Florida
$2.65M +$2.16M +11,240 +435%
BEC
631
Blue Edge Capital
Virginia
$2.65M – – –
NSIM
632
North Star Investment Management
Illinois
$2.65M +$5.57K +29 +0.2%
SDIC
633
South Dakota Investment Council
South Dakota
$2.64M – – –
VFA
634
Valeo Financial Advisors
Indiana
$2.58M +$376K +1,961 +17%
MSU
635
Mizuho Securities USA
New York
$2.58M -$107K -559 -4%
PWSG
636
Pacific Wealth Strategies Group
California
$2.58M +$27.4K +143 +1%
CM
637
Capula Management
Cayman Islands
$2.57M +$636K +3,314 +33%
SC
638
Savant Capital
Illinois
$2.56M +$576K +3,002 +29%
MCM
639
Mitchell Capital Management
Kansas
$2.55M +$66.4K +346 +3%
OAJ
640
Ogorek Anthony Joseph
New York
$2.54M +$32.8K +171 +1%
LCM
641
Logan Capital Management
Pennsylvania
$2.54M +$192 +1 +0%
CG
642
Cutler Group
California
$2.52M -$1.22M -6,352 -33%
LNWWM
643
Laird Norton Wetherby Wealth Management
California
$2.52M -$4.8K -25 -0.2%
AF
644
Ally Financial
Michigan
$2.5M +$2.5M +13,000 New
ACM
645
AlphaStar Capital Management
North Carolina
$2.5M -$1.58M -7,798 -39%
TCOT
646
Trust Company of Toledo
Ohio
$2.49M +$705K +3,675 +40%
NEIRG
647
New England Investment & Retirement Group
Massachusetts
$2.49M -$107K -557 -4%
B
648
Bailard
California
$2.49M +$175K +910 +8%
MMA
649
Miracle Mile Advisors
California
$2.47M -$27.6K -144 -1%
SC
650
Slow Capital
California
$2.46M +$77.2K +402 +3%
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