CAT icon

Caterpillar
CAT

Overview Fund Activity

1,651 hedge funds and large institutions have $55.4B invested in Caterpillar in 2020 Q3 according to their latest regulatory filings, with 213 funds opening new positions, 582 increasing their positions, 608 reducing their positions, and 88 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,651
Holders Change
+111
Holders Change %
+7.21%
% of All Funds
33.4%
Holding in Top 10
22
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+29.41%
% of All Funds
0.45%
New
213
Increased
582
Reduced
608
Closed
88
Calls
$1.65B
Puts
$1.62B
Net Calls
+$22.6M
Net Calls Change
+$213M

Top Buyers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$719M
2
Diamond Hill Capital Management
Diamond Hill Capital Management
Ohio
+$162M
3
Fidelity Investments
Fidelity Investments
Massachusetts
+$133M
4
Capital Research Global Investors
Capital Research Global Investors
California
+$121M
5
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
+$118M

Top Sellers

1
State Street
State Street
Massachusetts
-$168M
2
Goldman Sachs
Goldman Sachs
New York
-$149M
3
Citadel Advisors
Citadel Advisors
Florida
-$123M
4
Vanguard Group
Vanguard Group
Pennsylvania
-$88.3M
5
Macquarie Group
Macquarie Group
Australia
-$87.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
SIP
626
Stoneridge Investment Partners
Pennsylvania
$1.83M -$2.84M -19,058 -61%
PH
627
Pinnacle Holdings
Oklahoma
$1.83M -$1.25M -8,357 -40%
AF
628
Advisornet Financial
Minnesota
$1.82M +$61.3K +411 +3%
Acadian Asset Management
629
Acadian Asset Management
Massachusetts
$1.81M +$1.11M +7,410 +156%
VF
630
Virtu Financial
New York
$1.81M +$1.81M +12,147 New
LNWWM
631
Laird Norton Wetherby Wealth Management
California
$1.79M -$37.7K -253 -2%
MCCP
632
Mission Creek Capital Partners
California
$1.79M +$1.79M +11,969 New
JPMIA
633
J.P. Marvel Investment Advisors
Massachusetts
$1.78M +$47.7K +320 +3%
OPA
634
Old Port Advisors
Maine
$1.78M +$7.16K +48 +0.4%
MMPW
635
Mitchell McLeod Pugh & Williams
Alabama
$1.78M -$26.8K -180 -1%
VFA
636
Valeo Financial Advisors
Indiana
$1.78M +$79.7K +534 +5%
LOAMU
637
Lombard Odier Asset Management (USA)
New York
$1.77M +$1.77M +11,894 New
GCM
638
Gables Capital Management
Florida
$1.76M – – –
CWG
639
Cornerstone Wealth Group
North Carolina
$1.75M +$1.75M +11,707 New
CM
640
Castleark Management
Illinois
$1.74M +$1.74M +11,690 New
PWA
641
Providence Wealth Advisors
Illinois
$1.73M -$171K -1,149 -9%
MCAI
642
Members Capital Advisors Inc
Wisconsin
$1.73M +$1.73M +11,610 New
PVWM
643
Point View Wealth Management
New Jersey
$1.73M -$41.8K -280 -2%
EWM
644
Evercore Wealth Management
New York
$1.73M +$4.18K +28 +0.2%
Members Trust
645
Members Trust
Florida
$1.72M -$74.6K -500 -4%
RMC
646
Resources Management Corp
Connecticut
$1.71M -$7.46K -50 -0.4%
LRPA
647
L. Roy Papp & Associates
Arizona
$1.71M +$119K +800 +7%
CLOS
648
Compagnie Lombard Odier SCmA
Switzerland
$1.71M -$2.77M -18,568 -62%
FWM
649
Frontier Wealth Management
Missouri
$1.71M +$30.4K +204 +2%
AA
650
Argent Advisors
Louisiana
$1.71M +$194K +1,304 +13%
24 25
26
27 28